FXH · First Trust Health Care AlphaDEX Fund ETF

$133.46 -1.00 (-0.75%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 3

Total Value: $3,103,451

Total Shares: 25,355

Institutional Ownership Trend

22 quarters

Holder Concentration

Across 3 13F filers · Δ vs Mar 31, 2025

Top Holder

91.3%

+28.6 pts

Top 5

100.0%

+9.1 pts

Top 10

100.0%

+5.1 pts

HHI

8,393

Highly concentrated+4,143

Quarterly Activity

vs Mar 31, 2025

New

3

Increased

0

Decreased

0

Sold Out

34

Unchanged

0

Holder count: -31

Institutional value: -98.3%

Shares held: -98.6%

Top New Positions

vs Mar 31, 2025

Institution	Acquired	Value (USD)	Open
Large Corient Private Wealth LLC	23,159	$2,834,661
Small Kingsbury Capital Investment Advisors LLC	1,726	$211,262
Small TUCKER ASSET MANAGEMENT LLC	470	$57,528

Top Sold-Out Positions

vs Mar 31, 2025

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	1,104,989	$114,476,858
Mega BANK OF AMERICA CORP /DE/	274,652	$28,453,946
Mega GOLDMAN SACHS GROUP INC	123,964	$12,842,670
Mega ROYAL BANK OF CANADA	60,660	$6,284,374
Large Baird Financial Group, Inc.	36,408	$3,771,868

Filter: New 3 Increased 0 Reduced 0 Sold out 34 Unchanged 0

Showing 3 of 3

All Common Calls Puts

Compact Export CSV

Corient Private Wealth LLC FXH

$2,834,661

91.34%

23,159

Kingsbury Capital Investment Advisors LLC FXH

$211,262

6.81%

1,726

TUCKER ASSET MANAGEMENT LLC FXH

$57,528

1.85%

470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,102,629	$114,232,363	99.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,360	$244,495	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	254,954	$26,413,234	92.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	19,698	$2,040,712	7.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	123,964	$12,842,670	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	44,221	$4,581,295	72.9%	Defined
RBC Dominion Securities Inc.	14,404	$1,492,254	23.7%	Defined
RBC Private Counsel (USA) Inc.	293	$30,354	0.5%	Defined
RBC Trust Co (Delaware) Ltd	1,742	$180,471	2.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	36,298	$3,760,472	99.7%	Defined
BAIRD TRUST Co	110	$11,396	0.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	10,345	$1,071,742	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,831	$1,018,491	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Smart Money Group, LLC	8,405	$870,758	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,642	$273,711	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	200	$20,720	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	68	$7,044	100.0%	Sole