LAKE STREET PRIVATE WEALTH, LLC

Registered adviser

CIK

1772031

Location

CHICAGO, IL

Portfolio Value

Small $748,666,584

Diversification

Diversified

Filing Date

Global Rank

#2,902 / 8,807 ▲ 116

Top Industry

Semiconductors 16.1%

Period ended 4 months ago

Filed Aug 10, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 296761

Roster of Oct 1, 2026

Regulatory AUM

$1,158,676,142

Main clients

Individuals and high net worth (87% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,158,676,142	Individuals and high net worth (87%)
Mar 2025 to Mar 2026	$961,797,021	Individuals and high net worth (80%)
Mar 2024 to Feb 2025	$1,000,803,506	Individuals and high net worth (93%)
May 2023 to Feb 2024	$796,367,733	Individuals and high net worth (94%)
Apr 2023	$796,367,733	Individuals and high net worth (94%)
Feb 2022 to Mar 2023	$880,782,850	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 47.7%, 23.7 effective positions, active share 60.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

15.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.5 quarters (12+), a floor since 56.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 60.2%; sector active share 32.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

272 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

15.7%

+8.6 pts

Top 5

35.2%

+8.0 pts

Top 10

47.7%

+6.6 pts

HHI

422

Diversified+172

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	42.2%	$316,137,568	124
Technology	25.4%	$190,277,865	37
Financial Services	9.4%	$70,329,015	26
Communication Services	5.1%	$37,880,871	7
Healthcare	4.9%	$36,594,497	14
Consumer Cyclical	3.9%	$28,929,724	13
Industrials	3.7%	$27,605,901	21
Energy	2.1%	$15,490,090	6
Consumer Defensive	1.5%	$11,285,635	7
Utilities	0.9%	$6,866,457	7
Real Estate	0.9%	$6,751,123	8
Basic Materials	0.1%	$517,838	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+403,815	484,778	$41,758,776
HYT	Blackrock Corporate High Yield Fund, Inc.	+151,800	571,275	$4,890,114
STWD	Starwood Property Trust, Inc.	+43,725	147,175	$2,410,726
NZF	Nuveen Municipal Credit Income Fund	+37,300	404,250	$5,125,890
VO	VANGUARD MID-CAP INDEX FUND	+27,666	36,888	$2,972,066
CGC	Canopy Growth Corp	+26,850	141,900	$134,805
CRWV	CoreWeave, Inc.	+26,238	30,468	$3,032,784
RQI	Cohen & Steers Quality Income Realty Fund Inc	+20,788	604,250	$7,438,317
—		+17,433	24,469	$598,756
GSY	Invesco Ultra Short Duration ETF	+14,675	224,985	$11,282,997
IALT		+12,949	73,749	$2,068,659
CSQ	Calamos Strategic Total Return Fund	+10,100	84,348	$1,734,194
ALLW	SSGA Active Trust	+9,944	64,944	$1,900,910
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+9,757	10,882	$1,300,616
AVGO	Broadcom Inc.	+9,502	31,678	$11,966,364
LPTH	Lightpath Technologies Inc	+6,700	26,700	$436,545
JPST	JPMorgan Ultra-Short Income ETF	+6,630	46,743	$2,363,793
SOFI	SoFi Technologies, Inc.	+6,040	17,728	$317,863
MPT	Medical Properties Trust Inc	+6,000	257,500	$1,189,650
FTSM	First Trust Enhanced Short Maturity ETF	+5,532	299,101	$17,865,302
TAXX	BondBloxx IR+M Tax-Aware Short Duration ETF	+5,207	48,327	$2,452,111
ETHA	iShares Ethereum Trust ETF	+5,000	38,250	$454,792
FPE	First Trust Preferred Securities and Income ETF	+4,608	179,821	$3,215,199
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+4,424	11,504	$521,591
HGER	Harbor Commodity All-Weather Strategy ETF	+3,583	36,037	$1,057,325
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HIMS	Hims & Hers Health, Inc.	−28,555	177,348	$6,148,655
FMB	First Trust Managed Municipal ETF	−27,000	56,500	$2,902,235
ALL	Allstate Corp	−24,458	1,159	$275,772
PYLD		−24,002	445,882	$11,824,790
BITB	Bitwise Bitcoin ETF	−11,762	28,153	$896,954
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−8,506	76,401	$4,695,605
TDTT	FlexShares iBoxx 3-Year Target Duration TIPS Index Fund	−8,053	200,569	$4,795,604
MCHI	iShares MSCI China ETF	−6,383	165,776	$0
JGLO	JPMorgan Global Select Equity ETF	−5,249	7,673	$546,471
LYB	LyondellBasell Industries N.V.	−4,455	5,650	$297,472
AMJB		−4,215	142,795	$4,924,999
JGRO	JPMorgan Active Growth ETF	−3,832	11,784	$1,161,784
JAVA	JPMorgan Active Value ETF	−3,803	11,329	$899,635
AAPL	Apple Inc.	−3,396	154,772	$44,784,825
NVDA	Nvidia Corp	−3,075	215,118	$43,042,960
BBUS	JPMORGAN BETABUILDERS U.S. EQUITY ETF	−2,921	50,929	$6,861,154
JEPI	JPMorgan Equity Premium Income ETF	−2,836	117,781	$6,652,270
FTSL	First Trust Senior Loan Fund	−2,707	157,228	$7,035,953
JCPB	JPMorgan Core Plus Bond ETF	−2,706	14,912	$699,969
RSP	Victory Portfolios II	−2,498	29,537	$6,284,587
ABT	Abbott Laboratories	−2,370	3,036	$275,486
JNJ	Johnson & Johnson	−1,733	6,535	$1,659,693
AMLP	Alerian MLP ETF	−1,701	86,946	$0
PLTR	Palantir Technologies Inc.	−1,656	55,062	$6,424,083
JEMA	JPMorgan ActiveBuilders Emerging Markets Equity ETF	−1,306	10,385	$663,393
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
MU	Micron Technology Inc	3,034	$3,502,115
GLW	Corning Inc /Ny	3,809	$972,932
JUSA	JPMorgan U.S. Research Enhanced Large Cap ETF	13,746	$923,401
—		4,781	$397,157
RKLB	Rocket Lab Corp	3,708	$376,918
HPE	Hewlett Packard Enterprise Co	6,711	$302,733
FTNT	Fortinet, Inc.	1,935	$297,254
VPU	VANGUARD UTILITIES INDEX FUND	1,448	$283,417
COHR	Coherent Corp.	690	$272,184
IONQ	IonQ, Inc.	5,100	$271,626
GE	General Electric Co	718	$268,338
EMXC	iShares MSCI Emerging Markets ex China ETF	2,419	$247,463
ISRG	Intuitive Surgical Inc	591	$235,028
ROST	Ross Stores, Inc.	1,071	$227,962
PGR	Progressive Corp/Oh/	1,007	$219,979
GSEW	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF	2,289	$216,127
PNC	Pnc Financial Services Group, Inc.	839	$206,578
UVIX	VS Trust	20,000	$61,800
IXUS	iShares Core MSCI Total International Stock ETF	6,029	$0
IWV	iShares Russell 3000 ETF	499	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

15 positions

Ticker	Company	Shares	Value
MO	Altria Group, Inc.	57,015	$3,762,419
HON	Honeywell International Inc	6,740	$1,523,442
SCO		30,000	$998,400
LMT	Lockheed Martin Corp	403	$243,569
TMUS	T-Mobile US, Inc.	1,091	$229,142
LOW	Lowes Companies Inc	959	$226,592
SPG	Simon Property Group Inc.	1,161	$216,561
MCK	Mckesson Corp	243	$210,282
PSX	Phillips 66	1,151	$209,689
VEU	Vanguard International Equity Index Funds	2,762	$207,426
PFE	Pfizer Inc	7,261	$203,888
OTF	Blue Owl Technology Finance Corp.	3,218	$39,871
AZN	Astrazeneca PLC	56	$11,044
PIPR	Piper Sandler Companies	116	$8,879
SBET	Sharplink, Inc.	100	$645
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

272 tracked positions · $748,666,584 total · filing declares 275 positions · $874,326,442 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 272 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VTV	VANGUARD VALUE INDEX FUND	Added	263,720	+1,980	$57,472,499	—	26+	—	7.68%
AAPL	Apple Inc. Technology	Reduced	154,772	-3,396	$44,784,825	+11.6%	26+	—	5.98%
NVDA	Nvidia Corp Technology	Reduced	215,118	-3,075	$43,042,960	+13.1%	26+	—	5.75%
VUG	VANGUARD GROWTH INDEX FUND	Added	484,778	+403,815	$41,758,776	—	26+	—	5.58%
QQQ	Invesco Qqq Trust, Series 1	Added	26,985	+100	$19,871,754	+28.1%	26+	—	2.65%
FTSM	First Trust Enhanced Short Maturity ETF	Added	299,101	+5,532	$17,865,302	+1.8%	16	—	2.39%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	71,409	-232	$17,019,621	+14.1%	26+	—	2.27%
BAR	GraniteShares Gold Trust	Added	408,474	+1,002	$16,146,977	−14.1%	19	—	2.16%
MSFT	Microsoft Corp Technology	Reduced	42,653	-45	$15,910,422	+0.7%	26+	—	2.13%
GOOGL	Alphabet Inc. Communication Services	Reduced	40,246	-694	$14,382,713	+22.2%	26+	—	1.92%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	16,719	-300	$12,758,937	+92.0%	19	—	1.70%
GOOG	Alphabet Inc. Communication Services	Reduced	36,060	-586	$12,741,079	+21.2%	26+	—	1.70%
AVGO	Broadcom Inc. Technology	Added	31,678	+9,502	$11,966,364	+74.3%	26+	—	1.60%
PYLD		Reduced	445,882	-24,002	$11,824,790	−3.9%	9	—	1.58%
GSY	Invesco Ultra Short Duration ETF	Added	224,985	+14,675	$11,282,997	+7.0%	6	—	1.51%
GS	Goldman Sachs Group Inc Financial Services	Reduced	10,870	-5	$10,993,591	+19.5%	25	—	1.47%
EWJ	iShares MSCI Japan ETF	Added	114,467	+854	$10,676,337	+11.3%	6	—	1.43%
UNH	Unitedhealth Group Inc Healthcare	Added	24,723	+33	$10,275,620	+53.8%	23	—	1.37%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	29,272	-1,189	$9,581,603	+6.9%	15	—	1.28%
SNOW	Snowflake Inc. Technology	Reduced	35,943	-38	$9,147,493	+68.6%	7	—	1.22%
ABBV	AbbVie Inc. Healthcare	Reduced	34,175	-595	$8,599,797	+13.7%	26+	—	1.15%
META	Meta Platforms, Inc. Communication Services	Reduced	13,638	-160	$7,682,149	−2.7%	26+	—	1.03%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	8,039	-117	$7,520,243	−7.5%	26+	—	1.00%
RQI	Cohen & Steers Quality Income Realty Fund Inc Financial Services	Added	604,250	+20,788	$7,438,317	+5.8%	26+	—	0.99%
LLY	ELI LILLY & Co Healthcare	Reduced	6,078	-16	$7,290,136	+30.1%	26+	—	0.97%
CVX	Chevron Corp Energy	Reduced	43,630	-696	$7,232,108	−21.1%	26+	—	0.97%
FTSL	First Trust Senior Loan Fund	Reduced	157,228	-2,707	$7,035,953	−1.8%	26+	—	0.94%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Added	77,775	+1,486	$6,886,198	+9.5%	26+	—	0.92%
BBUS	JPMORGAN BETABUILDERS U.S. EQUITY ETF	Reduced	50,929	-2,921	$6,861,154	+8.7%	18	—	0.92%
VOO	VANGUARD 500 INDEX FUND	Added	9,814	+1,180	$6,740,353	—	19	—	0.90%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	117,781	-2,836	$6,652,270	−2.7%	21	—	0.89%
PLTR	Palantir Technologies Inc. Technology	Reduced	55,062	-1,656	$6,424,083	−22.6%	7	—	0.86%
RSP	Victory Portfolios II	Reduced	29,537	-2,498	$6,284,587	+2.2%	19	—	0.84%
HIMS	Hims & Hers Health, Inc. Healthcare	Reduced	177,348	-28,555	$6,148,655	+43.8%	10	—	0.82%
UBER	Uber Technologies, Inc Technology	Added	84,027	+371	$6,063,388	+0.8%	26+	—	0.81%
BX	Blackstone Inc. Financial Services	Added	48,882	+1,758	$5,751,944	+6.1%	26+	—	0.77%
LNG	Cheniere Energy, Inc. Energy	Reduced	24,055	-553	$5,749,385	−17.7%	12	—	0.77%
AXON	Axon Enterprise, Inc. Industrials	Added	9,496	+317	$5,323,552	+36.6%	9	—	0.71%
BA	Boeing Co Industrials	Added	24,043	+1,071	$5,204,588	+13.8%	5	—	0.70%
FDX	Fedex Corp Industrials	Reduced	16,458	-264	$5,153,493	−13.5%	20	—	0.69%
AMD	Advanced Micro Devices Inc Technology	Reduced	8,871	-1,294	$5,153,252	+149.2%	24	—	0.69%
NZF	Nuveen Municipal Credit Income Fund Financial Services	Added	404,250	+37,300	$5,125,890	+14.7%	26+	—	0.68%
AMJB	Financial Services	Reduced	142,795	-4,215	$4,924,999	−3.1%	9	—	0.66%
HYT	Blackrock Corporate High Yield Fund, Inc. Financial Services	Added	571,275	+151,800	$4,890,114	+36.8%	26+	—	0.65%
VST	Vistra Corp. Utilities	Reduced	30,256	-179	$4,799,509	+4.9%	4	—	0.64%
TDTT	FlexShares iBoxx 3-Year Target Duration TIPS Index Fund	Reduced	200,569	-8,053	$4,795,604	−5.2%	14	—	0.64%
NOC	Northrop Grumman Corp /De/ Industrials	Reduced	9,362	-255	$4,768,160	−27.3%	26+	—	0.64%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Reduced	76,401	-8,506	$4,695,605	−0.4%	15	—	0.63%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	12,301	0	$4,551,862	—	20	—	0.61%
HOOD	Robinhood Markets, Inc. Financial Services	Added	43,785	+775	$4,390,759	+47.3%	2	—	0.59%

Showing the top 50 of 272 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.