FPX · First Trust US Equity Opportunities ETF · Holdings ETF

$172.79 +1.59 (+0.93%) At close · Oct 20

Volume · Oct 20 19.83K Avg daily vol (3M) 30.31K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 44

Total Value: $45,032,479

Total Shares: 252,736

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 44 13F filers · Δ vs Jun 30, 2026

Top Holder

31.1%

+14.0 pts

Top 5

60.3%

+13.0 pts

Top 10

77.8%

+17.7 pts

HHI

1,277

Broadly held+663

Who Holds FPX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 233 filers, like-for-like change +13.0%; actively managed books +12.6%; index-like books +15.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	24.5%	145	+8.4%	23	7
Adviser	3.3%	3	+36.7%	1	0
Bank	21.6%	15	+17.5%	0	1
Broker-dealer	10.6%	1	+3.8%	0	0
Non-US	0.0%	1	-5.6%	0	0
Holding company	20.0%	5	+14.5%	1	1
Exempt adviser	0.0%	0	-100.0%	0	1
Unknown	20.0%	63	+14.8%	13	7

Style	Share	Filers	Change	New	Exited
Index-like	17.1%	5	+15.0%	1	2
Systematic-like	0.0%	0	-100.0%	0	4
Concentrated	8.7%	57	+20.6%	11	4
Diversified active	74.2%	171	+13.0%	26	7
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	83.3%	165	+9.9%	19	7
Medium turnover	10.8%	40	+50.7%	8	2
High turnover	4.4%	8	-1.6%	5	6
Unknown	1.5%	20	+40.9%	6	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.8%	21	+53.6%	8	3
Medium horizon	14.0%	48	+11.2%	10	3
Long horizon	83.1%	156	+14.2%	17	9
Unknown	1.1%	8	-45.6%	3	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.1%	88	+8.7%	17	3
$1B to $10B	9.3%	78	+1.0%	15	7
$10B to $100B	20.1%	45	+21.2%	4	2
$100B or more	58.5%	22	+13.4%	2	5
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	21.9%	132	+6.2%	20	5
Pooled investment vehicles	0.0%	0	-100.0%	0	2
Registered funds and BDCs	1.2%	1	new	1	0
Pension and profit sharing plans	0.3%	2	0.0%	0	0
Insurance companies	0.2%	1	-1.4%	0	0
Corporations	0.2%	2	+2.5%	0	0
Other investment advisers	0.5%	3	+24.4%	1	0
Other	0.0%	1	new	1	0
Diversified	0.1%	3	0.0%	0	0
Unknown	75.5%	88	+14.6%	15	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.0%	1	-96.8%	1	3
Private equity funds	0.9%	7	-1.5%	0	0
Venture capital funds	0.1%	1	-0.7%	0	0
Real estate funds	0.3%	2	+50.0%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	1.5%	6	+0.8%	0	0
Mixed private funds	0.0%	1	0.0%	0	0
No private funds	21.7%	126	+13.2%	22	4
Unknown	75.5%	88	+14.6%	15	9

Location	Share	Filers	Change	New	Exited
United States	92.1%	227	+9.2%	37	16
Outside the US	7.9%	6	+89.4%	1	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

233 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

12.0% of filers hold it in their top 10

Mar 31, 2026: 27

Holders above 5%

median weight 0.019%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

60.2%

of 13F shares, Herfindahl 0.062

Active holders

+12.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 20.5 quarters

Under 1 year 10.9% 1 to 3 years 12.3% 3 years or more 76.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$147.51

estimated per share

Mar 31, 2026: $136.89

Quarter-end price

$206.18

implied by 13F values

Estimated gain or loss

+39.8%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 19.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of FPX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	0	0
Active funds	50,325	5
Unclassified	0	0
All registered funds	50,325	5

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -190

Institutional value: -94.7%

Shares held: -93.9%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small ADAMSBROWN WEALTH CONSULTANTS LLC	+76,977	78,549
Mid IFP Advisors, Inc	+2,114	2,314
Small Mosley Wealth Management	+921	15,983
Mid PRIVATE TRUST CO NA	+807	1,328
Small Boyce & Associates Wealth Consulting, Inc.	+603	3,689

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−716	14,174
Small ECLECTIC ASSOCIATES INC /ADV	−575	2,864
Small Investors Research Corp	−417	3,954
Small CITY HOLDING CO	−360	1,250
Large Concurrent Investment Advisors, LLC	−358	6,108

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid Avidian Wealth Enterprises, LLC	2,145	$382,196
Small QUANTUM FINANCIAL PARTNERS LLC	1,143	$203,659
Mid INDEPENDENT FINANCIAL GROUP, LLC	1,133	$201,877
Small GK Wealth Management LLC	6	$1,069

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Acorn Wealth Advisors, LLC	1,133	$233,601
Small Capital Wealth Alliance, LLC	1,105	$227,828
Mid TCV Trust & Wealth Management, Inc.	1,000	$206,180
Small Accel Wealth Management	985	$203,087
Small GILL CAPITAL PARTNERS, LLC	339	$69,895

Filter: New 4 Increased 8 Reduced 16 Sold out 5 Unchanged 16

Holder type: Registered adviser 31 Bank 1 Unknown 12

Showing 44 of 44

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small ADAMSBROWN WEALTH CONSULTANTS LLC Registered adviser FPX	$13,995,860	31.08%	78,549	—	+76,977 +4896.8%	Shares	2026-10-20
Small Worthington Financial Partners, LLC Registered adviser FPX	$4,251,196	9.44%	23,859	—	-65 -0.3%	Shares	2026-10-13
Mid Atria Investments, Inc Registered adviser FPX	$3,185,145	7.07%	17,876	—	-338 -1.9%	Shares	2026-10-15
Small Onyx Bridge Wealth Group LLC Registered adviser FPX	$2,871,548	6.38%	16,116	—	-92 -0.6%	Shares	2026-10-16
Small Mosley Wealth Management FPX	$2,847,850	6.32%	15,983	—	+921 +6.1%	Shares	2026-10-16
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC FPX	$2,525,523	5.61%	14,174	—	-716 -4.8%	Shares	2026-10-13
Mid SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Registered adviser FPX	$1,821,890	4.05%	10,225	—	-172 -1.7%	Shares	2026-10-13
Small Triumph Capital Management Registered adviser FPX	$1,387,487	3.08%	7,787	—	+466 +6.4%	Shares	2026-10-14
Large Concurrent Investment Advisors, LLC Registered adviser FPX	$1,088,323	2.42%	6,108	—	-358 -5.5%	Shares	2026-10-16
Mid PFG Advisors Registered adviser FPX	$1,055,894	2.34%	5,926	—	+304 +5.4%	Shares	2026-10-16
Small RDA Financial Network FPX	$889,474	1.98%	4,992	—	0 0.0%	Shares	2026-10-15
Mid Krilogy Financial LLC Registered adviser FPX	$706,840	1.57%	3,967	—	-333 -7.7%	Shares	2026-10-13
Small Investors Research Corp Registered adviser FPX	$704,523	1.56%	3,954	—	-417 -9.5%	Shares	2026-10-07
Small Boyce & Associates Wealth Consulting, Inc. FPX	$657,306	1.46%	3,689	—	+603 +19.5%	Shares	2026-10-14
Small TCFG Investment Advisors, LLC FPX	$536,678	1.19%	3,012	—	-220 -6.8%	Shares	2026-10-20
Small ECLECTIC ASSOCIATES INC /ADV Registered adviser FPX	$510,307	1.13%	2,864	—	-575 -16.7%	Shares	2026-10-09
Small FLAGSTAR ADVISORS INC Registered adviser FPX	$494,449	1.10%	2,775	—	+313 +12.7%	Shares	2026-10-15
Small COTTONWOOD CAPITAL ADVISORS, LLC Registered adviser FPX	$421,573	0.94%	2,366	—	-25 -1.0%	Shares	2026-10-20
Mid IFP Advisors, Inc Registered adviser FPX	$412,308	0.92%	2,314	—	+2,114 +1057.0%	Shares	2026-10-16
Mid Avidian Wealth Enterprises, LLC Registered adviser FPX	$382,196	0.85%	2,145	—	New	Shares	2026-10-08
Small Purus Wealth Management, LLC Registered adviser FPX	$360,458	0.80%	2,023	—	0 0.0%	Shares	2026-10-15
Micro October Effect Ltd FPX	$351,370	0.78%	1,972	—	0 0.0%	Shares	2026-10-20
Small Integris Wealth Management, LLC Registered adviser FPX	$315,734	0.70%	1,772	—	0 0.0%	Shares	2026-10-14
Mid B. Riley Wealth Advisors, Inc. FPX	$299,342	0.66%	1,680	—	0 0.0%	Shares	2026-10-13
Small tru Independence LLC Registered adviser FPX	$284,018	0.63%	1,594	—	0 0.0%	Shares	2026-10-20
Mid First Heartland Consultants, Inc. Registered adviser FPX	$281,880	0.63%	1,582	—	0 0.0%	Shares	2026-10-08
Mid Dynamic Advisor Solutions LLC FPX	$269,586	0.60%	1,513	—	-75 -4.7%	Shares	2026-10-13
Small Cannon Advisors, Inc. Registered adviser FPX	$268,873	0.60%	1,509	—	0 0.0%	Shares	2026-10-14
Mid PRIVATE TRUST CO NA FPX	$236,623	0.53%	1,328	—	+807 +154.9%	Shares	2026-10-20
Micro PUFF WEALTH MANAGEMENT, LLC Registered adviser FPX	$236,444	0.53%	1,327	—	-105 -7.3%	Shares	2026-10-07
Small CITY HOLDING CO Bank FPX	$222,725	0.49%	1,250	—	-360 -22.4%	Shares	2026-10-19
Mid Prime Capital Investment Advisors, LLC FPX	$219,874	0.49%	1,234	—	0 0.0%	Shares	2026-10-20
Small Elm3 Financial Group, LLC Registered adviser FPX	$215,063	0.48%	1,207	—	-90 -6.9%	Shares	2026-10-07
Small QUANTUM FINANCIAL PARTNERS LLC Registered adviser FPX	$203,659	0.45%	1,143	—	New	Shares	2026-10-19
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser FPX	$201,877	0.45%	1,133	—	New	Shares	2026-10-13
Large Farther Finance Advisors, LLC Registered adviser FPX	$181,209	0.40%	1,017	—	-34 -3.2%	Shares	2026-10-08
Large MATHER GROUP, LLC. Registered adviser FPX	$43,297	0.10%	243	—	0 0.0%	Shares	2026-10-14
Small NFSG Corp Registered adviser FPX	$26,727	0.06%	150	—	0 0.0%	Shares	2026-10-15
Mid CoreCap Advisors, LLC Registered adviser FPX	$20,312	0.05%	114	—	0 0.0%	Shares	2026-10-08
Mid GAMMA Investing LLC Registered adviser FPX	$17,818	0.04%	100	—	0 0.0%	Shares	2026-10-08
Small Rosenberg Matthew Hamilton Registered adviser FPX	$15,323	0.03%	86	—	0 0.0%	Shares	2026-10-05
Mid TRUST CO OF TOLEDO NA /OH/ FPX	$11,403	0.03%	64	—	0 0.0%	Shares	2026-10-16
Small WOLFF WIESE MAGANA LLC Registered adviser FPX	$1,425	0.00%	8	—	0 0.0%	Shares	2026-10-15
Small GK Wealth Management LLC FPX	$1,069	0.00%	6	—	New	Shares	2026-10-09
Small Acorn Wealth Advisors, LLC Registered adviser FPX	$233,601	0.52%	1,133	—	Sold Out	Shares	2026-07-30
Small Capital Wealth Alliance, LLC Registered adviser FPX	$227,828	0.51%	1,105	—	Sold Out	Shares	2026-07-31
Mid TCV Trust & Wealth Management, Inc. FPX	$206,180	0.46%	1,000	—	Sold Out	Shares	2026-07-24
Small Accel Wealth Management Registered adviser FPX	$203,087	0.45%	985	—	Sold Out	Shares	2026-07-10
Small GILL CAPITAL PARTNERS, LLC FPX	$69,895	0.16%	339	—	Sold Out	Shares	2026-08-20
No holders match your search.