Rubicon Advisors, GP

Registered adviser

CIK

2114679

Location

REDDING, CA

Portfolio Value

Small $138,382,184

Diversification

Diversified

Filing Date

Global Rank

#7,715 / 8,816 ▲ 25 · as of Jun 2026

Top Industry

Consumer Electronics 24.7%

Period ended 24 days ago

Filed Oct 23, 2026 · 1d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 174447

Roster of Oct 1, 2026

Regulatory AUM

$420,724,128

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$420,724,128	Individuals and high net worth (98%)
Apr 2025 to Feb 2026	$340,182,241	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$293,849,084	Individuals and high net worth (96%)
May 2023 to Mar 2024	$287,237,394	Individuals and high net worth (93%)
Feb 2023 to Apr 2023	$287,237,394	Individuals and high net worth (93%)
Apr 2022 to Jan 2023	$320,269,573	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 62.3% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.6 quarters (under 4)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 68.0%; sector active share 45.4% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

89 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.7%

+1.1 pts

Top 5

42.4%

+1.6 pts

Top 10

64.1%

+1.8 pts

HHI

536

Diversified+38

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	52.6%	$72,791,871	50
Technology	23.1%	$31,944,824	13
Consumer Cyclical	10.3%	$14,303,118	5
Communication Services	6.5%	$8,984,996	3
Financial Services	2.0%	$2,788,012	4
Industrials	1.5%	$2,048,203	5
Consumer Defensive	1.3%	$1,734,754	3
Utilities	1.1%	$1,464,118	2
Energy	1.0%	$1,364,597	2
Healthcare	0.7%	$957,691	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DBMF	iMGP DBI Managed Futures Strategy ETF	+14,280	151,289	$4,921,431
FLCG	Federated Hermes MDT Large Cap Growth ETF	+12,134	153,014	$5,447,298
AVUV	Avantis U.S. Small Cap Value ETF	+5,056	47,098	$5,546,731
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+4,539	27,026	$4,493,883
TIP	iShares TIPS Bond ETF	+3,814	38,772	$4,033,838
HEFA	iShares Currency Hedged MSCI EAFE ETF	+2,908	11,326	$525,413
IEFA	iShares Core MSCI EAFE ETF	+2,534	15,416	$1,493,502
IEMG	iShares Trust	+2,395	23,265	$0
RDVY	First Trust Rising Dividend Achievers ETF	+1,392	13,438	$1,052,061
SPCX	Space Exploration Technologies Corp	+1,294	5,974	$901,237
PATN	Pacer Nasdaq International Patent Leaders ETF	+1,285	37,738	$1,346,114
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+1,245	32,617	$1,378,720
WMT	Walmart Inc.	+1,034	3,320	$345,014
NVDA	Nvidia Corp	+737	40,305	$9,204,855
QUAL	iShares MSCI USA Quality Factor ETF	+576	7,673	$0
GCOW	Pacer Global Cash Cows Dividend ETF	+558	10,399	$465,355
GOOG	Alphabet Inc.	+367	13,548	$4,616,345
MO	Altria Group, Inc.	+287	5,578	$375,622
BROS	Dutch Bros Inc.	+275	27,646	$1,066,029
IGPT	Victory Portfolios II	+250	6,760	$0
TRFK	Pacer Data and Digital Revolution ETF	+227	9,784	$986,716
COST	Costco Wholesale Corp	+115	1,114	$1,014,118
MSFT	Microsoft Corp	+109	3,147	$1,614,096
RTX	RTX Corp	+67	1,278	$237,260
MU	Micron Technology Inc	+66	545	$580,484
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGMS	Capital Group U.S. Multi-Sector Income ETF	−6,117	99,717	$2,615,576
NBSD	Neuberger Short Duration Income ETF	−5,062	42,450	$2,116,557
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	−2,398	13,274	$256,188
VALQ	American Century U.S. Quality Value ETF	−995	23,225	$1,617,365
BN	BROOKFIELD Corp	−957	14,080	$513,356
BUFR	FT Vest Laddered Buffer ETF	−812	206,918	$7,753,217
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−804	21,602	$1,496,154
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	−607	38,080	$1,518,630
COWZ	Pacer US Cash Cows 100 ETF	−366	13,838	$923,824
IVW	iShares S&P 500 Growth ETF	−291	4,207	$598,487
LOWV	AB US Low Volatility Equity ETF	−170	19,605	$1,615,314
PLTR	Palantir Technologies Inc.	−130	3,419	$639,523
AMZN	Amazon Com Inc	−97	19,324	$4,814,574
SHOP	Shopify Inc.	−65	4,906	$727,559
AAPL	Apple Inc.	−50	48,624	$16,192,764
INTC	Intel Corp	−47	4,720	$567,485
CGDV	Capital Group Dividend Value ETF	−44	54,188	$2,647,083
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−40	1,746	$341,779
FPX	First Trust US Equity Opportunities ETF	−22	3,522	$627,549
CAT	Caterpillar Inc	−17	399	$323,505
LRCX	Lam Research Corp	−10	703	$230,942
BKGI	BNY Mellon Global Infrastructure Income ETF	−7	11,706	$490,832
ATFV	Alger 35 ETF	−5	75,216	$3,060,162
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	−3	17,955	$1,745,944
ZM	Zoom Communications, Inc.	−2	3,185	$289,102
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
SHV	iShares 0-1 Year Treasury Bond ETF	4,041	$445,803
MRNA	Moderna, Inc.	2,035	$391,879
QQQ	Invesco Qqq Trust, Series 1	441	$326,238
V	Visa Inc.	628	$225,659
QCOM	Qualcomm Inc	1,115	$205,204
GE	General Electric Co	649	$202,676
—		1,751	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
NLR	VanEck Uranium and Nuclear ETF	4,331	$502,309
HD	Home Depot, Inc.	603	$212,666
BAC	Bank Of America Corp	3,578	$203,874
CNEQ	Alger Concentrated Equity ETF	4,868	$200,902
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

89 tracked positions · $138,382,184 total · filing declares 89 positions · $143,647,147 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 89 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	48,624	-50	$16,192,764	+15.0%	11.70%
NVDA	Nvidia Corp Technology	Added	40,305	+737	$9,204,855	+16.3%	6.65%
BUFR	FT Vest Laddered Buffer ETF	Reduced	206,918	-812	$7,753,217	+2.2%	5.60%
TSLA	Tesla, Inc. Consumer Cyclical	Added	21,793	+56	$7,732,374	−15.4%	5.59%
AVUV	Avantis U.S. Small Cap Value ETF	Added	47,098	+5,056	$5,546,731	+5.7%	4.01%
FLCG	Federated Hermes MDT Large Cap Growth ETF	Added	153,014	+12,134	$5,447,298	+16.1%	3.94%
DBMF	iMGP DBI Managed Futures Strategy ETF	Added	151,289	+14,280	$4,921,431	+17.3%	3.56%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	19,324	-97	$4,814,574	+4.0%	3.48%
GOOG	Alphabet Inc. Communication Services	Added	13,548	+367	$4,616,345	−0.9%	3.34%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	27,026	+4,539	$4,493,883	+21.7%	3.25%
TIP	iShares TIPS Bond ETF	Added	38,772	+3,814	$4,033,838	+5.4%	2.91%
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	Held	132,570	0	$3,213,496	+0.0%	2.32%
ATFV	Alger 35 ETF	Reduced	75,216	-5	$3,060,162	−1.8%	2.21%
CGDV	Capital Group Dividend Value ETF	Reduced	54,188	-44	$2,647,083	−1.0%	1.91%
GOOGL	Alphabet Inc. Communication Services	Added	7,611	+44	$2,618,792	−3.2%	1.89%
CGMS	Capital Group U.S. Multi-Sector Income ETF	Reduced	99,717	-6,117	$2,615,576	−9.6%	1.89%
NBSD	Neuberger Short Duration Income ETF	Reduced	42,450	-5,062	$2,116,557	−11.8%	1.53%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	4,103	+34	$2,043,088	+0.3%	1.48%
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	Held	44,936	0	$1,820,806	+3.2%	1.32%
META	Meta Platforms, Inc. Communication Services	Added	2,413	+41	$1,749,859	+31.0%	1.26%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Reduced	17,955	-3	$1,745,944	+1.7%	1.26%
VALQ	American Century U.S. Quality Value ETF	Reduced	23,225	-995	$1,617,365	−4.2%	1.17%
LOWV	AB US Low Volatility Equity ETF	Reduced	19,605	-170	$1,615,314	+2.6%	1.17%
MSFT	Microsoft Corp Technology	Added	3,147	+109	$1,614,096	+42.4%	1.17%
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	Reduced	38,080	-607	$1,518,630	−2.2%	1.10%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	21,602	-804	$1,496,154	−1.8%	1.08%
IEFA	iShares Core MSCI EAFE ETF	Added	15,416	+2,534	$1,493,502	+20.0%	1.08%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Added	32,617	+1,245	$1,378,720	+6.9%	1.00%
PATN	Pacer Nasdaq International Patent Leaders ETF	Added	37,738	+1,285	$1,346,114	−0.7%	0.97%
BROS	Dutch Bros Inc. Consumer Cyclical	Added	27,646	+275	$1,066,029	−45.8%	0.77%
RDVY	First Trust Rising Dividend Achievers ETF	Added	13,438	+1,392	$1,052,061	+7.7%	0.76%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,114	+115	$1,014,118	+8.5%	0.73%
TRFK	Pacer Data and Digital Revolution ETF	Added	9,784	+227	$986,716	−3.2%	0.71%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	13,838	-366	$923,824	+4.6%	0.67%
SPCX	Space Exploration Technologies Corp Industrials	Added	5,974	+1,294	$901,237	+12.7%	0.65%
CVX	Chevron Corp Energy	Added	4,293	+47	$876,673	+24.6%	0.63%
HTO	H2o America Utilities	Held	14,194	0	$874,776	+1.4%	0.63%
IWF	iShares Russell 1000 Growth ETF	Added	6,335	+52	$793,522	+1.7%	0.57%
SHOP	Shopify Inc. Technology	Reduced	4,906	-65	$727,559	+28.2%	0.53%
VOO	VANGUARD 500 INDEX FUND	Added	1,017	+56	$712,774	+8.0%	0.52%
PLTR	Palantir Technologies Inc. Technology	Reduced	3,419	-130	$639,523	+54.5%	0.46%
FPX	First Trust US Equity Opportunities ETF	Reduced	3,522	-22	$627,549	−14.1%	0.45%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	1,326	+43	$604,907	−1.3%	0.44%
IVW	iShares S&P 500 Growth ETF	Reduced	4,207	-291	$598,487	−3.3%	0.43%
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	Added	2,554	+3	$590,612	−18.4%	0.43%
ED	Consolidated Edison Inc Utilities	Held	5,766	0	$589,342	−7.6%	0.43%
MU	Micron Technology Inc Technology	Added	545	+66	$580,484	+5.0%	0.42%
VFLO	VictoryShares Free Cash Flow ETF	Held	11,234	0	$575,068	+11.9%	0.42%
GLD	Spdr Gold Trust	Added	1,509	+17	$574,687	+4.6%	0.42%
INTC	Intel Corp Technology	Reduced	4,720	-47	$567,485	−14.7%	0.41%

Showing the top 50 of 89 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.