ROUS · Hartford Multifactor US Equity ETF ETF

$67.85 -0.13 (-0.19%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 5

Total Value: $14,994,367

Total Shares: 260,817

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 5 13F filers · Δ vs Jun 30, 2025

Top Holder

72.3%

+35.7 pts

Top 5

100.0%

+29.1 pts

Top 10

100.0%

+18.7 pts

HHI

5,679

Highly concentrated+3,947

Quarterly Activity

vs Jun 30, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -51

Institutional value: -95.6%

Shares held: -95.9%

Top Buyers

vs Jun 30, 2025

Institution	Added	Now Holds	Open
Mega RAYMOND JAMES FINANCIAL INC	+23,675	188,475

Top Sellers

vs Jun 30, 2025

Institution	Sold	Now Holds	Open
Large NewEdge Advisors, LLC	−4,706	17,782
Mid COLDSTREAM CAPITAL MANAGEMENT INC	−215	52,827

Top New Positions

vs Jun 30, 2025

Institution	Acquired	Value (USD)	Open
Small Keystone Financial Group	1,618	$93,018
Mid Advisory Services Network, LLC	115	$6,611

Top Sold-Out Positions

vs Jun 30, 2025

Institution	Previously Held	Last Value (USD)
Mega AMERIPRISE FINANCIAL INC	2,300,774	$123,528,555
Small Hartford Funds Management Co LLC	914,370	$49,092,525
Mega LPL Financial LLC	549,246	$29,489,017
Mega MORGAN STANLEY	500,854	$26,890,851
Mega BANK OF AMERICA CORP /DE/	199,191	$10,694,564

Filter: New 2 Increased 1 Reduced 2 Sold out 53 Unchanged 0

Showing 5 of 5

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC ROUS

$10,835,427

72.26%

188,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	10,481	$602,552	5.6%	Defined
Raymond James Financial Services Advisors, Inc.	177,994	$10,232,875	94.4%	Defined

COLDSTREAM CAPITAL MANAGEMENT INC ROUS

$3,037,024

20.25%

52,827

NewEdge Advisors, LLC ROUS

$1,022,287

6.82%

17,782

Keystone Financial Group ROUS

$93,018

0.62%

1,618

Advisory Services Network, LLC ROUS

$6,611

0.04%

115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	2,300,433	$123,510,247	100.0%	Defined
Ameriprise Bank, FSB	341	$18,308	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	500,854	$26,890,851	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	425	$22,818	0.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	111,058	$5,962,704	55.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	87,708	$4,709,042	44.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	149,876	$8,046,842	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	22,864	$1,227,568	29.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	56,037	$3,008,626	71.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	76,248	$4,093,755	100.0%	Defined
RBC Trust Co (Delaware) Ltd	18	$966	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	73,892	$3,967,261	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	56,262	$3,020,706	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	20,586	$1,105,262	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	12,135	$651,528	73.3%	Defined
NEXT Financial Group, Inc	4,409	$236,719	26.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	9,000	$483,210	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	5,727	$307,482	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	2,452	$131,647	100.0%	Defined
Held directly	1	$53	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	2,172	$116,614	100.0%	Defined