UHLMANN PRICE SECURITIES, LLC
Registered adviserCIK
1035344
Location
SKOKIE, IL
Portfolio Value
Mid
$2,683,708,603
Diversification
Highly concentrated
Filing Date
Global Rank
#1,291
/ 8,811
▲ 362
Top Industry
Semiconductor Equipment & Materials
91.2%
Period ended 4 months ago
Filed Jul 24, 2026 · 3mo
8 quarters · since Sep 2024
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$273,182,000
Main clients
Individuals and high net worth
(96% of AUM)
LEI
25490053KKCKPDX59Z02
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Oct 2026 | $273,182,000 | Individuals and high net worth (96%) |
| Feb 2026 | $273,184,000 | Individuals and high net worth (96%) |
| Apr 2025 to Jan 2026 | $241,656,376 | Individuals and high net worth (96%) |
| Apr 2024 to Mar 2025 | $237,137,778 | Individuals and high net worth (91%) |
| May 2023 to Mar 2024 | $163,831,457 | Individuals and high net worth (95%) |
| Apr 2023 | $163,831,457 | Individuals and high net worth (95%) |
4 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 92.2% of the book (60%+)
Turnover
Low turnover
9.5% over the last four quarters (under 30%)
Horizon
Medium horizon
Value-weighted holding period 7.8 quarters (4 to under 12)
Closest benchmark: every 13F filer's combined book, active share 91.4%; sector active share 60.9% against the combined 13F book's sector weights.
Over time 8 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
291 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
88.4%
+6.9 pts
Top 5
90.8%
+5.1 pts
Top 10
92.2%
+4.6 pts
HHI
7,822
Highly concentrated+1,171
Portfolio Trend
8 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 91.0% | $2,440,890,238 |
| Unclassified | 2.8% | $76,399,508 |
| Financial Services | 2.0% | $54,501,863 |
| Healthcare | 0.8% | $21,224,530 |
| Consumer Defensive | 0.6% | $17,101,664 |
| Communication Services | 0.5% | $14,669,384 |
| Energy | 0.5% | $13,499,951 |
| Utilities | 0.5% | $12,534,053 |
| Consumer Cyclical | 0.4% | $11,107,061 |
| Industrials | 0.4% | $10,312,544 |
| Basic Materials | 0.2% | $6,172,381 |
| Real Estate | 0.2% | $5,295,426 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| KLAC | Kla Corp | +7,084,480 | 7,865,552 | $2,373,115,693 | |
| HYIN | WisdomTree Private Credit and Alternative Income Fund | +104,892 | 203,590 | $2,911,337 | |
| CGSM | Capital Group Short Duration Municipal Income ETF | +28,346 | 46,739 | $1,233,208 | |
| STEW | SRH Total Return Fund, Inc. | +24,676 | 114,375 | $2,047,312 | |
| GRX | Gabelli Healthcare & WellnessRx Trust | +16,110 | 77,700 | $734,265 | |
| KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | +12,407 | 45,775 | $633,068 | |
| CGHM | Capital Group Municipal High-Income ETF | +12,110 | 41,984 | $1,085,286 | |
| MAT | Mattel Inc /De/ | +10,744 | 106,759 | $1,481,814 | |
| NIM | Nuveen Select Maturities Municipal Fund | +9,285 | 101,423 | $955,404 | |
| AWF | Alliancebernstein Global High Income Fund Inc | +8,327 | 65,479 | $674,433 | |
| VBF | Invesco Bond Fund | +7,920 | 27,079 | $410,517 | |
| TSI | Tcw Strategic Income Fund Inc | +7,834 | 58,079 | $261,936 | |
| NML | Neuberger Energy Infrastructure & Income Fund Inc. | +6,548 | 246,450 | $2,499,003 | |
| AMBP | Ardagh Metal Packaging S.A. | +6,515 | 30,370 | $143,953 | |
| SABA | Saba Capital Income & Opportunities Fund II | +6,375 | 21,063 | $175,876 | |
| RMT | Royce Micro-Cap Trust, Inc. | +6,330 | 93,730 | $1,372,207 | |
| PCF | High Income Securities Fund | +5,502 | 17,517 | $95,817 | |
| FMY | First Trust Mortgage Income Fund | +5,420 | 29,481 | $346,696 | |
| ECF | Ellsworth Growth & Income Fund Ltd | +5,170 | 73,888 | $976,060 | |
| TY | TRI-CONTINENTAL Corp | +5,032 | 10,425 | $358,828 | |
| BOE | BlackRock Enhanced Global Dividend Trust | +4,038 | 31,396 | $379,577 | |
| DIS | Walt Disney Co | +3,876 | 19,500 | $1,876,874 | |
| VUG | VANGUARD GROWTH INDEX FUND | +3,791 | 4,699 | $404,771 | |
| HQL | abrdn Life Sciences Investors | +3,661 | 81,518 | $1,631,175 | |
| MXF | Mexico Fund Inc | +3,308 | 110,462 | $2,415,803 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| USFR | WisdomTree Floating Rate Treasury Fund | −23,140 | 415,230 | $20,906,830 | |
| EDD | Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | −11,067 | 23,161 | $136,186 | |
| AOD | abrdn Total Dynamic Dividend Fund | −10,365 | 14,075 | $145,113 | |
| AEF | abrdn Emerging Markets ex-China Fund, Inc. | −10,171 | 30,688 | $294,604 | |
| ANGI | Angi Inc. | −9,244 | 121,855 | $725,037 | |
| HQH | abrdn Healthcare Investors | −9,084 | 17,406 | $382,583 | |
| LION | Lionsgate Studios Corp. | −5,519 | 44,887 | $687,219 | |
| JPM | Jpmorgan Chase & Co | −4,842 | 10,486 | $3,432,382 | |
| MCHP | Microchip Technology Inc | −3,214 | 8,150 | $743,280 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | −2,784 | 22,143 | $2,191,714 | |
| IDE | Voya Infrastructure, Industrials & Materials Fund | −2,665 | 22,962 | $317,794 | |
| CBOE | Cboe Global Markets, Inc. | −2,291 | 1,250 | $303,337 | |
| PYPL | PayPal Holdings, Inc. | −2,145 | 24,438 | $1,055,232 | |
| CSCO | Cisco Systems, Inc. | −2,129 | 71,519 | $8,400,621 | |
| INTC | Intel Corp | −1,985 | 45,518 | $6,355,678 | |
| BX | Blackstone Inc. | −1,759 | 43,230 | $5,086,874 | |
| PINS | Pinterest, Inc. | −1,562 | 49,633 | $1,043,781 | |
| GLW | Corning Inc /Ny | −1,500 | 3,500 | $894,005 | |
| EQT | EQT Corp | −1,495 | 9,082 | $482,889 | |
| AAPL | Apple Inc. | −1,375 | 42,342 | $12,252,081 | |
| LAMR | Lamar Advertising Co/New | −1,225 | 3,155 | $492,116 | |
| QCOM | Qualcomm Inc/De | −1,140 | 2,286 | $422,429 | |
| FCX | Freeport-Mcmoran Inc | −1,083 | 9,825 | $617,894 | |
| UAA | Under Armour, Inc. | −1,000 | 12,000 | $76,680 | |
| NUV | Nuveen Municipal Value Fund Inc | −955 | 12,698 | $117,075 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SGOV | iShares 0-3 Month Treasury Bond ETF | 31,026 | $3,123,387 | |
| SMH | VanEck Semiconductor ETF | 2,382 | $1,562,329 | |
| IIPR | Innovative Industrial Properties Inc | 22,177 | $1,374,530 | |
| SNDK | Sandisk Corp | 568 | $1,291,478 | |
| WDC | Western Digital Corp | 1,805 | $1,152,889 | |
| — | 21,268 | $1,014,696 | ||
| QDF | FlexShares Quality Dividend Index Fund | 7,697 | $692,114 | |
| IQDF | FlexShares International Quality Dividend Index Fund | 17,159 | $593,015 | |
| GFS | GLOBALFOUNDRIES Inc. | 6,582 | $542,422 | |
| HPQ | Hp Inc | 23,150 | $507,911 | |
| META | Meta Platforms, Inc. | 748 | $421,340 | |
| PHYS | Sprott Physical Gold Trust | 13,881 | $418,789 | |
| FXI | iShares China Large-Cap ETF | 12,144 | $383,628 | |
| HYGV | FlexShares High Yield Value - Scored Bond Index Fund | 9,082 | $365,641 | |
| FEGE | First Eagle Global Equity ETF | 7,157 | $350,120 | |
| CMCSA | Comcast Corp | 14,106 | $346,301 | |
| ASML | Asml Holding NV | 168 | $334,225 | |
| BUG | Global X Cybersecurity ETF | 8,659 | $330,687 | |
| FISV | Fiserv Inc | 6,270 | $307,543 | |
| ICLN | iShares Global Clean Energy ETF | 14,727 | $301,756 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | 5,426 | $288,174 | |
| CPB | CAMPBELL'S Co | 11,256 | $250,671 | |
| MS | Morgan Stanley | 1,198 | $250,429 | |
| VICR | Vicor Corp | 650 | $246,857 | |
| UPS | United Parcel Service Inc | 2,289 | $246,067 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
12 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CME | Cme Group Inc. | 2,436 | $719,472 | |
| CQQQ | Invesco Ltd. | 13,191 | $607,049 | |
| — | 4,011 | $367,568 | ||
| ICE | Intercontinental Exchange, Inc. | 1,619 | $254,636 | |
| IHD | Voya Emerging Markets High Dividend Equity Fund | 35,744 | $238,055 | |
| ETN | Eaton Corp plc | 628 | $224,616 | |
| ARKB | Ark 21Shares Bitcoin ETF | 9,636 | $216,713 | |
| KR | Kroger Co | 2,917 | $211,074 | |
| JEPI | JPMorgan Equity Premium Income ETF | 3,574 | $202,574 | |
| LBRT | Liberty Energy Inc. | 7,000 | $201,600 | |
| CAG | Conagra Brands Inc. | 11,055 | $173,784 | |
| PGZ | Principal Real Estate Income Fund | 11,926 | $114,608 | |
| No positions match the current search. | ||||
291 tracked positions ·
$2,683,708,603 total
· filing declares
349 positions · $2,683,829,174
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 291 positions by value
· page 1 of 6
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| KLAC |
Kla Corp
Technology
|
Added | 7,865,552 | $2,373,115,693 | 88.43% | |
| USFR |
WisdomTree Floating Rate Treasury Fund
|
Reduced | 415,230 | $20,906,830 | 0.78% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 42,342 | $12,252,081 | 0.46% | |
| SO |
Southern Co
Utilities
|
Added | 107,541 | $10,292,749 | 0.38% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 71,519 | $8,400,621 | 0.31% | |
| INTC |
Intel Corp
Technology
|
Reduced | 45,518 | $6,355,678 | 0.24% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 17,911 | $6,328,493 | 0.24% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 6,247 | $6,318,028 | 0.24% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 7,888 | $5,890,521 | 0.22% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 8,340 | $5,727,995 | 0.21% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 4,508 | $5,407,030 | 0.20% | |
| BX |
Blackstone Inc.
Financial Services
|
Reduced | 43,230 | $5,086,874 | 0.19% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 19,730 | $3,947,775 | 0.15% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 10,353 | $3,861,876 | 0.14% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 4,817 | $3,547,238 | 0.13% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 13,885 | $3,526,373 | 0.13% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 10,486 | $3,432,382 | 0.13% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 6,782 | $3,393,644 | 0.13% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 44,042 | $3,178,070 | 0.12% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 12,593 | $3,168,902 | 0.12% | |
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
NEW | 31,026 | $3,123,387 | 0.12% | |
| AXP |
American Express Co
Financial Services
|
Reduced | 8,938 | $3,023,278 | 0.11% | |
| INTU |
Intuit Inc.
Technology
|
Added | 11,242 | $2,934,162 | 0.11% | |
| HYIN |
WisdomTree Private Credit and Alternative Income Fund
|
Added | 203,590 | $2,911,337 | 0.11% | |
| MU |
Micron Technology Inc
Technology
|
Added | 2,473 | $2,854,559 | 0.11% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 10,115 | $2,844,438 | 0.11% | |
| LRCX |
Lam Research Corp
Technology
|
Reduced | 6,526 | $2,827,911 | 0.11% | |
| HSY |
Hershey Co
Consumer Defensive
|
Held | 14,938 | $2,620,872 | 0.10% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 23,055 | $2,611,209 | 0.10% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 7,015 | $2,506,950 | 0.09% | |
| NML |
Neuberger Energy Infrastructure & Income Fund Inc.
Financial Services
|
Added | 246,450 | $2,499,003 | 0.09% | |
| MXF |
Mexico Fund Inc
Financial Services
|
Added | 110,462 | $2,415,803 | 0.09% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 28,080 | $2,282,061 | 0.09% | |
| DLN |
WisdomTree U.S. LargeCap Dividend Fund
|
Added | 23,566 | $2,269,877 | 0.08% | |
| TGT |
Target Corp
Consumer Defensive
|
Reduced | 17,003 | $2,220,761 | 0.08% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Reduced | 22,143 | $2,191,714 | 0.08% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Added | 22,467 | $2,073,029 | 0.08% | |
| STEW |
SRH Total Return Fund, Inc.
Financial Services
|
Added | 114,375 | $2,047,312 | 0.08% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 8,137 | $1,939,372 | 0.07% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 19,500 | $1,876,874 | 0.07% | |
| SHOP |
Shopify Inc.
Technology
|
Reduced | 15,998 | $1,826,651 | 0.07% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 13,592 | $1,746,571 | 0.07% | |
| PEO |
Adams Natural Resources Fund, Inc.
Financial Services
|
Added | 70,166 | $1,734,503 | 0.06% | |
| EXE |
EXPAND ENERGY Corp
Energy
|
Added | 18,989 | $1,731,606 | 0.06% | |
| HQL |
abrdn Life Sciences Investors
Financial Services
|
Added | 81,518 | $1,631,175 | 0.06% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Added | 3,189 | $1,624,667 | 0.06% | |
|
|
Reduced | 73,399 | $1,605,236 | 0.06% | ||
| SMH |
VanEck Semiconductor ETF
|
NEW | 2,382 | $1,562,329 | 0.06% | |
| AEM |
Agnico Eagle Mines Ltd
Basic Materials
|
Reduced | 9,754 | $1,513,138 | 0.06% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 10,952 | $1,497,357 | 0.06% |
Showing the top 50 of 291 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.