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RVT · Royce Small-Cap Trust, Inc. · Holdings

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$16.66 +0.21 (+1.28%) At close · Oct 26
Rebalance outlook locked
Market Cap
$2.04B
Shares
124.25M
Volume · Oct 26 266.56K Avg daily vol (3M) 207.93K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RVT: 13F, 13D and 13G, insiders and funds →
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 208
Total Value: $715,440,053
Total Shares: 38,916,007
Showing 1–100 of 208 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 210 13F filers
Top Holder
15.6%
Sep 2023 → Jun 2026 · range 15.6% – 19.9%
of institutional value
Top 5
49.1%
Sep 2023 → Jun 2026 · range 49.1% – 58.4%
of institutional value
Top 10
64.1%
Sep 2023 → Jun 2026 · range 64.1% – 71.7%
of institutional value
HHI
666
Sep 2023 → Jun 2026 · range 666 – 934
Broadly held

Who Holds RVT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 209 filers, like-for-like change +7.6%; actively managed books +9.9%; index-like books -3.4%.

Holder type Share Filers Change
Registered adviser 29.3% 135 +24.8%
Exempt adviser 0.1% 1 new
Adviser 4.1% 6 +6.7%
Bank 25.9% 14 +0.7%
Broker-dealer 6.2% 1 +5.1%
Registered fund 0.4% 1 0.0%
Holding company 17.2% 5 +0.1%
Unknown 16.8% 46 +2.2%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

209 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
4
1.91% of filers hold it in their top 10
Mar 31, 2026: 4
Holders above 5%
1
median weight 0.013%
Mar 31, 2026: 1
Crowding
—
no cover-page share count is dated within about a year of the quarter end
Private-fund advisers
—
of shares outstanding
Institutional ownership
—
no cover-page share count is dated within about a year of the quarter end
Top 10 holders
64.1%
of 13F shares, Herfindahl 0.067
Active holders
+9.9%
like-for-like share change of active filers
5% stakes on record
1
0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)
How long holders have held it value-weighted 19.0 quarters
Under 1 year 12.6% 1 to 3 years 17.2% 3 years or more 70.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$16.61
estimated per share
Mar 31, 2026: $15.97
Quarter-end price
$18.47
implied by 13F values
Estimated gain or loss
+11.2%
price against the estimated cost
Estimated at a loss
0.000%
of costed 13F value

Estimated cost covers 25.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of RVT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.11% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 1.11% 1,377,809
Active ETFs 0.13% 165,831
Active funds 0.49% 611,403
Unclassified 0.00% 0
All registered funds 1.73% 2,155,043
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 133 Exempt adviser 1 Adviser 6 Bank 14 Broker-dealer 1 Registered fund 1 Holding company 5 Unknown 47
Showing 100 of 208
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
BANK OF AMERICA CORP /DE/ $111,826,835 15.63% 6,054,512
MORGAN STANLEY $109,038,122 15.24% 5,903,526
RAYMOND JAMES FINANCIAL INC $57,050,486 7.97% 3,088,819
LPL Financial LLC $44,271,278 6.19% 2,396,929
WELLS FARGO & COMPANY/MN $30,411,593 4.25% 1,646,540
ROYAL BANK OF CANADA $30,275,025 4.23% 1,639,146
Penserra Capital Management LLC $25,570,034 3.57% 1,384,409
Saba Capital Management, L.P. $23,046,976 3.22% 1,247,806
STIFEL FINANCIAL CORP $15,667,085 2.19% 848,245
Janney Montgomery Scott LLC $13,713,273 1.92% 742,462
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $12,462,244 1.74% 674,729
LAZARD ASSET MANAGEMENT LLC $11,309,458 1.58% 612,315
RIVERNORTH CAPITAL MANAGEMENT, LLC $11,215,778 1.57% 607,243
Waterfront Wealth Inc. $9,145,642 1.28% 495,162
OSAIC HOLDINGS, INC. $8,939,664 1.25% 484,010
Modern Wealth Management, LLC $8,869,848 1.24% 480,230
Shaker Financial Services, LLC $8,800,349 1.23% 513,739
UBS Group AG $8,593,129 1.20% 465,248
GUGGENHEIM CAPITAL LLC $7,821,490 1.09% 423,470
Advisors Asset Management, Inc. $6,215,912 0.87% 336,541
Paller Financial Services Inc $5,506,661 0.77% 321,463
Steward Partners Investment Advisory, LLC $5,370,115 0.75% 290,748
Allspring Global Investments Holdings, LLC $5,306,117 0.74% 287,283
ROTHSCHILD INVESTMENT LLC $4,631,758 0.65% 250,772
CAPTRUST FINANCIAL ADVISORS $4,599,547 0.64% 249,028
Cypress Capital Management LLC (WY) $4,502,302 0.63% 243,763
Private Advisor Group, LLC $4,271,335 0.60% 231,258
D.A. DAVIDSON & CO. $4,256,614 0.59% 230,461
OPPENHEIMER & CO INC $3,853,376 0.54% 224,949
HighTower Advisors, LLC $3,709,219 0.52% 200,824
Logan Stone Capital, LLC $3,614,098 0.51% 195,674
Altium Capital Management LLC $3,555,641 0.50% 192,509
Z3 Capital Partners, LLC $3,447,665 0.48% 186,663
Samalin Investment Counsel, LLC $3,397,238 0.47% 198,321
Hennion & Walsh Asset Management, Inc. $3,353,711 0.47% 195,780
WOLVERINE ASSET MANAGEMENT LLC $3,302,251 0.46% 178,790
RB Capital Management, LLC $3,162,488 0.44% 171,223
&PARTNERS $3,046,275 0.43% 164,931
INTREPID FAMILY OFFICE LLC $2,874,726 0.40% 155,643
GENERAL AMERICAN INVESTORS CO INC $2,786,698 0.39% 150,877
Cambridge Investment Research Advisors, Inc. $2,455,290 0.34% 132,934
COMMONWEALTH EQUITY SERVICES, LLC $2,246,579 0.31% 121,634
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD $2,201,605 0.31% 119,199
EVOLVE PRIVATE WEALTH, LLC $1,994,907 0.28% 108,008
Sanctuary Advisors, LLC $1,887,024 0.26% 102,167
Atlantic Union Bankshares Corp $1,742,846 0.24% 94,361
Advisory Advocates, LLC $1,673,954 0.23% 90,631
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. $1,628,129 0.23% 88,150
FIRST TRUST ADVISORS LP $1,594,441 0.22% 86,326
MGO ONE SEVEN LLC $1,554,416 0.22% 84,159
NewEdge Advisors, LLC $1,521,355 0.21% 82,369
TrueMark Investments, LLC $1,474,626 0.21% 79,839
WJ Financial Advisors LLC $1,385,711 0.19% 75,025
FIFTH THIRD BANCORP $1,357,618 0.19% 73,504
Focused Wealth Management, Inc $1,356,824 0.19% 73,461
KENNEDY INVESTMENT GROUP, INC. $1,317,245 0.18% 76,897
1607 Capital Partners, LLC $1,292,900 0.18% 70,000
Comprehensive Money Management Services LLC $1,291,976 0.18% 69,950
JANE STREET GROUP, LLC $1,260,355 0.18% 68,238
Cetera Investment Advisers $1,214,457 0.17% 65,753
Prospera Financial Services Inc $1,118,136 0.16% 60,538
Whitener Capital Management, Inc. $1,092,774 0.15% 63,793
Accel Wealth Management $1,042,377 0.15% 60,851
Triumph Capital Management $1,028,074 0.14% 60,016
Concorde Asset Management, LLC $1,008,462 0.14% 54,600
Quantedge Capital Pte Ltd $1,002,921 0.14% 54,300
Bay Rivers Group $987,683 0.14% 53,475
Waverly Advisors, LLC $980,369 0.14% 53,079
Stolper Co $964,247 0.13% 56,290
NATIONS FINANCIAL GROUP INC, /IA/ /ADV $947,160 0.13% 51,281
Mraz, Amerine & Associates, Inc. $946,255 0.13% 51,232
Abel Hall, LLC $942,150 0.13% 55,000
ENVESTNET ASSET MANAGEMENT INC $924,183 0.13% 50,037
Kestra Advisory Services, LLC $862,955 0.12% 46,722
NWF Advisory Services Inc. $850,590 0.12% 49,655
BANK OF MONTREAL /CAN/ $848,604 0.12% 45,945
Atlanta Consulting Group Advisors, LLC $792,935 0.11% 42,931
GABELLI FUNDS LLC $779,434 0.11% 42,200
XTX Topco Ltd $769,589 0.11% 41,667
Jaffetilchin Investment Partners, LLC $765,563 0.11% 41,449
BENJAMIN EDWARDS INC $713,459 0.10% 38,628
Delta Wealth Advisors LLC $700,034 0.10% 40,866
Apollon Wealth Management, LLC $674,836 0.09% 39,395
Alexander Randolph Advisory, Inc. $648,924 0.09% 35,134
WEDBUSH SECURITIES INC $638,520 0.09% 37,275
Karpus Management, Inc. $638,470 0.09% 34,568
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC $630,212 0.09% 36,790
Farther Finance Advisors, LLC $627,454 0.09% 36,629
EP Wealth Advisors, LLC $621,275 0.09% 33,637
PMG Family Office LLC $569,092 0.08% 33,222
LEVEL FOUR ADVISORY SERVICES, LLC $560,841 0.08% 30,365
MERCER GLOBAL ADVISORS INC /ADV $550,590 0.08% 29,810
Baird Financial Group, Inc. $546,785 0.08% 29,604
HBK Sorce Advisory LLC $545,677 0.08% 29,544
SPIREPOINT PRIVATE CLIENT, LLC $540,118 0.08% 29,243
World Investment Advisors $532,286 0.07% 28,819
BROWN ADVISORY INC $530,753 0.07% 28,736
KESTRA PRIVATE WEALTH SERVICES, LLC $504,840 0.07% 27,333
1776 Wealth LLC $502,956 0.07% 27,231
Allworth Financial LP $494,515 0.07% 26,774

Showing the top 100 of 208 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 804116 CUSIP 780910105 13F (30d) 57 filings 54 filers Visit website Investor relations