RVT · Royce Small-Cap Trust, Inc.

$18.47 +0.00 (+0.00%) At close · Sep 4

Market Cap

$2.29B

124.25M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 209

Total Value: $717,555,550

Total Shares: 38,849,826

Showing 1–100 of 209 holdings by value · page 1 of 3

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 209 13F filers · Δ vs Mar 31, 2026

Top Holder

15.6%

−1.4 pts

Top 5

49.1%

−3.0 pts

Top 10

64.2%

−2.3 pts

HHI

669

Broadly held−79

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +7

Institutional value: +20.3%

Shares held: +8.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Shaker Financial Services, LLC	+467,234	605,745
Mega RAYMOND JAMES FINANCIAL INC	+257,053	3,088,819
Mega BANK OF AMERICA CORP /DE/	+218,175	6,054,512
Large OSAIC HOLDINGS, INC.	+139,183	484,010
Mega LPL Financial LLC	+117,352	2,396,929

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Cetera Investment Advisers	−228,931	65,753
Mega MORGAN STANLEY	−204,987	5,903,526
Mega UBS Group AG	−116,863	465,248
Large Kestra Advisory Services, LLC	−71,519	46,722
Small Waterfront Wealth Inc.	−69,399	495,162

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Saba Capital Management, L.P.	1,247,806	$23,046,976
Small Logan Stone Capital, LLC	195,674	$3,614,098
Mid WOLVERINE ASSET MANAGEMENT LLC	178,790	$3,302,251
Mid LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	88,150	$1,628,129
Mid 1607 Capital Partners, LLC	70,000	$1,292,900

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small MCCARTER PRIVATE WEALTH SERVICES LLC	37,020	$614,532
Mid Simplicity Wealth,LLC	17,757	$294,766
Mid Independent Advisor Alliance	15,651	$259,806
Large Creative Planning	13,074	$217,028
Large CWM, LLC	11,419	$189,555

Filter: New 30 Increased 89 Reduced 47 Sold out 23 Unchanged 43

Showing 100 of 209

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BANK OF AMERICA CORP /DE/

$111,826,835

15.58%

6,054,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	24,076	$444,683	0.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	6,030,436	$111,382,152	99.6%	Defined

MORGAN STANLEY

$109,038,122

15.20%

5,903,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	64,547	$1,192,183	1.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	5,838,752	$107,841,748	98.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	227	$4,191	0.0%	Defined

RAYMOND JAMES FINANCIAL INC

$57,050,486

7.95%

3,088,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,474,943	$27,242,197	47.8%	Defined
Raymond James Financial Services Advisors, Inc.	1,562,107	$28,852,116	50.6%	Defined
RAYMOND JAMES TRUST N.A.	51,769	$956,173	1.7%	Defined

LPL Financial LLC

$44,271,278

6.17%

2,396,929

WELLS FARGO & COMPANY/MN

$30,411,593

4.24%

1,646,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	362	$6,686	0.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	594,828	$10,986,473	36.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,051,350	$19,418,434	63.9%	Defined

ROYAL BANK OF CANADA

$30,275,025

4.22%

1,639,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,536,141	$28,372,524	93.7%	Defined
RBC Dominion Securities Inc.	101,165	$1,868,517	6.2%	Defined
RBC Private Counsel (USA) Inc.	1,840	$33,984	0.1%	Defined

Penserra Capital Management LLC

$25,570,034

3.56%

1,384,409

Saba Capital Management, L.P.

$23,046,976

3.21%

1,247,806

STIFEL FINANCIAL CORP

$15,667,085

2.18%

848,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	848,245	$15,667,085	100.0%	Defined

Janney Montgomery Scott LLC

$13,713,273

1.91%

742,462

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$12,462,244

1.74%

674,729

LAZARD ASSET MANAGEMENT LLC

$11,309,458

1.58%

612,315

RIVERNORTH CAPITAL MANAGEMENT, LLC

$11,215,778

1.56%

607,243

Shaker Financial Services, LLC

$11,188,110

1.56%

605,745

Waterfront Wealth Inc.

$9,145,642

1.27%

495,162

OSAIC HOLDINGS, INC.

$8,939,664

1.25%

484,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	484,010	$8,939,664	100.0%	Defined

Modern Wealth Management, LLC

$8,869,848

1.24%

480,230

UBS Group AG

$8,593,129

1.20%

465,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	420,819	$7,772,526	90.5%	Defined
UBS AG	44,403	$820,123	9.5%	Defined
UBS Securities LLC	26	$480	0.0%	Defined

GUGGENHEIM CAPITAL LLC

$7,821,490

1.09%

423,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	423,314	$7,818,609	100.0%	Defined
SECURITY INVESTORS LLC	156	$2,881	0.0%	Defined

Advisors Asset Management, Inc.

$6,215,912

0.87%

336,541

Paller Financial Services Inc

$5,604,019

0.78%

303,412

Steward Partners Investment Advisory, LLC

$5,370,115

0.75%

290,748

Allspring Global Investments Holdings, LLC

$5,306,117

0.74%

287,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	287,283	$5,306,117	100.0%	Defined

ROTHSCHILD INVESTMENT LLC

$4,631,758

0.65%

250,772

CAPTRUST FINANCIAL ADVISORS

$4,599,547

0.64%

249,028

Cypress Capital Management LLC (WY)

$4,502,302

0.63%

243,763

Private Advisor Group, LLC

$4,271,335

0.60%

231,258

D.A. DAVIDSON & CO.

$4,256,614

0.59%

230,461

OPPENHEIMER & CO INC

$4,112,456

0.57%

222,656

HighTower Advisors, LLC

$3,709,219

0.52%

200,824

Logan Stone Capital, LLC

$3,614,098

0.50%

195,674

Altium Capital Management LLC

$3,555,641

0.50%

192,509

Z3 Capital Partners, LLC

$3,447,665

0.48%

186,663

WOLVERINE ASSET MANAGEMENT LLC

$3,302,251

0.46%

178,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	178,790	$3,302,251	100.0%	Defined

Hennion & Walsh Asset Management, Inc.

$3,281,675

0.46%

177,676

RB Capital Management, LLC

$3,162,488

0.44%

171,223

&PARTNERS

$3,046,275

0.42%

164,931

INTREPID FAMILY OFFICE LLC

$2,874,726

0.40%

155,643

GENERAL AMERICAN INVESTORS CO INC

$2,786,698

0.39%

150,877

Samalin Investment Counsel, LLC

$2,721,499

0.38%

147,347

Cambridge Investment Research Advisors, Inc.

$2,455,290

0.34%

132,934

COMMONWEALTH EQUITY SERVICES, LLC

$2,246,579

0.31%

121,634

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$2,201,605

0.31%

119,199

EVOLVE PRIVATE WEALTH, LLC

$1,994,907

0.28%

108,008

Sanctuary Advisors, LLC

$1,887,024

0.26%

102,167

Atlantic Union Bankshares Corp

$1,742,846

0.24%

94,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	94,361	$1,742,846	100.0%	Defined

Advisory Advocates, LLC

$1,673,954

0.23%

90,631

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$1,628,129

0.23%

88,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	16,393	$302,778	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	45,780	$845,556	51.9%	Defined
Held directly	25,977	$479,795	29.5%	Sole

FIRST TRUST ADVISORS LP

$1,594,441

0.22%

86,326

MGO ONE SEVEN LLC

$1,554,416

0.22%

84,159

NewEdge Advisors, LLC

$1,521,355

0.21%

82,369

TrueMark Investments, LLC

$1,474,626

0.21%

79,839

KENNEDY INVESTMENT GROUP, INC.

$1,429,264

0.20%

77,383

WJ Financial Advisors LLC

$1,385,711

0.19%

75,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Joseph Giaccone joint	75,025	$1,385,711	100.0%	Defined

FIFTH THIRD BANCORP

$1,357,618

0.19%

73,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	73,504	$1,357,618	100.0%	Defined

Focused Wealth Management, Inc

$1,356,824

0.19%

73,461

1607 Capital Partners, LLC

$1,292,900

0.18%

70,000

Comprehensive Money Management Services LLC

$1,291,976

0.18%

69,950

JANE STREET GROUP, LLC

$1,260,355

0.18%

68,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Global Trading, LLC	68,238	$1,260,355	100.0%	Defined

Cetera Investment Advisers

$1,214,457

0.17%

65,753

Accel Wealth Management

$1,209,932

0.17%

65,508

Whitener Capital Management, Inc.

$1,125,358

0.16%

60,929

Prospera Financial Services Inc

$1,118,136

0.16%

60,538

Triumph Capital Management

$1,108,661

0.15%

60,025

Stolper Co

$1,048,985

0.15%

56,794

Abel Hall, LLC

$1,015,850

0.14%

55,000

Concorde Asset Management, LLC

$1,008,462

0.14%

54,600

Quantedge Capital Pte Ltd

$1,002,921

0.14%

54,300

Bay Rivers Group

$987,683

0.14%

53,475

Waverly Advisors, LLC

$980,369

0.14%

53,079

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

$947,160

0.13%

51,281

Mraz, Amerine & Associates, Inc.

$946,255

0.13%

51,232

ENVESTNET ASSET MANAGEMENT INC

$924,183

0.13%

50,037

NWF Advisory Services Inc.

$882,164

0.12%

47,762

Kestra Advisory Services, LLC

$862,955

0.12%

46,722

BANK OF MONTREAL /CAN/

$848,604

0.12%

45,945

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	45,945	$848,604	100.0%	Defined

Atlanta Consulting Group Advisors, LLC

$792,935

0.11%

42,931

GABELLI FUNDS LLC

$779,434

0.11%

42,200

XTX Topco Ltd

$769,589

0.11%

41,667

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	41,667	$769,589	100.0%	Defined

Delta Wealth Advisors LLC

$754,795

0.11%

40,866

Apollon Wealth Management, LLC

$721,142

0.10%

39,044

BENJAMIN EDWARDS INC

$713,459

0.10%

38,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	38,628	$713,459	100.0%	Defined

Farther Finance Advisors, LLC

$676,722

0.09%

36,639

Alexander Randolph Advisory, Inc.

$648,924

0.09%

35,134

Karpus Management, Inc.

$638,470

0.09%

34,568

EP Wealth Advisors, LLC

$621,275

0.09%

33,637

PMG Family Office LLC

$617,876

0.09%

33,453

LEVEL FOUR ADVISORY SERVICES, LLC

$560,841

0.08%

30,365

MERCER GLOBAL ADVISORS INC /ADV

$550,590

0.08%

29,810

Baird Financial Group, Inc.

$546,785

0.08%

29,604

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	22,708	$419,416	76.7%	Defined
BAIRD TRUST Co	6,896	$127,369	23.3%	Defined

HBK Sorce Advisory LLC

$545,677

0.08%

29,544

SPIREPOINT PRIVATE CLIENT, LLC

$540,118

0.08%

29,243

WEDBUSH SECURITIES INC

$536,498

0.07%

29,047

World Investment Advisors

$532,286

0.07%

28,819

BROWN ADVISORY INC

$530,753

0.07%

28,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brown Advisory LLC	28,736	$530,753	100.0%	Defined

David J Yvars Group

$520,189

0.07%

28,164

KESTRA PRIVATE WEALTH SERVICES, LLC

$504,840

0.07%

27,333

1776 Wealth LLC

$502,956

0.07%

27,231

Allworth Financial LP

$494,515

0.07%

26,774

Heritage Wealth Management, Inc.

$485,169

0.07%

26,268

Key facts CIK 804116 CUSIP 780910105 13F (30d) 98 filings 96 filers Visit website