RVT · Royce Small-Cap Trust, Inc. · Shareholders & Ownership

$16.66 +0.21 (+1.28%) At close · Oct 26

Market Cap

$2.04B

124.25M

Volume · Oct 26 266.56K Avg daily vol (3M) 207.93K

Every disclosed holder of RVT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns RVT

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	207	38,913,092	—	Yes
Insiders (Forms 3, 4, 5)	3	393,945	—	Yes
13D/G-only blocks	0	0	—	Yes
Registered funds (N-PORT, not summed)	11	2,178,083	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of RVT

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	6,054,512	—	+218,175	Jun 30, 2026	carried, not yet filed for the newest quarter
2	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	5,903,526	—	-204,987	Jun 30, 2026	carried, not yet filed for the newest quarter
3	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,088,819	—	+257,053	Jun 30, 2026	carried, not yet filed for the newest quarter
4	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	2,396,929	—	+117,352	Jun 30, 2026	carried, not yet filed for the newest quarter
5	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,646,540	—	-45,135	Jun 30, 2026	carried, not yet filed for the newest quarter
6	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,639,146	—	+14,372	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Penserra Capital Management LLC 13F CIK 1593324 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,384,409	—	+52,863	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Amplify CEF High Income ETF Fund S000065408 · Registered fund · Jun 30, 2026 Amplify ETF Trust, not summed	1,377,809	—	+50,683	Jun 30, 2026	Amplify ETF Trust, not summed
9	Saba Capital Management, L.P. 13F CIK 1510281 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,247,806	—	+1,247,806	Jun 30, 2026	carried, not yet filed for the newest quarter
10	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	848,245	—	+23,156	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	742,462	—	+13,981	Jun 30, 2026	carried, not yet filed for the newest quarter
12	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13F CIK 1352860 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	674,729	—	+20,955	Jun 30, 2026	carried, not yet filed for the newest quarter
13	LAZARD ASSET MANAGEMENT LLC 13F CIK 1207017 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	612,315	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
14	RIVERNORTH CAPITAL MANAGEMENT, LLC 13F CIK 1447578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	607,243	—	+5,268	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Shaker Financial Services, LLC 13F CIK 1511794 · Registered investment adviser · Sep 30, 2026	513,739	—	-92,006	Sep 30, 2026
16	Waterfront Wealth Inc. 13F CIK 1775210 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	495,162	—	-69,399	Jun 30, 2026	carried, not yet filed for the newest quarter
17	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	484,010	—	+139,183	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Modern Wealth Management, LLC 13F CIK 2001900 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	480,230	—	-11,740	Jun 30, 2026	carried, not yet filed for the newest quarter
19	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	465,248	—	-116,863	Jun 30, 2026	carried, not yet filed for the newest quarter
20	GUGGENHEIM CAPITAL LLC 13F CIK 1283072 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	423,470	—	-29,678	Jun 30, 2026	carried, not yet filed for the newest quarter
20.1	Multi-Hedge Strategies Fund Fund S000003747 · Registered fund · Jun 30, 2026 Rydex Variable Trust, not summed	115	—	-15	Jun 30, 2026	Rydex Variable Trust, not summed
20.2	Guggenheim Multi-Hedge Strategies Fund Fund S000003763 · Registered fund · Jun 30, 2026 Rydex Series Funds, not summed	41	—	-7	Jun 30, 2026	Rydex Series Funds, not summed
21	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	336,541	—	+16,283	Jun 30, 2026	carried, not yet filed for the newest quarter
22	ROYCE CHARLES M Insider CIK 1009121 · Jun 26, 2025 Insider, issuer-wide	335,391	—	-38,233	Jun 26, 2025	Insider, issuer-wide
23	Paller Financial Services Inc 13F CIK 2095931 · Registered investment adviser · Sep 30, 2026	321,463	—	+18,051	Sep 30, 2026
24	Steward Partners Investment Advisory, LLC 13F CIK 1723397 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	290,748	—	+14,692	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Allspring Global Investments Holdings, LLC 13F CIK 1890906 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	287,283	—	+98,138	Jun 30, 2026	carried, not yet filed for the newest quarter
26	ROTHSCHILD INVESTMENT LLC 13F CIK 85338 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	250,772	—	+10,560	Jun 30, 2026	carried, not yet filed for the newest quarter
27	CAPTRUST FINANCIAL ADVISORS 13F CIK 1512024 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	249,028	—	-8,158	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Cypress Capital Management LLC (WY) 13F CIK 1633896 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	243,763	—	+26,879	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	231,258	—	+48,407	Jun 30, 2026	carried, not yet filed for the newest quarter
30	D.A. DAVIDSON & CO. 13F CIK 1080107 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	230,461	—	-4,450	Jun 30, 2026	carried, not yet filed for the newest quarter
31	OPPENHEIMER & CO INC 13F CIK 822581 · Unknown · Sep 30, 2026	224,949	—	+2,293	Sep 30, 2026
32	HighTower Advisors, LLC 13F CIK 1462245 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	200,824	—	+23,021	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Samalin Investment Counsel, LLC 13F CIK 1544366 · Registered investment adviser · Sep 30, 2026	198,321	—	+50,974	Sep 30, 2026
34	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Investment adviser · Sep 30, 2026	195,780	—	+18,104	Sep 30, 2026
35	Logan Stone Capital, LLC 13F CIK 1535521 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	195,674	—	+195,674	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Altium Capital Management LLC 13F CIK 1746382 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	192,509	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Z3 Capital Partners, LLC 13F CIK 2127787 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	186,663	—	+957	Jun 30, 2026	carried, not yet filed for the newest quarter
38	WOLVERINE ASSET MANAGEMENT LLC 13F CIK 1279891 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	178,790	—	+178,790	Jun 30, 2026	carried, not yet filed for the newest quarter
39	RB Capital Management, LLC 13F CIK 1695582 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	171,223	—	+327	Jun 30, 2026	carried, not yet filed for the newest quarter
40	&PARTNERS 13F CIK 107136 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	164,931	—	+3,773	Jun 30, 2026	carried, not yet filed for the newest quarter
41	INTREPID FAMILY OFFICE LLC 13F CIK 1596197 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	155,643	—	+2,866	Jun 30, 2026	carried, not yet filed for the newest quarter
42	GENERAL AMERICAN INVESTORS CO INC 13F CIK 40417 · Registered fund · Jun 30, 2026 carried, not yet filed for the newest quarter	150,877	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	132,934	—	+12,738	Jun 30, 2026	carried, not yet filed for the newest quarter
44	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	121,634	—	-9,461	Jun 30, 2026	carried, not yet filed for the newest quarter
45	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13F CIK 1034546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	119,199	—	+44,298	Jun 30, 2026	carried, not yet filed for the newest quarter
46	EVOLVE PRIVATE WEALTH, LLC 13F CIK 2111131 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	108,008	—	-3,116	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Sanctuary Advisors, LLC 13F CIK 1777271 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	102,167	—	+1,945	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Atlantic Union Bankshares Corp 13F CIK 883948 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	94,361	—	-532	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Advisory Advocates, LLC 13F CIK 2111697 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	90,631	—	+4,120	Jun 30, 2026	carried, not yet filed for the newest quarter
50	LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 13F CIK 1536186 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	88,150	—	+88,150	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 214 holders

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Key facts CIK 804116 CUSIP 780910105 13F (30d) 57 filings 54 filers Visit website Investor relations