Z3 Capital Partners, LLC
Registered adviserFiling Date
Global Rank
#3,956
/ 8,818
▲ 133
Top Industry
Asset Management
34.5%
Period ended 4 months ago
Filed Jul 28, 2026 · 3mo
3 quarters · since Dec 2025
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$466,781,953
Main clients
Individuals and high net worth
(89% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $466,781,953 | Individuals and high net worth (89%) |
| Dec 2025 to Mar 2026 | $491,295,700 | Individuals and high net worth (100%) |
| Aug 2025 to Sep 2025 | $0 | — |
Stated strategy
Fundamental active, Growth, Income, Multi-asset, Wealth management / planning
Form ADV Part 2A, Sep 11, 2026
· original
In the firm's words
- Fundamental active:
Z3 primarily employs fundamental analysis to guide its investment decisions.
- Growth:
Z3’s structured investment framework, the Financial House, segments portfolios into three tiers: the First Floor (income and growth), the Second Floor (growth), and the Attic (high -growth opportunities).
- Income:
Z3’s structured investment framework, the Financial House, segments portfolios into three tiers: the First Floor (income and growth), the Second Floor (growth), and the Attic (high -growth opportunities).
- Multi-asset:
The securities utilized by Z3 in the Z3 Capital Partners Wrap Fee Program client accounts consist of equity securities, registered mutual funds, exchange traded funds (ETFs), closed end funds, and fixed and variable annuities/insurance products, if we determine such investments fit within a client’s objectives and are in the best interests of our clients.
- Wealth management / planning:
Z3 provides personalized discretionary investment management and financial planning services to individuals, including high net worth individuals, and entities, including, but not limited to, family offices, trusts, estates, private foundations, as well as businesses and business owners.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 40.5%, 41.4 effective positions, active share 69.7% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 2.9 quarters (under 4)
Closest benchmark: the S&P 500 as of 2026-06-30, active share 69.7%; sector active share 29.5% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
191 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
6.6%
−1.8 pts
Top 5
23.4%
−3.4 pts
Top 10
40.5%
−2.7 pts
HHI
241
Diversified−26
Portfolio Trend
3 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 36.4% | $173,367,784 |
| Technology | 27.7% | $131,736,289 |
| Unclassified | 17.2% | $81,993,684 |
| Consumer Cyclical | 5.7% | $27,217,232 |
| Communication Services | 3.8% | $18,137,668 |
| Healthcare | 3.5% | $16,608,452 |
| Consumer Defensive | 2.1% | $10,097,694 |
| Industrials | 1.6% | $7,683,498 |
| Energy | 1.2% | $5,806,936 |
| Utilities | 0.4% | $1,729,339 |
| Basic Materials | 0.3% | $1,275,681 |
| Real Estate | 0.2% | $729,543 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BTX | BlackRock Technology & Private Equity Term Trust | +78,133 | 628,692 | $5,677,088 | |
| IDE | Voya Infrastructure, Industrials & Materials Fund | +31,641 | 357,116 | $4,942,485 | |
| BMEZ | BlackRock Health Sciences Term Trust | +27,142 | 393,512 | $6,040,409 | |
| NBXG | Neuberger Next Generation Connectivity Fund Inc. | +22,637 | 726,651 | $12,018,807 | |
| FIG | Figma, Inc. | +17,825 | 70,160 | $1,269,194 | |
| SMCI | Super Micro Computer, Inc. | +14,905 | 113,849 | $3,339,191 | |
| RBRK | Rubrik, Inc. | +11,546 | 125,408 | $10,067,754 | |
| BSTZ | BlackRock Science & Technology Term Trust | +9,154 | 316,562 | $9,506,356 | |
| NOW | ServiceNow, Inc. | +8,150 | 13,420 | $1,332,337 | |
| TSLL | Direxion Daily TSLA Bull 2X Shares | +7,450 | 97,275 | $1,377,414 | |
| IWF | iShares Russell 1000 Growth ETF | +6,179 | 8,486 | $1,053,706 | |
| SDVD | FT Vest SMID Rising Dividend Achievers Target Income ETF | +5,646 | 349,449 | $8,068,777 | |
| SCD | Lmp Capital & Income Fund Inc. | +5,366 | 425,705 | $6,662,283 | |
| JEPQ | JPMorgan Nasdaq Equity Premium Income ETF | +5,269 | 118,720 | $7,296,531 | |
| AMZU | Direxion Daily AMZN Bull 2X Shares | +5,050 | 24,525 | $814,720 | |
| HQL | abrdn Life Sciences Investors | +4,681 | 72,030 | $1,441,320 | |
| AMZN | Amazon Com Inc | +4,139 | 59,038 | $14,071,116 | |
| UBER | Uber Technologies, Inc | +3,210 | 67,319 | $4,857,739 | |
| BST | BlackRock Science & Technology Trust | +3,131 | 391,338 | $19,844,749 | |
| HQH | abrdn Healthcare Investors | +3,080 | 230,448 | $5,065,247 | |
| PROF | Profound Medical Corp. | +2,950 | 820,941 | $5,459,257 | |
| CRWV | CoreWeave, Inc. | +2,810 | 28,080 | $2,795,083 | |
| PAYR | Federated Hermes Enhanced Income ETF | +2,450 | 7,200 | $386,280 | |
| BTO | John Hancock Financial Opportunities Fund | +2,432 | 411,393 | $16,217,112 | |
| PLTR | Palantir Technologies Inc. | +2,196 | 153,011 | $17,851,793 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| KNG | FT Vest S&P 500 Dividend Aristocrats Target Income ETF | −24,641 | 63,974 | $3,230,687 | |
| JAAA | Janus Henderson AAA CLO ETF | −17,922 | 100,012 | $5,049,605 | |
| RQI | Cohen & Steers Quality Income Realty Fund Inc | −15,099 | 184,628 | $2,272,770 | |
| BGR | BlackRock Energy & Resources Trust | −12,400 | 94,281 | $1,397,244 | |
| MBLY | Mobileye Global Inc. | −11,790 | 22,940 | $222,059 | |
| STXS | Stereotaxis, Inc. | −9,000 | 25,000 | $43,000 | |
| GOF | Guggenheim Strategic Opportunities Fund | −6,945 | 101,711 | $1,110,684 | |
| EQT | EQT Corp | −6,340 | 11,500 | $611,455 | |
| MGNI | Magnite, Inc. | −5,300 | 76,050 | $1,443,429 | |
| BAC | Bank Of America Corp | −5,014 | 354,946 | $20,224,823 | |
| STEW | SRH Total Return Fund, Inc. | −3,478 | 12,088 | $216,375 | |
| COWG | Pacer US Large Cap Cash Cows Growth Leaders ETF | −3,330 | 251,710 | $10,105,149 | |
| XOM | ExxonMobil Holdings Corp | −2,829 | 12,379 | $1,692,456 | |
| IHI | iShares U.S. Medical Devices ETF | −2,559 | 4,873 | $240,774 | |
| AUR | Aurora Innovation, Inc. | −2,550 | 18,050 | $123,101 | |
| VNO | Vornado Realty Trust | −2,500 | 11,450 | $449,985 | |
| EMO | ClearBridge Energy Midstream Opportunity Fund Inc. | −2,483 | 629,814 | $31,553,681 | |
| CMG | Chipotle Mexican Grill Inc | −2,190 | 6,950 | $236,300 | |
| APYX | Apyx Medical Corp | −1,950 | 91,109 | $409,079 | |
| BCX | BlackRock Resources & Commodities Strategy Trust | −1,807 | 93,781 | $1,060,663 | |
| PINS | Pinterest, Inc. | −1,300 | 13,140 | $276,334 | |
| MU | Micron Technology Inc | −1,033 | 18,292 | $21,114,272 | |
| SLG | Sl Green Realty Corp | −910 | 5,400 | $279,558 | |
| UTF | Cohen & Steers Infrastructure Fund Inc | −889 | 24,434 | $674,134 | |
| VZ | Verizon Communications Inc | −825 | 8,171 | $345,960 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
21 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GPIQ | Goldman Sachs Nasdaq-100 Premium Income ETF | 94,225 | $5,588,484 | |
| TCAL | T. Rowe Price Capital Appreciation Premium Income ETF | 34,550 | $767,010 | |
| — | 92,525 | $487,606 | ||
| IONQ | IonQ, Inc. | 8,275 | $440,726 | |
| DELL | Dell Technologies Inc. | 1,000 | $431,460 | |
| BE | Bloom Energy Corp | 1,295 | $391,996 | |
| INTC | Intel Corp | 2,248 | $313,888 | |
| OWL | Blue Owl Capital Inc. | 35,825 | $313,468 | |
| ONDS | Ondas Inc. | 35,360 | $291,366 | |
| TXN | Texas Instruments Inc | 970 | $289,127 | |
| METU | Direxion Daily META Bull 2X Shares | 13,555 | $274,488 | |
| APPX | Tradr 2X Long APP Daily ETF | 6,220 | $251,412 | |
| DAL | Delta Air Lines, Inc. | 2,649 | $248,105 | |
| AUB | Atlantic Union Bankshares Corp | 5,467 | $231,308 | |
| CARR | CARRIER GLOBAL Corp | 3,065 | $224,817 | |
| MMM | 3M Co | 1,361 | $220,359 | |
| CSX | Csx Corp | 4,615 | $219,350 | |
| ALL | Allstate Corp | 902 | $214,621 | |
| FCNCA | First Citizens Bancshares Inc | 100 | $208,079 | |
| Q | Qnity Electronics, Inc. | 1,266 | $206,750 | |
| NOWL | GraniteShares 2x Long NOW Daily ETF | 22,200 | $97,014 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
17 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AR | ANTERO RESOURCES Corp | 31,600 | $1,341,104 | |
| DVN | Devon Energy Corp | 24,300 | $1,222,776 | |
| CNR | Core Natural Resources, Inc. | 8,450 | $884,968 | |
| — | 17,900 | $629,006 | ||
| ETG | Eaton Vance Tax-Advantaged Global Dividend Income Fund | 16,650 | $334,998 | |
| LAZ | Lazard, Inc. | 5,855 | $248,720 | |
| OKE | Oneok Inc | 2,628 | $237,544 | |
| EXG | Eaton Vance Tax-Managed Global Diversified Equity Income Fund | 25,950 | $224,727 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | 3,545 | $217,166 | |
| RNP | Cohen & Steers REIT & Preferred & Income Fund Inc | 10,749 | $212,400 | |
| ACN | Accenture plc | 1,029 | $204,040 | |
| PATH | UiPath, Inc. | 13,925 | $154,567 | |
| MORT | VanEck Mortgage REIT Income ETF | 13,100 | $134,406 | |
| ACP | abrdn Income Credit Strategies Fund | 18,044 | $92,024 | |
| JFR | Nuveen Floating Rate Income Fund | 10,462 | $78,674 | |
| GLO | Clough Global Opportunities Fund | 14,099 | $78,531 | |
| CRWG | Leverage Shares 2x Long CRWV Daily ETF | 18,300 | $43,371 | |
| No positions match the current search. | ||||
191 tracked positions ·
$476,383,800 total
· filing declares
192 positions · $476,386,635
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 191 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| EMO |
ClearBridge Energy Midstream Opportunity Fund Inc.
Financial Services
|
Reduced | 629,814 | $31,553,681 | 6.62% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 18,292 | $21,114,272 | 4.43% | |
| BAC |
Bank Of America Corp
Financial Services
|
Reduced | 354,946 | $20,224,823 | 4.25% | |
| BST |
BlackRock Science & Technology Trust
Financial Services
|
Added | 391,338 | $19,844,749 | 4.17% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 94,519 | $18,912,306 | 3.97% | |
| PLTR |
Palantir Technologies Inc.
Technology
|
Added | 153,011 | $17,851,793 | 3.75% | |
| BTO |
John Hancock Financial Opportunities Fund
Financial Services
|
Added | 411,393 | $16,217,112 | 3.40% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 59,038 | $14,071,116 | 2.95% | |
| NBXG |
Neuberger Next Generation Connectivity Fund Inc.
Financial Services
|
Added | 726,651 | $12,018,807 | 2.52% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 31,583 | $11,286,816 | 2.37% | |
| COWG |
Pacer US Large Cap Cash Cows Growth Leaders ETF
|
Reduced | 251,710 | $10,105,149 | 2.12% | |
| RBRK |
Rubrik, Inc.
Technology
|
Added | 125,408 | $10,067,754 | 2.11% | |
| ALAB |
Astera Labs, Inc.
Technology
|
Reduced | 20,370 | $9,839,117 | 2.07% | |
| BSTZ |
BlackRock Science & Technology Term Trust
Financial Services
|
Added | 316,562 | $9,506,356 | 2.00% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 21,138 | $8,890,642 | 1.87% | |
| SDVD |
FT Vest SMID Rising Dividend Achievers Target Income ETF
|
Added | 349,449 | $8,068,777 | 1.69% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 20,967 | $7,821,110 | 1.64% | |
| JSMD |
Janus Henderson Small/Mid Cap Growth Alpha ETF
|
Added | 73,727 | $7,464,047 | 1.57% | |
| JEPQ |
JPMorgan Nasdaq Equity Premium Income ETF
|
Added | 118,720 | $7,296,531 | 1.53% | |
| SCD |
Lmp Capital & Income Fund Inc.
Financial Services
|
Added | 425,705 | $6,662,283 | 1.40% | |
| JSML |
Janus Henderson Small Cap Growth Alpha ETF
|
Reduced | 69,291 | $6,447,874 | 1.35% | |
| BMEZ |
BlackRock Health Sciences Term Trust
Financial Services
|
Added | 393,512 | $6,040,409 | 1.27% | |
| BTX |
BlackRock Technology & Private Equity Term Trust
Financial Services
|
Added | 628,692 | $5,677,088 | 1.19% | |
| GPIQ |
Goldman Sachs Nasdaq-100 Premium Income ETF
|
NEW | 94,225 | $5,588,484 | 1.17% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 19,040 | $5,509,414 | 1.16% | |
| PROF |
Profound Medical Corp.
Healthcare
|
Added | 820,941 | $5,459,257 | 1.15% | |
| PI |
Impinj Inc
Technology
|
Added | 37,678 | $5,396,619 | 1.13% | |
| CRDO |
Credo Technology Group Holding Ltd
Technology
|
Added | 18,815 | $5,116,739 | 1.07% | |
| HQH |
abrdn Healthcare Investors
Financial Services
|
Added | 230,448 | $5,065,247 | 1.06% | |
| JAAA |
Janus Henderson AAA CLO ETF
|
Reduced | 100,012 | $5,049,605 | 1.06% | |
| IDE |
Voya Infrastructure, Industrials & Materials Fund
Financial Services
|
Added | 357,116 | $4,942,485 | 1.04% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 67,319 | $4,857,739 | 1.02% | |
| GGLL |
Direxion Daily GOOGL Bull 2X Shares
|
Added | 36,730 | $4,176,201 | 0.88% | |
| QTEC |
First Trust NASDAQ-100-Technology Sector Index Fund
|
Added | 10,493 | $3,511,902 | 0.74% | |
| RVT |
Royce Small-Cap Trust, Inc.
Financial Services
|
Added | 186,663 | $3,447,665 | 0.72% | |
| COWZ |
Pacer US Cash Cows 100 ETF
|
Added | 55,009 | $3,421,559 | 0.72% | |
| EIPI |
FT Energy Income Partners Enhanced Income ETF
|
Reduced | 154,621 | $3,376,922 | 0.71% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 10,255 | $3,356,769 | 0.70% | |
| SMCI |
Super Micro Computer, Inc.
Technology
|
Added | 113,849 | $3,339,191 | 0.70% | |
| KNG |
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
|
Reduced | 63,974 | $3,230,687 | 0.68% | |
| KNSL |
Kinsale Capital Group, Inc.
Financial Services
|
Added | 9,255 | $3,052,391 | 0.64% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 2,350 | $2,818,660 | 0.59% | |
| CRWV |
CoreWeave, Inc.
Technology
|
Added | 28,080 | $2,795,083 | 0.59% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Reduced | 9,136 | $2,721,523 | 0.57% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 9,831 | $2,496,779 | 0.52% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 6,926 | $2,447,163 | 0.51% | |
| COF |
Capital One Financial Corp
Financial Services
|
Added | 11,803 | $2,367,917 | 0.50% | |
| RQI |
Cohen & Steers Quality Income Realty Fund Inc
Financial Services
|
Reduced | 184,628 | $2,272,770 | 0.48% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 24,327 | $1,977,055 | 0.42% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Reduced | 9,919 | $1,794,446 | 0.38% |
Showing the top 50 of 191 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.