SCD · Lmp Capital & Income Fund Inc.

$15.60 -0.08 (-0.51%)

Market Cap

$359.17M

22.91M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 58

Total Value: $121,345,493

Total Shares: 7,753,707

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 58 13F filers · Δ vs Mar 31, 2026

Top Holder

34.0%

−1.4 pts

Top 5

66.1%

−7.6 pts

Top 10

82.0%

−3.4 pts

HHI

1,572

Moderately concentrated−313

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +4

Institutional value: +3.5%

Shares held: -1.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Allspring Global Investments Holdings, LLC	+167,691	234,388
Mid WOLVERINE ASSET MANAGEMENT LLC	+59,657	142,755
Large OSAIC HOLDINGS, INC.	+31,543	111,980
Large READYSTATE ASSET MANAGEMENT LP	+27,940	37,940
Mega WELLS FARGO & COMPANY/MN	+26,703	327,370

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega RAYMOND JAMES FINANCIAL INC	−515,711	1,250,759
Mid SIT INVESTMENT ASSOCIATES INC	−143,845	2,635,988
Large Steward Partners Investment Advisory, LLC	−80,925	169,835
Mid LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	−22,114	31,914
Mega LPL Financial LLC	−21,724	60,235

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Shaker Financial Services, LLC	333,414	$5,217,929
Small Logan Stone Capital, LLC	32,089	$502,192
Mid MGO ONE SEVEN LLC	26,364	$412,596
Small Abel Hall, LLC	25,000	$391,250
Mid INDEPENDENT FINANCIAL GROUP, LLC	22,865	$357,837

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small ABSOLUTE INVESTMENT ADVISERS, LLC	97,544	$1,456,331
Mid Quarry LP	58,119	$867,716
Small PFG Advisors	22,708	$339,030
Mega Invesco Ltd.	22,148	$330,669
Small VISTA INVESTMENT PARTNERS II, LLC	12,053	$179,951

Filter: New 12 Increased 25 Reduced 8 Sold out 8 Unchanged 13

Showing 58 of 58

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$41,253,212

34.00%

2,635,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	2,635,988	$41,253,212	100.0%	Sole

RAYMOND JAMES FINANCIAL INC

$19,574,378

16.13%

1,250,759

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	888,042	$13,897,857	71.0%	Defined
Raymond James Financial Services Advisors, Inc.	362,717	$5,676,521	29.0%	Defined

Z3 Capital Partners, LLC

$6,662,283

5.49%

425,705

MORGAN STANLEY

$6,444,435

5.31%

411,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	411,485	$6,439,740	99.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	300	$4,695	0.1%	Defined

Penserra Capital Management LLC

$6,270,469

5.17%

400,669

Shaker Financial Services, LLC

$5,217,929

4.30%

333,414

WELLS FARGO & COMPANY/MN

$5,123,339

4.22%

327,370

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	70,241	$1,099,271	21.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	257,129	$4,024,068	78.5%	Defined

Allspring Global Investments Holdings, LLC

$3,668,172

3.02%

234,388

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	234,388	$3,668,172	100.0%	Defined

Steward Partners Investment Advisory, LLC

$2,657,917

2.19%

169,835

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$2,653,254

2.19%

169,537

Advisors Asset Management, Inc.

$2,331,756

1.92%

148,994

WOLVERINE ASSET MANAGEMENT LLC

$2,234,115

1.84%

142,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	142,755	$2,234,115	100.0%	Defined

OSAIC HOLDINGS, INC.

$1,752,487

1.44%

111,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	111,980	$1,752,487	100.0%	Defined

ROYAL BANK OF CANADA

$1,311,751

1.08%

83,818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	83,818	$1,311,751	100.0%	Defined

Yakira Capital Management, Inc.

$1,146,910

0.95%

73,285

LPL Financial LLC

$942,677

0.78%

60,235

CHAPIN DAVIS, INC.

$820,310

0.68%

52,416

Wealth Care LLC

$779,573

0.64%

49,813

NewEdge Advisors, LLC

$749,807

0.62%

47,911

Calamos Advisors LLC

$694,265

0.57%

44,362

AMERIPRISE FINANCIAL INC

$594,167

0.49%

37,966

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	37,966	$594,167	100.0%	Defined

READYSTATE ASSET MANAGEMENT LP

$593,761

0.49%

37,940

Logan Stone Capital, LLC

$502,192

0.41%

32,089

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$499,453

0.41%

31,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	5,937	$92,914	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	16,565	$259,242	51.9%	Defined
Held directly	9,412	$147,297	29.5%	Sole

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$487,121

0.40%

31,126

AlphaStar Capital Management, LLC

$472,676

0.39%

30,203

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$421,720

0.35%

26,947

MGO ONE SEVEN LLC

$412,596

0.34%

26,364

NWF Advisory Services Inc.

$405,147

0.33%

25,888

BANK OF AMERICA CORP /DE/

$398,104

0.33%

25,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	25,438	$398,104	100.0%	Defined

Abel Hall, LLC

$391,250

0.32%

25,000

INDEPENDENT FINANCIAL GROUP, LLC

$357,837

0.29%

22,865

Private Advisor Group, LLC

$327,664

0.27%

20,937

XML Financial, LLC

$321,184

0.26%

20,523

COMMONWEALTH EQUITY SERVICES, LLC

$314,267

0.26%

20,081

Cambridge Investment Research Advisors, Inc.

$312,687

0.26%

19,980

FIFTH THIRD BANCORP

$289,525

0.24%

18,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	18,500	$289,525	100.0%	Defined

ECLECTIC ASSOCIATES INC /ADV

$252,356

0.21%

16,125

World Investment Advisors

$230,477

0.19%

14,727

TRUIST FINANCIAL CORP

$225,125

0.19%

14,385

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	14,385	$225,125	100.0%	Defined

Harbour Wealth Management Group, Inc.

$210,758

0.17%

13,467

LEVEL FOUR ADVISORY SERVICES, LLC

$199,756

0.16%

12,764

Janney Montgomery Scott LLC

$195,922

0.16%

12,519

Aurora Private Wealth, Inc.

$184,951

0.15%

11,818

First National Trust Co

$181,242

0.15%

11,581

UBS Group AG

$157,470

0.13%

10,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	10,062	$157,470	100.0%	Defined

Rockefeller Capital Management L.P.

$31,300

0.03%

2,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	2,000	$31,300	100.0%	Defined

CoreCap Advisors, LLC

$18,780

0.02%

1,200

JONES FINANCIAL COMPANIES LLLP

$15,650

0.01%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,000	$15,650	100.0%	Sole

IFP Advisors, Inc

$15,227

0.01%

973

Geneos Wealth Management Inc.

$12,520

0.01%

800

Farther Finance Advisors, LLC

$10,172

0.01%

650

HIGHLINE WEALTH PARTNERS LLC

$3,912

0.00%

250

Institute for Wealth Management, LLC.

$3,912

0.00%

250

FNY Investment Advisers, LLC

$3,130

0.00%

200

EverSource Wealth Advisors, LLC

$1,737

0.00%

111

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	111	$1,737	100.0%	Sole

JPMORGAN CHASE & CO

$704

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	45	$704	100.0%	Other

Strategic Wealth Partners, Ltd.

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	22,148	$330,669	100.0%	Defined

Key facts CIK 1270131 CUSIP 50208A102 13F (30d) 50 filings 31 filers Visit website Investor relations