SCD
Lmp Capital & Income Fund Inc.Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-01-01 | Eakes Brian |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2026-01-01 | Haller John |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-12-01 | Stout Kim |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-07-14 | Mason Peter Daniel Charles |
Director |
Buy↑
|
Common Stock
|
2,580 |
| 2025-05-27 | GRILLO ANTHONY |
Director |
Buy↑
|
Common Stock
|
700 |
| 2025-04-29 | Masom Jeffrey |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-04-15 | Oh Seok Selene |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-03 | Gahan Thomas |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-06-21 | CRONIN DANIEL P |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Common Stock
|
1,000 |
| 2023-09-07 | De Oliveira Marc |
Secretary/Chief Legal Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-01-06 | Dolgov Jasna |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2022-12-20 | KAMERICK EILEEN A |
Director |
Buy↑
|
Common Stock
|
1,670 |
| 2022-08-01 | McElroy Patrick |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2022-07-15 | HOFFMANN COURTNEY A. |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2022-01-05 | CRONIN DANIEL P |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at $14.89 and $14.94. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Common Stock
|
3,500 |
| 2021-08-02 | Bowden Andrew J. |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-09-30 | Eakes Brian |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-09-30 | Fergerson Laura F |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-08-13 | Hoyt George P. |
Secretary/Chief Legal Officer |
Other↑
|
No Securities Owned
|
0 |
| 2020-07-31 | JOHNSON JENNIFER M |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-07-31 | Shaneyfelt Gwen L |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-07-31 | Plafker Jed A. |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-07-31 | Nicholls Matthew |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2020-04-17 | Jensen Fred Steven |
CCO |
Other↑
|
No Securities Owned
|
0 |
| 2020-03-13 | CRONIN DANIEL P |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the disposition of the Fund's common stock previously reported by the Reporting Person on January 23, 2020. The Fund discovered the potential matchable transactions and has requested that the Reporting Person agree to disgorge any profits deemed realized from such transactions. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from such transactions to the Fund. The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions between $8.93 and $9.04. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Common Stock
|
3,000 |
| 2020-03-13 | Vanderlee Peter |
Insider |
Buy↑
|
Common Stock
(I)
|
5,000 |
| 2020-01-22 | CRONIN DANIEL P |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $15.6499 to $15.6631 inclusive. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Common Stock
|
2,300 |
| 2020-01-01 | Boydston Laura |
Insider |
Other↑
|
No Securities Owned
|
0 |