SCD · Lmp Capital & Income Fund Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-07-14 | Mason Peter Daniel Charles |
Director |
Buy↑
|
Common Stock
|
2,580 |
| 2025-05-27 | GRILLO ANTHONY |
Director |
Buy↑
|
Common Stock
|
700 |
| 2024-06-21 | CRONIN DANIEL P |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Common Stock
|
1,000 |
| 2022-12-20 | KAMERICK EILEEN A |
Director |
Buy↑
|
Common Stock
|
1,670 |
| 2022-01-05 | CRONIN DANIEL P |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at $14.89 and $14.94. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Common Stock
|
3,500 |
| 2020-03-13 | CRONIN DANIEL P |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the disposition of the Fund's common stock previously reported by the Reporting Person on January 23, 2020. The Fund discovered the potential matchable transactions and has requested that the Reporting Person agree to disgorge any profits deemed realized from such transactions. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from such transactions to the Fund. The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions between $8.93 and $9.04. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Common Stock
|
3,000 |
| 2020-03-13 | Vanderlee Peter |
Insider |
Buy↑
|
Common Stock
(I)
|
5,000 |
| 2020-01-22 | CRONIN DANIEL P |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $15.6499 to $15.6631 inclusive. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Common Stock
|
2,300 |