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BTO · John Hancock Financial Opportunities Fund · Holdings

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$36.65 +0.05 (+0.14%)
Rebalance outlook locked
Market Cap
$725.89M
Shares
19.83M
Volume · Oct 21 29.63K Avg daily vol (3M) 40.74K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of BTO: 13F, 13D and 13G, insiders and funds →
Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 83
Total Value: $167,141,303
Total Shares: 4,243,903

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 84 13F filers
Top Holder
29.6%
Sep 2023 → Jun 2026 · range 28.1% – 35.3%
of institutional value
Top 5
65.0%
Sep 2023 → Jun 2026 · range 64.1% – 71.8%
of institutional value
Top 10
78.3%
Sep 2023 → Jun 2026 · range 77.3% – 84.2%
of institutional value
HHI
1,315
Sep 2023 → Jun 2026 · range 1,244 – 1,711
Broadly held

Who Holds BTO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 83 filers, like-for-like change +4.7%; actively managed books +4.2%; index-like books +5.8%.

Holder type Share Filers Change
Registered adviser 25.6% 44 +11.0%
Adviser 5.2% 3 -2.1%
Bank 24.1% 9 -0.5%
Broker-dealer 3.1% 1 +1.7%
Holding company 30.1% 2 +6.5%
Unknown 11.9% 24 +2.5%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

83 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
1
1.20% of filers hold it in their top 10
Mar 31, 2026: 1
Holders above 5%
0
median weight 0.003%
Mar 31, 2026: 0
Crowding
—
no cover-page share count is dated within about a year of the quarter end
Private-fund advisers
—
of shares outstanding
Institutional ownership
—
no cover-page share count is dated within about a year of the quarter end
Top 10 holders
78.3%
of 13F shares, Herfindahl 0.131
Active holders
+4.2%
like-for-like share change of active filers
5% stakes on record
2
0 13D, 2 13G (2 institutional, 0 passive, 0 exempt)
How long holders have held it value-weighted 20.1 quarters
Under 1 year 16.8% 1 to 3 years 9.16% 3 years or more 74.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$34.44
estimated per share
Mar 31, 2026: $33.03
Quarter-end price
$39.42
implied by 13F values
Estimated gain or loss
+14.4%
price against the estimated cost
Estimated at a loss
0.000%
of costed 13F value

Estimated cost covers 10.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Holder type: Registered adviser 43 Adviser 3 Bank 9 Broker-dealer 1 Holding company 2 Unknown 25
Showing 83 of 83
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
MORGAN STANLEY $49,613,497 29.68% 1,258,587
WELLS FARGO & COMPANY/MN $25,494,056 15.25% 646,729
Z3 Capital Partners, LLC $16,217,112 9.70% 411,393
ROYAL BANK OF CANADA $10,654,791 6.37% 270,289
Janney Montgomery Scott LLC $6,995,118 4.19% 177,451
RAYMOND JAMES FINANCIAL INC $6,807,990 4.07% 172,704
LPL Financial LLC $5,126,137 3.07% 130,039
STIFEL FINANCIAL CORP $3,914,484 2.34% 99,302
FCA CORP /TX $3,762,402 2.25% 95,444
NORTH STAR ASSET MANAGEMENT INC $2,666,408 1.60% 67,641
Alessandra Capital Management, LLC $2,417,037 1.45% 61,315
Steward Partners Investment Advisory, LLC $2,245,402 1.34% 56,961
1607 Capital Partners, LLC $2,214,891 1.33% 56,187
Cambridge Investment Research Advisors, Inc. $2,020,196 1.21% 51,248
BANK OF AMERICA CORP /DE/ $1,840,283 1.10% 46,684
UBS Group AG $1,727,541 1.03% 43,824
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD $1,619,846 0.97% 41,092
Gilliland Jeter Wealth Management LLC $1,478,013 0.88% 37,494
AMERIPRISE FINANCIAL INC $1,392,432 0.83% 35,323
Chancellor Financial Group WB LP $1,236,447 0.74% 31,366
Advisory Advocates, LLC $1,214,136 0.73% 30,800
OPPENHEIMER & CO INC $1,106,992 0.66% 28,082
Private Advisor Group, LLC $1,052,829 0.63% 26,708
HighTower Advisors, LLC $1,000,873 0.60% 25,390
World Investment Advisors $937,604 0.56% 23,785
Tennessee Valley Asset Management Partners $816,742 0.49% 20,719
OSAIC HOLDINGS, INC. $766,797 0.46% 19,452
Kestra Advisory Services, LLC $613,138 0.37% 15,554
ENVESTNET ASSET MANAGEMENT INC $607,462 0.36% 15,410
Samalin Investment Counsel, LLC $590,117 0.35% 14,970
COMMONWEALTH EQUITY SERVICES, LLC $573,324 0.34% 14,544
Mariner, LLC $560,473 0.34% 14,218
BENJAMIN EDWARDS INC $540,960 0.32% 13,723
J.W. COLE ADVISORS, INC. $464,131 0.28% 11,774
Institute for Wealth Management, LLC. $425,105 0.25% 10,784
PEAPACK GLADSTONE FINANCIAL CORP $414,501 0.25% 10,515
Focus Partners Wealth $391,874 0.23% 9,941
Karpus Management, Inc. $382,295 0.23% 9,698
Almanack Investment Partners, LLC. $377,604 0.23% 9,579
Triumph Capital Management $374,156 0.22% 10,428
Shaker Financial Services, LLC $359,230 0.21% 10,012
D.A. DAVIDSON & CO. $356,159 0.21% 9,035
CITADEL ADVISORS LLC $335,188 0.20% 8,503
Cetera Investment Advisers $332,271 0.20% 8,429
STEPHENS INC /AR/ $321,233 0.19% 8,149
XTX Topco Ltd $311,339 0.19% 7,898
Abel Hall, LLC $287,040 0.17% 8,000
Indivisible Partners $283,035 0.17% 7,180
Creative Planning $261,788 0.16% 6,641
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $236,485 0.14% 6,591
FIFTH THIRD BANCORP $205,141 0.12% 5,204
&PARTNERS $203,446 0.12% 5,161
Allworth Financial LP $177,508 0.11% 4,503
CENTAURUS FINANCIAL, INC. $117,037 0.07% 2,969
Vanguard National Trust Co $114,909 0.07% 2,915
Farther Finance Advisors, LLC $68,889 0.04% 1,920
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $64,057 0.04% 1,625
NewEdge Advisors, LLC $62,125 0.04% 1,576
THOMPSON INVESTMENT MANAGEMENT, INC. $57,982 0.03% 1,616
EASTERN BANK $46,069 0.03% 1,284
ACTION POINT FINANCIAL PLANNING, LLC $45,727 0.03% 1,160
Atlantic Union Bankshares Corp $39,420 0.02% 1,000
JPMORGAN CHASE & CO $32,718 0.02% 830
CREATIVE FINANCIAL DESIGNS INC /ADV $23,652 0.01% 600
CoreCap Advisors, LLC $19,734 0.01% 550
TOTH FINANCIAL ADVISORY CORP $18,693 0.01% 521
Plante Moran Financial Advisors, LLC $15,768 0.01% 400
PNC FINANCIAL SERVICES GROUP, INC. $14,072 0.01% 357
SFAM, LLC $11,826 0.01% 300
Spire Wealth Management $10,919 0.01% 277
Bogart Wealth, LLC $9,106 0.01% 231
MARK SHEPTOFF FINANCIAL PLANNING, LLC $7,884 0.00% 200
Larson Financial Group LLC $6,859 0.00% 174
MB, LEVIS & ASSOCIATES, LLC $5,669 0.00% 158
HARBOUR INVESTMENTS, INC. $4,927 0.00% 125
Tidemark, LLC $4,927 0.00% 125
Monetary Solutions, Ltd $3,942 0.00% 100
WELLINGTON-ALTUS USA INC. $3,942 0.00% 100
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $3,153 0.00% 80
Global Retirement Partners, LLC $2,049 0.00% 52
MATHER GROUP, LLC. $143 0.00% 4
HUNTINGTON NATIONAL BANK $39 0.00% 1
Navigoe, LLC $7 0.00% 200
Key facts CIK 925683 CUSIP 409735206 13F (30d) 12 filings 12 filers Visit website