BTO · John Hancock Financial Opportunities Fund

$39.63 -0.20 (-0.50%) At close · Aug 27

Market Cap

$809.32M

19.82M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 84

Total Value: $167,602,882

Total Shares: 4,251,723

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 84 13F filers · Δ vs Mar 31, 2026

Top Holder

29.6%

+0.4 pts

Top 5

65.0%

−1.6 pts

Top 10

78.3%

−2.2 pts

HHI

1,315

Broadly held−21

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +5

Institutional value: +14.8%

Shares held: +4.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega MORGAN STANLEY	+68,969	1,258,587
Mid CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	+10,767	41,092
Mega ENVESTNET ASSET MANAGEMENT INC	+9,176	15,410
Large OSAIC HOLDINGS, INC.	+8,647	19,452
Small FCA CORP /TX	+6,460	95,444

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Janney Montgomery Scott LLC	−15,684	177,451
Mega WELLS FARGO & COMPANY/MN	−6,713	646,729
Small Samalin Investment Counsel, LLC	−6,108	14,970
Mega RAYMOND JAMES FINANCIAL INC	−5,686	172,704
Large STIFEL FINANCIAL CORP	−2,818	99,302

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small 1607 Capital Partners, LLC	56,187	$2,214,891
Small Shaker Financial Services, LLC	22,755	$897,002
Mid J.W. COLE ADVISORS, INC.	11,774	$464,131
Mid Karpus Management, Inc.	9,698	$382,295
Small Almanack Investment Partners, LLC.	9,579	$377,604

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid WOLVERINE ASSET MANAGEMENT LLC	13,603	$487,939
Small Redwood Wealth Management Group, LLC	9,229	$331,044
Large MAI Capital Management	1,740	$62,413
Micro Osbon Capital Management LLC	1,160	$41,609
Large CWM, LLC	785	$28,157

Filter: New 11 Increased 30 Reduced 18 Sold out 6 Unchanged 25

Showing 84 of 84

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$49,613,497

29.60%

1,258,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	200	$7,884	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,257,009	$49,551,294	99.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,378	$54,319	0.1%	Defined

WELLS FARGO & COMPANY/MN

$25,494,056

15.21%

646,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	186,240	$7,341,580	28.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	460,489	$18,152,476	71.2%	Defined

Z3 Capital Partners, LLC

$16,217,112

9.68%

411,393

ROYAL BANK OF CANADA

$10,654,791

6.36%

270,289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	252,928	$9,970,421	93.6%	Defined
Held directly	17,361	$684,370	6.4%	Sole

Janney Montgomery Scott LLC

$6,995,118

4.17%

177,451

RAYMOND JAMES FINANCIAL INC

$6,807,990

4.06%

172,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	145,440	$5,733,244	84.2%	Defined
Raymond James Financial Services Advisors, Inc.	27,264	$1,074,746	15.8%	Defined

LPL Financial LLC

$5,126,137

3.06%

130,039

STIFEL FINANCIAL CORP

$3,914,484

2.34%

99,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	99,302	$3,914,484	100.0%	Defined

FCA CORP /TX

$3,762,402

2.24%

95,444

NORTH STAR ASSET MANAGEMENT INC

$2,666,408

1.59%

67,641

Alessandra Capital Management, LLC

$2,417,037

1.44%

61,315

Steward Partners Investment Advisory, LLC

$2,245,402

1.34%

56,961

1607 Capital Partners, LLC

$2,214,891

1.32%

56,187

Cambridge Investment Research Advisors, Inc.

$2,020,196

1.21%

51,248

BANK OF AMERICA CORP /DE/

$1,840,283

1.10%

46,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	8,250	$325,215	17.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	38,434	$1,515,068	82.3%	Defined

UBS Group AG

$1,727,541

1.03%

43,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	43,167	$1,701,643	98.5%	Defined
UBS Securities LLC	657	$25,898	1.5%	Defined

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$1,619,846

0.97%

41,092

Gilliland Jeter Wealth Management LLC

$1,478,013

0.88%

37,494

AMERIPRISE FINANCIAL INC

$1,392,432

0.83%

35,323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	35,323	$1,392,432	100.0%	Defined

Chancellor Financial Group WB LP

$1,236,447

0.74%

31,366

Advisory Advocates, LLC

$1,214,136

0.72%

30,800

OPPENHEIMER & CO INC

$1,106,992

0.66%

28,082

Private Advisor Group, LLC

$1,052,829

0.63%

26,708

HighTower Advisors, LLC

$1,000,873

0.60%

25,390

World Investment Advisors

$937,604

0.56%

23,785

Shaker Financial Services, LLC

$897,002

0.54%

22,755

Tennessee Valley Asset Management Partners

$816,742

0.49%

20,719

OSAIC HOLDINGS, INC.

$766,797

0.46%

19,452

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	19,002	$749,058	97.7%	Defined
Osaic Advisory Services, LLC	450	$17,739	2.3%	Defined

Kestra Advisory Services, LLC

$613,138

0.37%

15,554

ENVESTNET ASSET MANAGEMENT INC

$607,462

0.36%

15,410

Samalin Investment Counsel, LLC

$590,117

0.35%

14,970

COMMONWEALTH EQUITY SERVICES, LLC

$573,324

0.34%

14,544

Mariner, LLC

$560,473

0.33%

14,218

BENJAMIN EDWARDS INC

$540,960

0.32%

13,723

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	13,723	$540,960	100.0%	Defined

J.W. COLE ADVISORS, INC.

$464,131

0.28%

11,774

Institute for Wealth Management, LLC.

$425,105

0.25%

10,784

PEAPACK GLADSTONE FINANCIAL CORP

$414,501

0.25%

10,515

Triumph Capital Management

$404,055

0.24%

10,250

Focus Partners Wealth

$391,874

0.23%

9,941

Karpus Management, Inc.

$382,295

0.23%

9,698

Almanack Investment Partners, LLC.

$377,604

0.23%

9,579

D.A. DAVIDSON & CO.

$356,159

0.21%

9,035

CITADEL ADVISORS LLC

$335,188

0.20%

8,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	8,503	$335,188	100.0%	Defined

Cetera Investment Advisers

$332,271

0.20%

8,429

STEPHENS INC /AR/

$321,233

0.19%

8,149

Abel Hall, LLC

$315,360

0.19%

8,000

XTX Topco Ltd

$311,339

0.19%

7,898

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	7,898	$311,339	100.0%	Defined

Indivisible Partners

$283,035

0.17%

7,180

Creative Planning

$261,788

0.16%

6,641

FIFTH THIRD BANCORP

$205,141

0.12%

5,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	5,204	$205,141	100.0%	Defined

&PARTNERS

$203,446

0.12%

5,161

Allworth Financial LP

$177,508

0.11%

4,503

CENTAURUS FINANCIAL, INC.

$117,037

0.07%

2,969

Vanguard National Trust Co

$114,909

0.07%

2,915

Farther Finance Advisors, LLC

$84,555

0.05%

2,145

PRIVATE TRUST CO NA

$78,840

0.05%

2,000

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$64,057

0.04%

1,625

THOMPSON INVESTMENT MANAGEMENT, INC.

$63,702

0.04%

1,616

NewEdge Advisors, LLC

$62,125

0.04%

1,576

ACTION POINT FINANCIAL PLANNING, LLC

$45,727

0.03%

1,160

Atlantic Union Bankshares Corp

$39,420

0.02%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	1,000	$39,420	100.0%	Defined

JPMORGAN CHASE & CO

$32,718

0.02%

830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	830	$32,718	100.0%	Other

EASTERN BANK

$29,565

0.02%

750

CREATIVE FINANCIAL DESIGNS INC /ADV

$23,652

0.01%

600

Integrated Wealth Concepts LLC

$22,508

0.01%

571

TOTH FINANCIAL ADVISORY CORP

$19,907

0.01%

505

Plante Moran Financial Advisors, LLC

$15,768

0.01%

400

PNC FINANCIAL SERVICES GROUP, INC.

$14,072

0.01%

357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	357	$14,072	100.0%	Defined

SFAM, LLC

$11,826

0.01%

300

Spire Wealth Management

$10,919

0.01%

277

Bogart Wealth, LLC

$9,106

0.01%

231

AdvisorNet Financial, Inc

$7,884

0.00%

200

MARK SHEPTOFF FINANCIAL PLANNING, LLC

$7,884

0.00%

200

Navigoe, LLC

$7,884

0.00%

200

Larson Financial Group LLC

$6,859

0.00%

174

MB, LEVIS & ASSOCIATES, LLC

$6,228

0.00%

158

HARBOUR INVESTMENTS, INC.

$4,927

0.00%

125

Tidemark, LLC

$4,927

0.00%

125

Monetary Solutions, Ltd

$3,942

0.00%

100

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$3,153

0.00%

Global Retirement Partners, LLC

$2,049

0.00%

CoreCap Advisors, LLC

$1,971

0.00%

MATHER GROUP, LLC.

$157

0.00%

HUNTINGTON NATIONAL BANK

$39

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	13,603	$487,939	100.0%	Defined

Key facts CIK 925683 CUSIP 409735206 13F (30d) 58 filings 58 filers Visit website