BTO · John Hancock Financial Opportunities Fund · Shareholders & Ownership
Market Cap
$726.88M
Shares
19.83M
Volume · Oct 21
29.63K
Avg daily vol (3M)
40.4K
Every disclosed holder of BTO in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns BTO
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 4,243,902 | — |
| Insiders (Forms 3, 4, 5) | 2,196 | — |
| 13D/G-only blocks | 1,065,616 | — |
| Registered funds (N-PORT, not summed) | 0 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of BTO
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,258,587 | ||
| 2 |
First Trust Portfolios L.P.
13G
CIK 1184765 · Unknown · Dec 31, 2025
Rule 13d-1(b), qualified institution
|
1,065,616 | ||
| 3 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
646,729 | ||
| 4 |
Z3 Capital Partners, LLC
13F
CIK 2127787 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
411,393 | ||
| 5 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
270,289 | ||
| 6 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
177,451 | ||
| 7 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
172,704 | ||
| 8 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
130,039 | ||
| 9 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
99,302 | ||
| 10 |
FCA CORP /TX
13F
CIK 1166402 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
95,444 | ||
| 11 |
NORTH STAR ASSET MANAGEMENT INC
13F
CIK 1056559 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
67,641 | ||
| 12 |
Alessandra Capital Management, LLC
13F
CIK 2132506 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61,315 | ||
| 13 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
56,961 | ||
| 14 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
56,187 | ||
| 15 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
51,248 | ||
| 16 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,684 | ||
| 17 |
|
43,824 | ||
| 18 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
CIK 1034546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,092 | ||
| 19 |
Gilliland Jeter Wealth Management LLC
13F
CIK 2009886 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
37,494 | ||
| 20 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,323 | ||
| 21 |
Chancellor Financial Group WB LP
13F
CIK 2059742 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,366 | ||
| 22 |
Advisory Advocates, LLC
13F
CIK 2111697 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,800 | ||
| 23 |
OPPENHEIMER & CO INC
13F
CIK 822581 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,082 | ||
| 24 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,708 | ||
| 25 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,390 | ||
| 26 |
World Investment Advisors
13F
CIK 1652594 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,785 | ||
| 27 |
Tennessee Valley Asset Management Partners
13F
CIK 1826790 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,719 | ||
| 28 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,452 | ||
| 29 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,554 | ||
| 30 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,410 | ||
| 31 |
Samalin Investment Counsel, LLC
13F
CIK 1544366 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,970 | ||
| 32 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,544 | ||
| 33 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,218 | ||
| 34 |
BENJAMIN EDWARDS INC
13F
CIK 1451623 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,723 | ||
| 35 |
J.W. COLE ADVISORS, INC.
13F
CIK 1404763 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,774 | ||
| 36 |
Institute for Wealth Management, LLC.
13F
CIK 1533954 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,784 | ||
| 37 |
PEAPACK GLADSTONE FINANCIAL CORP
13F
CIK 1050743 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,515 | ||
| 38 |
Triumph Capital Management
13F
CIK 1730765 · Registered investment adviser · Sep 30, 2026
|
10,428 | ||
| 39 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
10,012 | ||
| 40 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,941 | ||
| 41 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,698 | ||
| 42 |
Almanack Investment Partners, LLC.
13F
CIK 1680613 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,579 | ||
| 43 |
D.A. DAVIDSON & CO.
13F
CIK 1080107 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,035 | ||
| 44 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,503 | ||
| 45 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,429 | ||
| 46 |
STEPHENS INC /AR/
13F
CIK 757657 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,149 | ||
| 47 |
Abel Hall, LLC
13F
CIK 2013339 · Unknown · Sep 30, 2026
|
8,000 | ||
| 48 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,898 | ||
| 49 |
Indivisible Partners
13F
CIK 2098400 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,180 | ||
| 50 |
Creative Planning
13F
CIK 1540235 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,641 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 88 holders
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