Institute for Wealth Management, LLC.

Registered adviser

CIK

1533954

Location

DENVER, CO

Portfolio Value

Mid $1,125,788,706

Diversification

Diversified

Filing Date

Global Rank

#2,305 / 8,817 ▲ 95

Top Industry

Semiconductors 25.0%

Period ended 4 months ago

Filed Jul 28, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 127207

Roster of Oct 1, 2026

Regulatory AUM

$1,370,272,066

Main clients

Individuals and high net worth (97% of AUM)

Private funds

2 funds · Hedge funds

Focus by gross assets, Schedule D of Dec 6, 2024

$27,901,085 gross assets

Private funds on Schedule D 7.B.(1)

As filed Dec 6, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$19,328,576 gross assets in 1 fund Hedge funds $19,328,576 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,370,272,066	Individuals and high net worth (97%)
Jul 2025 to Mar 2026	$1,154,643,475	Individuals and high net worth (97%)
Apr 2025 to Jun 2025	$1,154,643,475	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$926,916,698	Individuals and high net worth (90%)
Nov 2023 to Mar 2024	$731,783,203	Individuals and high net worth (95%)
May 2023 to Oct 2023	$712,593,815	Individuals and high net worth (97%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 38.0%, 36.0 effective positions, active share 46.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

16.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.0 quarters (12+), a floor since 68.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 46.5%; sector active share 20.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,753 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

13.1%

−1.0 pts

Top 5

26.3%

−1.8 pts

Top 10

38.0%

−1.6 pts

HHI

277

Diversified−28

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	33.3%	$375,141,091	177
Unclassified	28.9%	$325,315,179	534
Financial Services	8.7%	$97,716,782	296
Industrials	7.4%	$83,015,558	167
Consumer Cyclical	7.1%	$79,631,966	132
Communication Services	5.4%	$61,105,083	60
Healthcare	4.5%	$50,220,083	117
Consumer Defensive	1.7%	$19,129,642	53
Energy	1.6%	$18,255,752	68
Basic Materials	0.5%	$5,915,223	47
Real Estate	0.5%	$5,772,409	61
Utilities	0.4%	$4,569,938	41

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+81,618	171,380	$9,974,316
BXSL	Blackstone Secured Lending Fund	+81,503	115,773	$2,744,977
EDV	Vanguard World Fund	+79,101	122,588	$7,978,027
VUG	VANGUARD GROWTH INDEX FUND	+70,922	85,781	$7,389,175
CAIE	Calamos Autocallable Income ETF	+42,308	283,681	$7,718,960
QXO	QXO, Inc.	+30,063	43,031	$743,575
KLAC	Kla Corp	+20,922	23,230	$7,008,723
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+17,654	22,459	$2,684,299
BYND	Beyond Meat, Inc.	+15,750	65,750	$49,312
GLD	Spdr Gold Trust	+10,729	16,163	$5,954,125
BKNG	Booking Holdings Inc.	+9,192	9,575	$1,706,648
GRNJ	Fundstrat Granny Shots US Small- & Mid-Cap ETF	+7,887	27,471	$863,688
IDVO	Amplify CWP International Enhanced Dividend Income ETF	+7,490	22,959	$964,278
SCHG	Schwab U.S. Large-Cap Growth ETF	+7,109	234,282	$7,928,102
NFLX	Netflix Inc	+7,093	51,612	$3,685,096
SHOP	Shopify Inc.	+6,451	20,436	$2,333,382
—		+5,936	28,027	$1,947,876
META	Meta Platforms, Inc.	+5,452	25,278	$14,238,844
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+3,947	15,886	$720,271
MSFT	Microsoft Corp	+3,670	52,648	$19,638,756
RBLX	Roblox Corp	+3,600	24,995	$1,359,228
LULU	lululemon athletica inc.	+3,130	5,686	$649,227
—		+3,096	15,260	$775,665
SUSB	iShares ESG Aware 1-5 Year USD Corporate Bond ETF	+2,890	12,478	$311,825
TSLA	Tesla, Inc.	+2,700	30,578	$12,861,106
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CHI	Calamos Convertible Opportunities & Income Fund	−57,582	1,695	$22,780
USA	Liberty All Star Equity Fund	−50,694	38,369	$222,923
ABSI	Absci Corp	−45,900	99,892	$1,157,748
AFRM	Affirm Holdings, Inc.	−38,851	859	$70,051
COMP	Compass, Inc.	−36,000	35,800	$441,414
NOV	NOV Inc.	−31,619	1,175	$21,796
SCHD	Schwab U.S. Dividend Equity ETF	−23,763	5,068	$160,706
JEPI	JPMorgan Equity Premium Income ETF	−20,867	6,244	$352,661
GPK	Graphic Packaging Holding Co	−20,301	1,727	$18,254
QQQ	Invesco Qqq Trust, Series 1	−19,431	20,442	$15,053,488
SNOW	Snowflake Inc.	−12,166	3,449	$877,770
SLB	Slb Limited	−10,126	6,387	$296,931
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−9,113	58,595	$3,497,535
LW	Lamb Weston Holdings, Inc.	−8,341	182	$7,858
GM	General Motors Co	−8,160	32,814	$2,529,303
VFH	VANGUARD FINANCIALS INDEX FUND	−7,508	8,162	$1,074,119
CMCSA	Comcast Corp	−7,157	22,490	$552,129
VEA	Vanguard FTSE Developed Markets ETF	−7,119	30,150	$2,148,187
DIA	Spdr Dow Jones Industrial Average ETF Trust	−6,907	974	$508,807
IVES	Dan IVES Wedbush AI Revolution ETF	−6,351	2,352	$89,611
DD	DuPont de Nemours, Inc.	−6,206	2,968	$402,579
DOCU	Docusign, Inc.	−6,099	526	$23,364
NVO	Novo Nordisk A S	−5,300	7,044	$337,689
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	−5,179	5,046	$928,211
AAPL	Apple Inc.	−4,833	114,542	$33,143,873
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SMH	VanEck Semiconductor ETF	17,372	$11,394,121
IBIT	iShares Bitcoin Trust ETF	69,615	$2,317,483
FLEX	Flex Ltd.	5,541	$898,029
FDXF	FedEx Freight Holding Company, Inc.	5,306	$801,206
HONA	Honeywell Aerospace Inc.	2,349	$519,316
PFF	iShares Preferred and Income Securities ETF	15,799	$481,711
NU	Nu Holdings Ltd.	33,726	$450,579
FLR	Fluor Corp	6,758	$354,051
PSUS	Pershing Square USA, Ltd.	9,085	$339,597
NULG	Nuveen ESG Large-Cap Growth ETF	2,584	$302,483
NUMG	Nuveen ESG Mid-Cap Growth ETF	5,877	$275,983
IWF	iShares Russell 1000 Growth ETF	2,171	$269,573
MBB	iShares MBS ETF	2,759	$260,780
ILMN	Illumina, Inc.	1,416	$248,975
ITB	iShares U.S. Home Construction ETF	2,266	$236,751
NULV	Nuveen ESG Large-Cap Value ETF	4,686	$234,253
UAL	United Airlines Holdings, Inc.	1,682	$228,735
CVS	CVS HEALTH Corp	2,206	$228,210
NOVT	Novanta Inc	1,379	$223,728
MKSI	Mks Inc	501	$222,844
DB	Deutsche Bank Aktiengesellschaft	6,533	$220,554
SYK	Stryker Corp	695	$218,813
MGV	VANGUARD MEGA CAP VALUE INDEX FUND	1,333	$217,878
BSTZ	BlackRock Science & Technology Term Trust	7,255	$217,867
CGNX	Cognex Corp	2,988	$216,390
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
HON	Honeywell International Inc	4,613	$1,042,676
NUKZ	Range Nuclear Renaissance Index ETF	12,773	$840,080
—		20,343	$807,006
SPGP	Victory Portfolios II	4,777	$514,100
PGP	PIMCO Global StocksPLUS & Income Fund	37,850	$315,290
QUAD	Quad/Graphics, Inc.	36,179	$239,143
GSHD	Goosehead Insurance, Inc.	5,251	$224,007
PTY	Pimco Corporate & Income Opportunity Fund	16,736	$201,836
—		20,484	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,753 tracked positions · $1,125,788,706 total · filing declares 1,770 positions · $1,132,769,768 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,753 positions by value · page 1 of 36

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	739,474	-1,864	$147,961,352	+14.4%	26+	before history	13.14%
AAPL	Apple Inc. Technology	Reduced	114,542	-4,833	$33,143,873	+9.4%	26+	before history	2.94%
LRCX	Lam Research Corp Technology	Reduced	72,370	-15	$31,360,092	+102.8%	6	$78.75	2.79%
AMZN	Amazon Com Inc Consumer Cyclical	Added	87,168	+970	$20,775,621	+15.7%	26+	before history	1.85%
GOOGL	Alphabet Inc. Communication Services	Reduced	55,480	-1,111	$19,826,887	+21.8%	26+	before history	1.76%
MSFT	Microsoft Corp PUT + SHARES Technology	Added	52,748	+3,770	$19,676,058	+8.5%	26+	before history	1.75%
AMD	Advanced Micro Devices Inc Technology	Reduced	27,331	-957	$15,876,851	+175.9%	26+	before history	1.41%
QQQ	Invesco Qqq Trust, Series 1	Reduced	20,442	-19,431	$15,053,488	−34.6%	26+	before history	1.34%
META	Meta Platforms, Inc. PUT + SHARES Communication Services	Added	25,378	+5,552	$14,295,173	+26.0%	26+	before history	1.27%
AMAT	Applied Materials Inc Technology	Reduced	18,840	-174	$13,621,320	+109.6%	26+	before history	1.21%
TSLA	Tesla, Inc. Consumer Cyclical	Added	30,578	+2,700	$12,861,106	+24.1%	26+	before history	1.14%
SMH	VanEck Semiconductor ETF	Reduced	17,372	-385	$11,394,121	+67.4%	1	$545.62	1.01%
AXON	Axon Enterprise, Inc. Industrials	Reduced	19,839	-612	$11,121,941	+28.1%	26+	before history	0.99%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	171,380	+81,618	$9,974,316	+89.8%	25	unpriced	0.89%
GS	Goldman Sachs Group Inc Financial Services	Reduced	9,512	-60	$9,620,151	+18.8%	26+	before history	0.85%
VTWG	VANGUARD RUSSELL 2000 GROWTH INDEX FUND	Reduced	32,625	-1,017	$9,385,560	+21.8%	9	$205.46	0.83%
AVGO	Broadcom Inc. Technology	Added	22,745	+14	$8,591,923	+22.1%	26+	before history	0.76%
TXN	Texas Instruments Inc Technology	Reduced	28,671	-826	$8,545,964	+49.2%	26+	before history	0.76%
URI	United Rentals, Inc. Industrials	Reduced	7,509	-663	$8,506,871	+42.9%	26+	before history	0.76%
VTWV	VANGUARD RUSSELL 2000 VALUE INDEX FUND	Reduced	42,835	-528	$8,371,672	+15.5%	13	$135.09	0.74%
FTNT	Fortinet, Inc. Technology	Reduced	54,346	-64	$8,348,632	+87.8%	26+	before history	0.74%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	42,561	-412	$8,108,721	+42.0%	26+	before history	0.72%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	43,753	+1,671	$8,104,368	+19.1%	26+	before history	0.72%
COST	Costco Wholesale Corp Consumer Defensive	Added	8,589	+17	$8,034,751	−5.9%	26+	before history	0.71%
MU	Micron Technology Inc Technology	Reduced	6,939	-46	$8,009,618	+239.4%	26+	before history	0.71%
EDV	Vanguard World Fund	Added	122,588	+79,101	$7,978,027	+182.5%	5	unpriced	0.71%
XMMO	Victory Portfolios II	Added	46,822	+291	$7,966,295	+18.1%	26+	before history	0.71%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	234,282	+7,109	$7,928,102	+19.8%	26+	before history	0.70%
CAIE	Calamos Autocallable Income ETF	Added	283,681	+42,308	$7,718,960	+27.2%	4	$26.77	0.69%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	74,899	-95	$7,653,928	+13.9%	26+	before history	0.68%
VUG	VANGUARD GROWTH INDEX FUND	Added	85,781	+70,922	$7,389,175	+13.9%	26+	before history	0.66%
DELL	Dell Technologies Inc. Technology	Reduced	16,707	-428	$7,208,402	+156.3%	26+	before history	0.64%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	19,478	-467	$7,123,104	+18.2%	5	unpriced	0.63%
KLAC	Kla Corp Technology	Added	23,230	+20,922	$7,008,723	+106.2%	26+	before history	0.62%
XLF	State Street Corp Financial Services	Added	127,887	+1,865	$6,856,022	+10.2%	26+	before history	0.61%
LLY	ELI LILLY & Co Healthcare	Reduced	5,669	-85	$6,799,569	+28.5%	26+	before history	0.60%
PDP	Victory Portfolios II	Reduced	42,767	-2	$6,489,036	+25.7%	26+	before history	0.58%
MRVL	Marvell Technology, Inc. Technology	Added	20,311	+110	$6,050,443	+202.4%	21	$61.26	0.54%
GLD	Spdr Gold Trust	Added	16,163	+10,729	$5,954,125	+154.6%	26+	before history	0.53%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	23,212	-534	$5,640,283	+9.3%	24	unpriced	0.50%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	15,662	-41	$5,126,642	+11.0%	26+	before history	0.46%
GOOG	Alphabet Inc. Communication Services	Reduced	14,171	-2,175	$5,007,039	+6.8%	26+	before history	0.44%
MA	Mastercard Inc Financial Services	Reduced	9,434	-34	$4,845,302	+2.4%	26+	before history	0.43%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	9,616	-111	$4,811,750	+3.2%	26+	before history	0.43%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Held	23,837	0	$4,710,191	+7.2%	23	unpriced	0.42%
PWB	Victory Portfolios II	Reduced	27,904	-1,926	$4,700,707	+25.1%	26+	before history	0.42%
PANW	Palo Alto Networks Inc Technology	Reduced	13,577	-19	$4,630,028	+112.4%	26+	before history	0.41%
ABBV	AbbVie Inc. Healthcare	Reduced	18,395	-69	$4,628,917	+15.3%	26+	before history	0.41%
BAC	Bank Of America Corp Financial Services	Reduced	78,179	-349	$4,454,639	+16.4%	26+	before history	0.40%
V	Visa Inc. Financial Services	Reduced	12,803	-374	$4,392,581	+10.3%	26+	before history	0.39%

Showing the top 50 of 1,753 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.