Triumph Capital Management

Registered adviser

CIK

1730765

Location

DENVER, CO

Portfolio Value

Small $556,500,674

Diversification

Diversified

Filing Date

Global Rank

#3,618 / 8,818 ▼ 18 · as of Jun 2026

Top Industry

Consumer Electronics 10.9%

Period ended 28 days ago

Filed Oct 14, 2026 · 14d

22 quarters · since Jun 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 282814

Roster of Oct 1, 2026

Regulatory AUM

$645,574,582

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$645,574,582	Individuals and high net worth (96%)
Dec 2025 to Mar 2026	$529,969,949	Individuals and high net worth (94%)
Apr 2025 to Sep 2025	$483,448,443	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$421,132,382	Individuals and high net worth (93%)
May 2023 to Mar 2024	$376,042,022	Individuals and high net worth (94%)
Apr 2023	$376,042,022	Individuals and high net worth (94%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.2%, 38.5 effective positions, active share 66.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

40.3% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 10.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 66.7%; sector active share 51.1% against the combined 13F book's sector weights.

Over time 21 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,889 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.5%

+1.5 pts

Top 5

29.1%

+2.3 pts

Top 10

45.6%

+2.4 pts

HHI

296

Diversified+37

Portfolio Trend

22 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	63.8%	$354,911,539	764
Technology	12.5%	$69,769,318	165
Financial Services	8.7%	$48,322,581	270
Consumer Cyclical	3.8%	$20,999,649	108
Healthcare	3.2%	$17,946,347	99
Communication Services	1.9%	$10,713,055	38
Energy	1.5%	$8,483,149	71
Industrials	1.5%	$8,173,037	142
Real Estate	1.2%	$6,604,416	81
Consumer Defensive	0.8%	$4,694,256	60
Basic Materials	0.6%	$3,287,403	50
Utilities	0.5%	$2,595,924	41

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	+144,634	256,063	$5,190,397
IFLO	VictoryShares International Free Cash Flow ETF	+110,456	147,326	$5,185,138
GFLW	VictoryShares Free Cash Flow Growth ETF	+104,483	170,878	$5,709,033
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+93,284	94,992	$3,746,484
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	+52,222	60,193	$6,150,520
SFLO	VictoryShares Small Cap Free Cash Flow ETF	+47,685	145,436	$5,411,673
UCON	First Trust Smith Unconstrained Bond ETF	+41,140	282,822	$6,715,608
VFLO	VictoryShares Free Cash Flow ETF	+38,901	227,413	$11,641,271
GME	GameStop Corp.	+36,192	77,255	$1,904,335
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	+21,953	167,453	$8,156,635
SNEX	StoneX Group Inc.	+15,550	19,684	$1,272,373
ITAN	Sparkline Intangible Value ETF	+14,702	20,255	$882,672
QBUF		+13,090	36,147	$1,115,857
ELDN	Eledon Pharmaceuticals, Inc.	+13,066	316,509	$800,767
BALT		+11,865	77,784	$2,718,550
ACYN	First Trust Exchange-Traded Fund	+11,310	33,880	$706,736
ARI	Apollo Commercial Real Estate Finance, Inc.	+11,269	63,222	$391,976
FIIG	First Trust Intermediate Duration Investment Grade Corporate ETF	+9,879	18,909	$371,183
PFF	iShares Preferred and Income Securities ETF	+9,860	26,837	$791,691
TLT	iShares 20+ Year Treasury Bond ETF	+9,849	88,846	$6,910,441
BCIC	BCP Investment Corp	+8,950	50,512	$342,976
RAAX	VanEck Real Assets ETF	+8,819	10,918	$434,863
MXL	Maxlinear, Inc	+8,449	24,041	$2,171,142
DFSD	Dimensional Short-Duration Fixed Income ETF	+7,941	180,761	$8,400,325
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	+7,665	30,545	$628,616
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FPE	First Trust Preferred Securities and Income ETF	−254,731	71,552	$1,219,961
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−83,360	30,067	$2,109,200
FTCS	First Trust Capital Strength ETF	−43,734	47,071	$4,417,613
SOFI	SoFi Technologies, Inc.	−21,802	133,658	$2,101,103
FTSM	First Trust Enhanced Short Maturity ETF	−21,447	114,075	$6,788,603
IREN	IREN Ltd	−18,014	350	$14,308
KGC	Kinross Gold Corp	−17,187	57	$1,372
LMBS	First Trust Low Duration Opportunities ETF	−16,816	118,308	$5,733,205
FOUR	Shift4 Payments, Inc.	−16,376	1,485	$53,712
PYPL	PayPal Holdings, Inc.	−16,343	6,486	$340,709
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	−14,864	165,601	$6,720,088
FCX	Freeport-Mcmoran Inc	−13,862	253	$17,710
IWM	iShares Russell 2000 ETF	−13,831	3,039	$844,507
IWR	iShares Russell Mid-Cap ETF	−11,952	31,953	$3,409,704
JPST	JPMorgan Ultra-Short Income ETF	−10,961	111,100	$5,596,107
FCFY	First Trust S&P 500 Diversified Free Cash Flow ETF	−7,802	3,781	$109,150
QCOC	FT Vest Nasdaq-100 Conservative Buffer ETF - October	−7,711	6,872	$168,741
ZALT		−7,566	131,583	$4,544,876
IQLT	iShares MSCI Intl Quality Factor ETF	−6,980	12,179	$602,495
CPNG	Coupang, Inc.	−6,189	58,615	$812,990
TIGO	Millicom International Cellular SA	−4,952	218	$18,996
SGOV	iShares 0-3 Month Treasury Bond ETF	−4,778	13,833	$1,392,706
SMTH	ALPS \| Smith Core Plus Bond ETF	−4,756	16,240	$398,529
SFLR		−4,528	181,623	$7,074,215
RIVN	Rivian Automotive, Inc.	−4,340	127,879	$1,910,512
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
ICHR	Ichor Holdings, Ltd.	20,587	$1,273,511
BTSG	BrightSpring Health Services, Inc.	19,725	$1,119,393
CNC	Centene Corp	14,045	$872,475
SPHQ	Invesco S&P 500 Quality ETF	5,977	$502,546
PBF	PBF Energy Inc.	5,319	$409,350
BETA	BETA Technologies, Inc.	13,942	$308,118
CLOI	VanEck CLO ETF	5,493	$290,964
NULG	Nuveen ESG Large-Cap Growth ETF	1,342	$152,571
BUFD	FT Vest Laddered Deep Buffer ETF	3,400	$103,258
IMCG	iShares Morningstar Mid-Cap Growth ETF	1,008	$94,641
FLMI	Franklin Dynamic Municipal Bond ETF	3,531	$82,342
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	1,165	$67,057
VCEB	VANGUARD ESG U.S. CORPORATE BOND ETF	595	$35,450
ZJUL		1,000	$30,253
SKHY	SK hynix Inc.	158	$29,095
AVUS	Avantis U.S. Equity ETF	210	$26,898
RLJ	RLJ Lodging Trust	2,100	$23,205
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	286	$23,186
SPIN	State Street(R) US Equity Premium Income ETF	638	$21,362
FYLD	Cambria Foreign Shareholder Yield ETF	529	$20,916
INSW	International Seaways, Inc.	185	$20,375
GII	State Street(R) SPDR(R) S&P(R) Global Infrastructure ETF	287	$20,069
MRNY	YieldMax(R) Mrna Option Income Strategy ETF	400	$16,084
EQLT	iShares MSCI Emerging Markets Quality Factor ETF	373	$14,041
CPB	CAMPBELL'S Co	700	$13,881
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		8,807	$267,380
—		2,489	$129,303
ELF	e.l.f. Beauty, Inc.	1,000	$74,000
TWOD	Two Harbors Investment Corp.	2,379	$59,356
OSCR	Oscar Health, Inc.	1,500	$42,780
—		1,100	$12,881
AXIAY	AXIA Energia S.A.	1,000	$10,560
BWXT	BWX Technologies, Inc.	45	$8,759
JVAL	JPMorgan U.S. Value Factor ETF	131	$7,681
AIPO	Tidal Trust II	170	$5,679
FIG	Figma, Inc.	235	$4,251
XE	X-Energy, Inc.	225	$4,131
ABR	Arbor Realty Trust Inc	446	$2,417
TRP	Tc Energy Corp	34	$2,253
MAA	Mid America Apartment Communities Inc.	16	$2,223
FNGD		45	$1,672
LVO	LiveOne, Inc.	200	$1,280
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	21	$1,158
CRH	Crh Public Ltd Co	9	$963
PDD	PDD Holdings Inc.	11	$839
GEOS	Geospace Technologies Corp	100	$677
WIT	Wipro Ltd	276	$621
ATMU	Atmus Filtration Technologies Inc.	12	$611
MIDD	MIDDLEBY Corp	3	$516
—		2	$410
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,889 tracked positions · $556,500,674 total · filing declares 1,906 positions · $573,344,056 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,889 positions by value · page 1 of 38

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	65,750	-1,760	$21,896,065	+12.1%	3.93%
TLT	iShares 20+ Year Treasury Bond ETF CALL + SHARES	Added	168,846	+89,849	$13,132,841	+92.4%	2.36%
VFLO	VictoryShares Free Cash Flow ETF	Added	227,413	+38,901	$11,641,271	+35.0%	2.09%
SPY	Spdr S&P 500 ETF Trust	Reduced	14,741	-118	$11,241,928	+1.3%	2.02%
RDVY	First Trust Rising Dividend Achievers ETF	Added	132,285	+1,440	$10,356,592	−2.4%	1.86%
FIXD	First Trust Smith Opportunistic Fixed Income ETF	Added	231,254	+3,119	$9,543,852	−4.1%	1.71%
IVV	iShares Core S&P 500 ETF	Added	11,080	+157	$8,485,618	+3.7%	1.52%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	180,761	+7,941	$8,400,325	+1.8%	1.51%
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	Added	167,453	+21,953	$8,156,635	+9.3%	1.47%
QQQ	Invesco Qqq Trust, Series 1	Reduced	10,183	-551	$7,533,077	−4.7%	1.35%
SFLR		Reduced	181,623	-4,528	$7,074,215	−1.5%	1.27%
FTSM	First Trust Enhanced Short Maturity ETF	Reduced	114,075	-21,447	$6,788,603	−16.1%	1.22%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Reduced	165,601	-14,864	$6,720,088	−13.7%	1.21%
UCON	First Trust Smith Unconstrained Bond ETF	Added	282,822	+41,140	$6,715,608	+11.7%	1.21%
AMZN	Amazon Com Inc Consumer Cyclical	Added	25,296	+2,997	$6,302,498	+18.6%	1.13%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	60,193	+52,222	$6,150,520	+607.4%	1.11%
NVDA	Nvidia Corp Technology	Reduced	26,534	-2,225	$6,059,834	+5.3%	1.09%
LMBS	First Trust Low Duration Opportunities ETF	Reduced	118,308	-16,816	$5,733,205	−14.8%	1.03%
GFLW	VictoryShares Free Cash Flow Growth ETF	Added	170,878	+104,483	$5,709,033	+150.8%	1.03%
FEX	First Trust Large Cap Core AlphaDEX Fund	Reduced	42,804	-3,868	$5,675,951	−13.1%	1.02%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	111,100	-10,961	$5,596,107	−9.3%	1.01%
SFLO	VictoryShares Small Cap Free Cash Flow ETF	Added	145,436	+47,685	$5,411,673	+61.9%	0.97%
QFLR	Innovator Nasdaq-100 Managed Floor ETF	Added	147,772	+3,676	$5,333,091	+1.5%	0.96%
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	Added	256,063	+144,634	$5,190,397	+108.5%	0.93%
IFLO	VictoryShares International Free Cash Flow ETF	Added	147,326	+110,456	$5,185,138	+324.6%	0.93%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	14,871	-465	$4,919,772	−2.0%	0.88%
IGV	iShares Expanded Tech-Software Sector ETF	Added	45,789	+188	$4,875,612	+18.0%	0.88%
MSFT	Microsoft Corp Technology	Reduced	9,463	-3,295	$4,853,572	+2.0%	0.87%
ZALT		Reduced	131,583	-7,566	$4,544,876	−3.6%	0.82%
FTCS	First Trust Capital Strength ETF	Reduced	47,071	-43,734	$4,417,613	−48.2%	0.79%
LLY	ELI LILLY & Co Healthcare	Added	3,370	+332	$3,899,359	+7.0%	0.70%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	94,992	+93,284	$3,746,484	+4737.9%	0.67%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	7,523	-420	$3,746,077	−5.7%	0.67%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	16,459	-2,831	$3,657,848	−13.6%	0.66%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	40,449	+2,834	$3,630,702	+9.8%	0.65%
WFC	Wells Fargo & Company Financial Services	Added	44,716	+34	$3,579,515	−3.1%	0.64%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	21,965	+7,557	$3,467,175	+53.3%	0.62%
IWR	iShares Russell Mid-Cap ETF	Reduced	31,953	-11,952	$3,409,704	−29.6%	0.61%
DFUV	Dimensional U.S. Marketwide Value ETF	Added	59,209	+1,804	$3,256,495	+3.1%	0.59%
GME	GameStop Corp. CALL + SHARES Consumer Cyclical	Added	127,255	+86,192	$3,136,835	+246.0%	0.56%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Added	17,592	+869	$3,115,719	−2.8%	0.56%
SPYI	NEOS S&P 500(R) High Income ETF	Reduced	57,386	-744	$3,051,213	−1.1%	0.55%
META	Meta Platforms, Inc. Communication Services	Reduced	4,031	-1,736	$2,923,200	−10.0%	0.53%
DFIV	Dimensional International Value ETF	Added	51,726	+2,797	$2,889,414	+9.3%	0.52%
KHPI	Kensington Hedged Premium Income ETF	Added	110,879	+2,930	$2,861,786	+2.7%	0.51%
AIRR	First Trust Exchange-Traded Fund VI	Added	27,608	+1,918	$2,850,249	−16.7%	0.51%
BALT		Added	77,784	+11,865	$2,718,550	+20.3%	0.49%
MU	Micron Technology Inc Technology	Reduced	2,505	-176	$2,668,100	−13.8%	0.48%
RIVN	Rivian Automotive, Inc. CALL + SHARES Consumer Cyclical	Added	177,879	+45,660	$2,657,512	+15.8%	0.48%
DFAS	Dimensional U.S. Small Cap ETF	Added	33,784	+1,358	$2,615,557	−2.0%	0.47%

Showing the top 50 of 1,889 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.