SMCI · Super Micro Computer, Inc. · Holdings

$37.00 +4.90 (+15.26%)

S&P 500 member Russell 1000 member Rebalance outlook locked

Market Cap

$21.09B

656.97M

Volume · Oct 20 31.03M Avg daily vol (3M) 44.77M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SMCI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 832

Total Value: $22,077,020,553

Total Shares: 2,559,853,600

Showing 1–100 of 989 holdings by value · page 1 of 10

Institutional Ownership Trend

27 quarters

Superinvestors Holding SMCI

All superinvestors →

George Soros $113,034,199 Ray Dalio $2,414,357 Joel Greenblatt $1,125,509

Holder Concentration

Across 819 13F filers

Top Holder

9.2%

of institutional value

Top 5

31.3%

of institutional value

Top 10

45.3%

of institutional value

HHI

294

Broadly held

Who Holds SMCI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 804 filers, like-for-like change +53.1%; actively managed books +83.7%; index-like books +19.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	39.4%	424	+61.8%	106	44
Exempt adviser	1.3%	7	-3.6%	4	2
Adviser	2.7%	14	+8.2%	4	2
Bank	14.4%	30	+14.2%	3	1
Insurer	0.2%	4	-1.4%	0	0
Broker-dealer	0.3%	3	-19.0%	0	0
Benefit plan	0.4%	7	+4.8%	1	0
Non-US	4.3%	17	+26.9%	1	1
Holding company	15.4%	13	+40.2%	1	0
Registered fund	0.0%	0	—	0	0
Unknown	21.6%	285	+132.1%	45	27

Style	Share	Filers	Change	New	Exited
Index-like	37.8%	76	+19.3%	2	2
Systematic-like	10.2%	35	+271.3%	13	3
Concentrated	4.2%	165	+247.3%	52	24
Diversified active	47.8%	527	+59.9%	97	48
Unknown	0.0%	1	new	1	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	40.6%	452	+13.0%	52	35
Medium turnover	15.9%	168	+96.1%	49	19
High turnover	26.9%	103	+360.7%	47	13
Unknown	16.6%	81	+5.2%	17	10
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	22.0%	112	+43.2%	44	18
Medium horizon	14.2%	169	+26.0%	38	22
Long horizon	54.0%	468	+50.8%	59	32
Unknown	9.9%	55	+238.3%	24	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.7%	260	+129.6%	76	37
$1B to $10B	10.3%	257	+89.6%	60	27
$10B to $100B	15.2%	205	+102.9%	27	13
$100B or more	72.7%	82	+40.8%	2	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.2%	270	+5.3%	51	29
Pooled investment vehicles	15.1%	67	+520.1%	35	11
Registered funds and BDCs	20.0%	37	+9.5%	8	2
Pension and profit sharing plans	0.0%	4	-23.4%	1	0
Insurance companies	0.1%	6	+4.7%	0	0
Charitable organizations	0.0%	1	-2.2%	0	0
Governments and sovereign funds	0.5%	8	+21.4%	0	0
Corporations	0.0%	2	+197.7%	0	1
Other investment advisers	0.0%	7	+34.5%	3	0
Other	0.0%	3	+40.4%	1	0
Diversified	2.4%	17	+23.3%	7	1
Unknown	60.6%	382	+47.9%	59	33

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.4%	91	+246.1%	42	11
Private equity funds	0.1%	20	+43.0%	6	0
Venture capital funds	0.0%	2	+378.4%	0	0
Real estate funds	0.0%	8	+219.3%	4	0
Liquidity funds	0.0%	2	+9.6%	0	0
Securitized asset funds	0.8%	2	+10.6%	0	0
Other private funds	1.6%	24	+28.8%	2	2
Mixed private funds	0.2%	5	+114.7%	3	1
Private funds, type not stated	0.4%	4	+942.4%	1	3
No private funds	19.0%	272	+4.8%	52	29
Unknown	59.3%	374	+49.7%	55	31

Location	Share	Filers	Change	New	Exited
United States	82.7%	645	+58.8%	142	63
Outside the US	17.3%	159	+29.4%	23	14
Unknown	0.0%	0	—	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 12 holders with no observed 2026-03-31 13F and 7 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC; Trask Adam Roland continues as Burnham & Co LLC.

Conviction and Crowding

776 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.902% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.010%

Mar 31, 2026: 0

Crowding

20.6%

of shares outstanding, 60th percentile

Mar 31, 2026: 9.09%

Private-fund advisers

11.9%

of shares outstanding

Institutional ownership

74.3%

88.9% of the estimated free float

Top 10 holders

53.3%

of 13F shares, Herfindahl 0.039

Active holders

+45.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 8 13G (5 institutional, 2 passive, 1 exempt)

How long holders have held it value-weighted 13.1 quarters

Under 1 year 25.4% 1 to 3 years 26.9% 3 years or more 47.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $21,025,470 (2 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$33.23

estimated per share

Mar 31, 2026: $34.53

Quarter-end price

$29.33

implied by 13F values

Estimated gain or loss

-11.7%

price against the estimated cost

Estimated at a loss

89.4%

of costed 13F value

Estimated cost covers 21.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SMCI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MSTR Strategy Inc	31	0.194
2	POET Poet Technologies Inc.	10	0.174
3	RNGT Range Capital Acquisition Corp II	11	0.169
4	COPL Copley Acquisition Corp	9	0.167
5	CAES Cantor Equity Partners VII, Inc.	11	0.162
6	YCY AA Mission Acquisition Corp. II	9	0.160
7	OTGA OTG Acquisition Corp. I	11	0.160
8	FVAV Fortress Value Acquisition Corp. V	9	0.157
9	TVIV Texas Ventures Acquisition IV Corp	8	0.156
10	BRKR Bruker Corp	13	0.154

Shareholder Targets

13F filers that own its peers but not SMCI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MSTR, POET, RNGT, COPL, CAES, YCY, OTGA, FVAV, TVIV, BRKR, FCRS, BCSS, RREV, CRWV, CRCL, KPET, BBCQ, IREN, NOVT, EVAC. 1,144 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NVIDIA CORP Unknown, Concentrated	$4,699,617,157 1 held	7.41%	CRWV
2	Capital International Investors Adviser, Diversified active	$3,105,727,378 1 held	0.630%	MSTR
3	Value Aligned Research Advisors, LLC Registered adviser, Diversified active	$1,470,814,252 2 held	8.79%	CRWV, IREN
4	Situational Awareness LP Registered adviser, Concentrated	$1,177,765,750 2 held	5.81%	CRWV, IREN
5	Orbis Allan Gray Ltd Unknown, Diversified active	$1,079,633,772 1 held	3.71%	BRKR
6	Aspex Management (HK) Ltd Unknown, Concentrated	$792,358,407 1 held	8.93%	CRWV
7	Altimeter Capital Management, LP Registered adviser, Concentrated	$604,575,600 1 held	6.15%	CRWV
8	Pallas Capital Advisors LLC Registered adviser, Diversified active	$571,212,188 3 held	18.4%	BRKR, CRWV, CRCL
9	IDG China Capital Fund III Associates L.P. Unknown, Unknown	$557,533,136 1 held	98.9%	CRCL
10	ARK Investment Management LLC Registered adviser, Diversified active	$549,974,577 2 held	3.57%	CRCL, CRWV

Fund Ownership of SMCI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 20.61% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.72%	+0.41 pp	24,407,870	150
Index ETFs	16.89%	+1.78 pp	110,974,111	172
Active ETFs	0.37%	+0.01 pp	2,444,470	40
Active funds	1.06%	+0.32 pp	6,963,004	163
Unclassified	1.08%	+0.09 pp	7,099,770	27
All registered funds	23.12%	+2.60 pp	151,889,225	552

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 442 Exempt adviser 8 Adviser 14 Bank 30 Insurer 4 Broker-dealer 3 Benefit plan 7 Non-US 17 Holding company 13 Unknown 294

Showing 100 of 989

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$1,398,639,785

6.34%

47,686,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,148,131	$33,674,682	2.4%	Sole
BlackRock Investment Management (Australia) Ltd	299,726	$8,790,963	0.6%	Sole
BlackRock Asset Management Canada Ltd	288,557	$8,463,376	0.6%	Sole
BLACKROCK (SINGAPORE) LTD.	42,294	$1,240,483	0.1%	Sole
BlackRock Asset Management North Asia Ltd	78,626	$2,306,100	0.2%	Sole
BlackRock Investment Management, LLC	1,115,577	$32,719,873	2.3%	Sole
BLACKROCK ADVISORS LLC	257,563	$7,554,322	0.5%	Sole
BlackRock Fund Advisors	24,027,626	$704,730,270	50.4%	Sole
BlackRock Institutional Trust Company, N.A.	11,236,479	$329,565,929	23.6%	Sole
BlackRock Japan Co. Ltd	562,370	$16,494,312	1.2%	Sole
BlackRock Fund Managers Ltd.	497,741	$14,598,743	1.0%	Sole
BlackRock Investment Management (UK) Ltd.	469,848	$13,780,641	1.0%	Sole
BlackRock (Netherlands) B.V.	1,068,987	$31,353,388	2.2%	Sole
BlackRock Asset Management Ireland Ltd	5,497,441	$161,239,944	11.5%	Sole
BlackRock Advisors (UK) Ltd	54,890	$1,609,923	0.1%	Sole
BlackRock (Luxembourg) S.A.	34,198	$1,003,027	0.1%	Sole
BlackRock Life Ltd	98,321	$2,883,754	0.2%	Sole
BlackRock Asset Management Schweiz AG	21,696	$636,343	0.0%	Sole
Aperio Group, LLC	825,400	$24,208,982	1.7%	Sole
SpiderRock Advisors, LLC	60,850	$1,784,730	0.1%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$1,066,345,618

4.83%

36,356,823

VANGUARD PORTFOLIO MANAGEMENT LLC

$963,920,037

4.37%

32,864,645

JANE STREET GROUP, LLC

$844,328,075

3.82%

28,787,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	7,713,736	$226,243,876	26.8%	Defined
Jane Street Global Trading, LLC	21,073,312	$618,080,240	73.2%	Defined
Jane Street Singapore Pte. Ltd	135	$3,959	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$784,090,622

3.55%

26,733,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	1,550,100	$45,464,433	5.8%	Other
SUSQUEHANNA SECURITIES, LLC	25,183,300	$738,626,189	94.2%	Other

STATE STREET CORP

$722,560,798

3.27%

24,635,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	24,635,554	$722,560,798	100.0%	Defined

UBS Group AG

$577,505,703

2.62%

19,689,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	119,944	$3,517,957	0.6%	Defined
UBS AG	19,075,370	$559,480,602	96.9%	Defined
UBS Switzerland AG	493,234	$14,466,552	2.5%	Defined
UBS Securities LLC	1,384	$40,592	0.0%	Defined

JANE STREET GROUP, LLC SMCIP

$550,261,440

2.49%

10,590,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Global Trading, LLC	10,590,097	$550,261,440	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$454,910,616

2.06%

15,510,079

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,837,232	$53,886,014	11.8%	Defined
Held directly	13,672,847	$401,024,602	88.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$427,071,197

1.93%

14,560,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	838,000	$24,578,540	5.8%	Other
SUSQUEHANNA SECURITIES, LLC	13,722,900	$402,492,657	94.2%	Other

Invesco Ltd.

$343,652,185

1.56%

11,716,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	811,362	$23,797,246	6.9%	Defined
Invesco Trust Co joint	227,018	$6,658,437	1.9%	Defined
Invesco Management S.A.	9,243	$271,097	0.1%	Defined
Invesco Asset Management (Japan) Limited	11,471	$336,444	0.1%	Defined
Invesco Investment Advisers LLC	10,798	$316,705	0.1%	Defined
Invesco Capital Management LLC	10,635,375	$311,935,548	90.8%	Defined
Invesco Managed Accounts, LLC	11,480	$336,708	0.1%	Defined

JANE STREET GROUP, LLC

$325,621,660

1.47%

11,102,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	11,102,000	$325,621,660	100.0%	Defined

GOLDMAN SACHS GROUP INC

$325,145,456

1.47%

11,085,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	9,699,118	$284,475,130	87.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,305,495	$38,290,168	11.8%	Defined
GOLDMAN SACHS INTERNATIONAL	68,908	$2,021,071	0.6%	Defined
Goldman Sachs Trust Company, N.A.	12,243	$359,087	0.1%	Defined

JANE STREET GROUP, LLC

$314,904,478

1.43%

10,736,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	10,736,600	$314,904,478	100.0%	Defined

CITADEL ADVISORS LLC

$305,703,657

1.38%

10,422,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	10,422,900	$305,703,657	100.0%	Defined

SUSQUEHANNA ADVISORS GROUP, INC. SMCIP

$301,949,952

1.37%

5,811,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL VENTURES INTERNATIONAL	5,811,200	$301,949,952	100.0%	Other

TWO SIGMA INVESTMENTS, LP

$286,960,173

1.30%

9,783,845

MORGAN STANLEY

$265,421,065

1.20%

9,049,474

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	52,479	$1,539,209	0.6%	Defined
MORGAN STANLEY & CO. LLC	2,958,081	$86,760,515	32.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,280,427	$66,884,923	25.2%	Defined
MORGAN STANLEY AIP GP LP	371	$10,880	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	16,747	$491,188	0.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	612,718	$17,971,018	6.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,003,331	$88,087,697	33.2%	Defined
EATON VANCE MANAGEMENT	125,320	$3,675,635	1.4%	Defined

Weiss Asset Management LP SMCIP

$252,006,000

1.14%

4,850,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	4,850,000	$252,006,000	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$225,331,596

1.02%

7,682,632

Aequim Alternative Investments LP SMCIP

$223,428,000

1.01%

4,300,000

BlackRock, Inc. SMCIP

$210,057,860

0.95%

4,042,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Fund Advisors	4,042,684	$210,057,860	100.0%	Sole

Weiss Asset Management LP

$206,670,912

0.94%

7,046,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	7,046,400	$206,670,912	100.0%	Defined

Tidal Investments LLC

$201,414,976

0.91%

6,867,200

RENAISSANCE TECHNOLOGIES LLC

$199,021,648

0.90%

6,785,600

CITADEL ADVISORS LLC

$187,773,593

0.85%

6,402,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	6,402,100	$187,773,593	100.0%	Defined

NORGES BANK

$185,137,148

0.84%

6,312,211

GOLDMAN SACHS GROUP INC

$177,862,986

0.81%

6,064,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	6,064,200	$177,862,986	100.0%	Defined

MILLENNIUM MANAGEMENT LLC SMCIP

$168,991,170

0.77%

3,252,332

ARISTEIA CAPITAL, L.L.C. SMCIP

$167,311,200

0.76%

3,220,000

D. E. Shaw & Co., Inc. SMCIP

$166,272,000

0.75%

3,200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	3,200,000	$166,272,000	100.0%	Defined

TWO SIGMA INVESTMENTS, LP SMCIP

$163,863,290

0.74%

3,153,643

D. E. Shaw & Co., Inc.

$152,642,119

0.69%

5,204,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	5,204,300	$152,642,119	100.0%	Defined

Point72 Asset Management, L.P.

$139,472,450

0.63%

4,755,283

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$138,452,205

0.63%

4,720,498

MARSHALL WACE, LLP

$135,468,024

0.61%

4,618,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	4,602,372	$134,987,570	99.6%	Other
Marshall Wace Middle East Ltd	16,381	$480,454	0.4%	Other

NORTHERN TRUST CORP

$135,207,864

0.61%

4,609,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	3,917,777	$114,908,398	85.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	524,326	$15,378,481	11.4%	Defined
Northern Trust Asset Management Australia Pty Ltd	86,097	$2,525,225	1.9%	Defined
Northern Trust Co of Hong Kong Ltd	3,321	$97,404	0.1%	Defined
STATE FARM INVESTMENT MANAGEMENT CORP joint	52,957	$1,553,228	1.1%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	25,405	$745,128	0.6%	Other

HIGHBRIDGE CAPITAL MANAGEMENT LLC SMCIP

$132,498,000

0.60%

2,550,000

BANK OF AMERICA CORP /DE/

$130,791,209

0.59%

4,459,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,934,452	$56,737,477	43.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	28,422	$833,617	0.6%	Defined
BOFA SECURITIES, INC.	2,165,620	$63,517,634	48.6%	Defined
MERRILL LYNCH INTERNATIONAL	315,191	$9,244,552	7.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	15,613	$457,929	0.4%	Defined

Ghisallo Capital Management LLC

$128,027,209

0.58%

4,365,060

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$121,980,414

0.55%

4,158,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	280,092	$8,215,098	6.7%	Defined
UBS Asset Management Switzerland AG	1,505,493	$44,156,109	36.2%	Defined
UBS Asset Management (UK) Ltd.	1,677,178	$49,191,629	40.3%	Defined
UBS Asset Management Life Ltd.	80,013	$2,346,781	1.9%	Defined
Held directly	616,120	$18,070,797	14.8%	Defined

WHITEBOX ADVISORS LLC

$120,253,000

0.54%

4,100,000

Hudson Bay Capital Management LP SMCIP

$115,611,000

0.52%

2,225,000

SOROS FUND MANAGEMENT LLC SMCIP

$113,034,199

0.51%

2,175,408

Sculptor Capital LP SMCIP

$111,714,000

0.51%

2,150,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	2,150,000	$111,714,000	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$104,677,947

0.47%

3,568,972

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	59,271	$1,738,418	1.7%	Defined
DFA Australia Ltd.	85,168	$2,497,977	2.4%	Defined
Dimensional Fund Advisors Pte. Ltd.	10,075	$295,499	0.3%	Defined
Dimensional Ireland Ltd	768,994	$22,554,594	21.5%	Defined
Held directly	2,645,464	$77,591,459	74.1%	Sole

CITADEL ADVISORS LLC

$103,901,876

0.47%

3,542,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,959,318	$86,796,796	83.5%	Defined
Held directly	583,194	$17,105,080	16.5%	Defined

CITIGROUP INC

$102,308,906

0.46%

3,488,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	825,000	$24,197,250	23.7%	Defined
Citigroup Financial Products Inc. joint	2,663,200	$78,111,656	76.3%	Defined

WOLVERINE ASSET MANAGEMENT LLC SMCIP

$99,984,237

0.45%

1,924,254

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	1,924,254	$99,984,237	100.0%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$99,199,926

0.45%

3,382,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	3,382,200	$99,199,926	100.0%	Defined

NATIONAL BANK OF CANADA /FI/

$98,730,146

0.45%

3,366,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NATIONAL BANK OF CANADA FINANCIAL INC.	1,694,300	$49,693,819	50.3%	Defined
NBC Global Finance Ltd	86,497	$2,536,957	2.6%	Defined
Manager 7	11,202	$328,554	0.3%	Defined
Held directly	1,574,184	$46,170,816	46.8%	Defined

IMC-Chicago, LLC

$97,388,182

0.44%

3,320,429

VAN ECK ASSOCIATES CORP SMCIP

$97,347,215

0.44%

1,873,503

CITIGROUP INC

$95,092,581

0.43%

3,242,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	1,750,116	$51,330,902	54.0%	Defined
Citigroup Financial Products Inc. joint	1,492,045	$43,761,679	46.0%	Defined

D. E. Shaw & Co., Inc.

$94,988,138

0.43%

3,238,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	3,238,600	$94,988,138	100.0%	Defined

Legal & General Group Plc

$93,638,017

0.42%

3,192,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	538,806	$15,803,179	16.9%	Defined
Legal & General Investment Management Ltd joint	2,653,762	$77,834,838	83.1%	Defined

VANGUARD FIDUCIARY TRUST CO

$92,563,456

0.42%

3,155,931

TORONTO DOMINION BANK

$87,990,000

0.40%

3,000,000

Quadrature Capital Ltd

$87,714,415

0.40%

2,990,604

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	2,990,604	$87,714,415	100.0%	Other

Clear Street Group Inc.

$87,686,463

0.40%

2,989,651

BARCLAYS PLC

$86,644,015

0.39%

2,954,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	2,472,433	$72,516,459	83.7%	Defined
BARCLAYS CAPITAL INC.	160,695	$4,713,184	5.4%	Defined
BARCLAYS CAPITAL SECURITIES LTD	319,581	$9,373,310	10.8%	Defined
Barclays Bank (Suisse) SA	1,400	$41,062	0.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$84,509,056

0.38%

2,881,318

Balyasny Asset Management L.P.

$83,343,453

0.38%

2,841,577

LMR Partners LLP

$81,977,350

0.37%

2,795,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR Partners LLC	2,795,000	$81,977,350	100.0%	Sole

FMR LLC

$80,848,818

0.37%

2,756,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,278,289	$66,822,216	82.7%	Defined
FIDELITY MANAGEMENT TRUST CO	255,500	$7,493,815	9.3%	Defined
STRATEGIC ADVISERS LLC	18,978	$556,624	0.7%	Defined
Fidelity Institutional Asset Management Trust Co	161,400	$4,733,862	5.9%	Defined
FIAM LLC	42,356	$1,242,301	1.5%	Defined

GOLDMAN SACHS GROUP INC SMCIP

$79,755,846

0.36%

1,534,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,534,947	$79,755,846	100.0%	Defined

Context Capital Management, LLC SMCIP

$79,239,000

0.36%

1,525,000

Calamos Advisors LLC SMCIP

$78,667,024

0.36%

1,513,992

DISCIPLINED GROWTH INVESTORS INC /MN

$78,118,020

0.35%

2,663,417

MARSHALL WACE, LLP SMCIP

$77,939,999

0.35%

1,500,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	1,500,000	$77,939,999	100.0%	Other

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$77,290,298

0.35%

2,635,196

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$76,310,997

0.35%

2,601,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	2,578,041	$75,613,942	99.1%	Defined
Global X Management (AUS) Ltd joint	14,721	$431,766	0.6%	Defined
Global X Investments Canada Inc. joint	9,045	$265,289	0.3%	Defined

Marex Group plc

$76,183,882

0.35%

2,597,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	598,970	$17,567,790	23.1%	Defined
Marex Securities Products Inc.	1,996,900	$58,569,077	76.9%	Defined
Held directly	1,603	$47,015	0.1%	Defined

WHITEBOX ADVISORS LLC SMCIP

$72,744,000

0.33%

1,400,000

AQR CAPITAL MANAGEMENT LLC

$72,726,078

0.33%

2,479,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	117	$3,431	0.0%	Other
Arax Advisory Partners	203	$5,953	0.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	82	$2,405	0.0%	Other
Stokes Family Office, LLC	26	$762	0.0%	Other
NATIONAL MUTUAL FUNDS MANAGEMENT LTD	118,259	$3,468,536	4.8%	Other
Held directly	2,360,893	$69,244,991	95.2%	Defined

Bank of New York Mellon Corp

$71,251,390

0.32%

2,429,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	11,219	$329,052	0.5%	Defined
Mellon Investments Corporation joint	1,365,351	$40,045,742	56.2%	Other
BNY Mellon Investment Adviser, Inc.	33,338	$977,803	1.4%	Defined
The Bank of New York Mellon	944,691	$27,707,787	38.9%	Defined
BNY Mellon, NA joint	53,285	$1,562,847	2.2%	Defined
Newton Investment Management North America, LLC joint	21,416	$628,130	0.9%	Defined
Held directly	1	$29	0.0%	Defined

D. E. Shaw & Co., Inc.

$71,048,992

0.32%

2,422,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	2,422,400	$71,048,992	100.0%	Defined

Alyeska Investment Group, L.P.

$70,665,912

0.32%

2,409,339

HRT FINANCIAL LP

$70,523,662

0.32%

2,404,489

Walleye Capital LLC SMCIP

$70,146,000

0.32%

1,350,000

FIRST TRUST ADVISORS LP

$67,499,974

0.31%

2,301,397

READYSTATE ASSET MANAGEMENT LP SMCIP

$66,670,500

0.30%

1,300,000,000

Point72 Asset Management, L.P.

$65,837,051

0.30%

2,244,700

DEUTSCHE BANK AG\

$64,871,827

0.29%

2,211,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investment GmbH	26,088	$765,161	1.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	126,161	$3,700,302	5.7%	Defined
DWS Investments UK Ltd	1,864,720	$54,692,237	84.3%	Defined
DBX Advisors LLC	37,980	$1,113,953	1.7%	Defined
Deutsche Bank S.p.A	300	$8,799	0.0%	Defined
DWS Investments Hong Kong Ltd	25,306	$742,224	1.1%	Defined
DWS International GmbH	131,236	$3,849,151	5.9%	Defined

PEAK6 LLC

$63,804,482

0.29%

2,175,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	2,175,400	$63,804,482	100.0%	Defined

STATE STREET CORP SMCIP

$59,234,400

0.27%

1,140,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC.	1,140,000	$59,234,400	100.0%	Defined

BANK OF MONTREAL /CAN/

$59,068,154

0.27%

2,013,916

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	188,232	$5,520,844	9.3%	Defined
BMO Bank N.A.	31,025	$909,963	1.5%	Defined
BMO Delaware Trust Co	232	$6,804	0.0%	Defined
BMO Family Office, LLC	5,770	$169,234	0.3%	Defined
BMO NESBITT BURNS INC.	7,263	$213,023	0.4%	Defined
Stoker Ostler Wealth Advisors, Inc.	1,500	$43,995	0.1%	Defined
Held directly	1,779,894	$52,204,291	88.4%	Defined

Walleye Trading LLC

$57,888,621

0.26%

1,973,700

NEEDHAM INVESTMENT MANAGEMENT LLC

$54,509,805

0.25%

1,858,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEEDHAM EMERGING GROWTH PARTNERS LP	232,500	$6,819,225	12.5%	Defined
NEEDHAM GROWTH FUND	275,000	$8,065,750	14.8%	Defined
Needham Small Cap Growth Fund	76,000	$2,229,080	4.1%	Defined
Needham Aggressive Growth Fund	1,250,000	$36,662,500	67.3%	Defined
Held directly	25,000	$733,250	1.3%	Sole

MILLENNIUM MANAGEMENT LLC

$52,001,180

0.24%

1,772,969

TUDOR INVESTMENT CORP ET AL SMCIP

$51,960,000

0.24%

1,000,000

Belvedere Trading LLC

$51,224,845

0.23%

1,746,500

Amundi

$48,554,934

0.22%

1,655,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	1,655,470	$48,554,934	100.0%	Defined

Caption Management, LLC

$48,429,696

0.22%

1,651,200

Caption Management, LLC

$47,960,416

0.22%

1,635,200

Optiver Holding B.V.

$47,922,961

0.22%

1,633,923

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver US LLC	1,633,923	$47,922,961	100.0%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$47,906,800

0.22%

1,633,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,633,372	$47,906,800	100.0%	Sole

Ghisallo Capital Management LLC SMCIP

$46,764,000

0.21%

900,000

Swiss National Bank

$46,757,886

0.21%

1,594,200

MILLENNIUM MANAGEMENT LLC

$46,279,807

0.21%

1,577,900

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Key facts CIK 1375365 CUSIP 86800U302 13F (30d) 127 filings 108 filers Visit website Investor relations