ROTHSCHILD INVESTMENT LLC
Registered adviserFiling Date
Global Rank
#1,345
/ 8,818
▲ 146
Top Industry
Semiconductors
9.7%
Period ended 4 months ago
Filed Aug 6, 2026 · 3mo
11 quarters · since Dec 2023
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$2,792,196,229
Main clients
Individuals and high net worth
(94% of AUM)
Private funds
1 fund
· Venture capital funds
Focus by fund count, roster of Oct 1, 2026
$1,500,000 gross assets
Private funds on Schedule D 7.B.(1)
As filed Jun 20, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$1,500,000 gross assets in 1 fund
Venture capital funds
$1,500,000
(1)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $2,792,196,229 | Individuals and high net worth (94%) |
| Apr 2025 to Mar 2026 | $2,310,915,581 | Individuals and high net worth (95%) |
| Apr 2024 to Mar 2025 | $2,001,729,602 | Individuals and high net worth (85%) |
| Jun 2023 to Mar 2024 | $1,633,189,446 | Individuals and high net worth (85%) |
| May 2023 | $1,633,189,446 | Individuals and high net worth (85%) |
| Apr 2023 | $1,633,189,446 | Individuals and high net worth (85%) |
4 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 24.9%, 99.8 effective positions, active share 40.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
11.5% over the last four quarters (under 30%)
Horizon
Medium horizon
Value-weighted holding period 10.5 quarters (4 to under 12)
Closest benchmark: every 13F filer's combined book, active share 40.7%; sector active share 12.2% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
3,616 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
4.1%
+0.1 pts
Top 5
16.2%
−1.0 pts
Top 10
24.9%
−2.4 pts
HHI
100
Diversified−18
Portfolio Trend
11 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 21.6% | $578,243,307 |
| Unclassified | 20.9% | $559,586,027 |
| Financial Services | 12.9% | $344,671,067 |
| Industrials | 10.4% | $277,122,118 |
| Healthcare | 8.5% | $228,465,787 |
| Communication Services | 6.2% | $166,490,142 |
| Consumer Cyclical | 5.4% | $144,138,153 |
| Energy | 4.4% | $116,649,197 |
| Consumer Defensive | 3.2% | $84,835,870 |
| Utilities | 2.8% | $74,083,903 |
| Real Estate | 2.2% | $57,944,987 |
| Basic Materials | 1.6% | $42,540,397 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SNAP | Snap Inc | +184,026 | 187,106 | $830,750 | |
| PCG | PG&E Corp | +128,984 | 210,995 | $3,548,935 | |
| TOST | Toast, Inc. | +93,267 | 283,251 | $7,880,042 | |
| GPK | Graphic Packaging Holding Co | +92,342 | 108,085 | $1,142,458 | |
| STBF | Performance Trust Short Term Bond ETF | +91,692 | 335,607 | $8,517,705 | |
| DKNG | DraftKings Inc. | +86,785 | 100,524 | $2,539,236 | |
| PFE | Pfizer Inc | +84,786 | 211,962 | $5,104,044 | |
| MOS | Mosaic Co | +74,403 | 84,845 | $1,797,865 | |
| AAPL | Apple Inc. | +73,492 | 337,494 | $97,657,263 | |
| GIS | General Mills Inc | +70,615 | 93,068 | $3,238,766 | |
| OWL | Blue Owl Capital Inc. | +69,868 | 262,486 | $2,296,752 | |
| NVDA | Nvidia Corp | +68,763 | 484,103 | $96,864,169 | |
| AES | Aes Corp | +63,945 | 65,374 | $958,382 | |
| ARCC | Ares Capital Corp | +55,914 | 174,299 | $3,229,760 | |
| IWF | iShares Russell 1000 Growth ETF | +55,135 | 73,747 | $9,157,164 | |
| PR | Permian Resources Corp | +53,076 | 78,948 | $1,453,432 | |
| CSGP | Costar Group, Inc. | +49,580 | 50,882 | $1,440,978 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | +48,042 | 280,681 | $14,710,491 | |
| FNB | Fnb Corp | +47,041 | 63,360 | $1,208,908 | |
| CGDV | Capital Group Dividend Value ETF | +45,617 | 338,843 | $16,698,183 | |
| IP | International Paper Co | +45,435 | 51,918 | $1,978,075 | |
| NWL | Newell Brands Inc. | +44,193 | 53,395 | $327,845 | |
| GAP | Gap Inc | +44,106 | 60,465 | $1,129,486 | |
| HST | Host Hotels & Resorts, Inc. | +43,958 | 70,657 | $1,675,277 | |
| DOW | Dow Inc. | +42,754 | 76,685 | $2,098,101 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BJRI | BJs RESTAURANTS INC | −89,612 | 73 | $4,434 | |
| FWRD | Forward Air Corp | −69,894 | 125 | $1,688 | |
| NKE | NIKE, Inc. | −34,955 | 103,614 | $4,253,354 | |
| ACI | Albertsons Companies, Inc. | −28,376 | 35,499 | $480,301 | |
| HON | Honeywell International Inc | −25,729 | 37,938 | $8,494,318 | |
| ITW | Illinois Tool Works Inc | −23,104 | 26,257 | $7,101,730 | |
| HLT | Hilton Worldwide Holdings Inc. | −21,652 | 8,327 | $2,751,740 | |
| JHS | John Hancock Income Securities Trust | −19,011 | 51,165 | $564,349 | |
| ADT | ADT Inc. | −18,871 | 13,825 | $89,862 | |
| TECH | BIO-TECHNE Corp | −17,347 | 1,389 | $98,132 | |
| UTI | Universal Technical Institute Inc | −10,638 | 16,972 | $725,892 | |
| HODL | VanEck Bitcoin ETF | −10,000 | 5,000 | $83,050 | |
| KVUE | Kenvue Inc. | −9,441 | 31,850 | $608,653 | |
| REXR | Rexford Industrial Realty, Inc. | −9,263 | 24,887 | $833,714 | |
| MRVL | Marvell Technology, Inc. | −8,449 | 69,497 | $20,702,461 | |
| FANG | Diamondback Energy, Inc. | −7,954 | 3,596 | $632,104 | |
| CCI | Crown Castle Inc. | −7,916 | 3,127 | $236,807 | |
| BG | Bunge Global SA | −7,598 | 4,890 | $521,909 | |
| DD | DuPont de Nemours, Inc. | −7,387 | 3,528 | $478,537 | |
| CNH | CNH Industrial N.V. | −7,269 | 3,341 | $37,519 | |
| PYPL | PayPal Holdings, Inc. | −6,995 | 60,846 | $2,627,330 | |
| CCC | CCC Intelligent Solutions Holdings Inc. | −6,841 | 13,549 | $69,912 | |
| MARA | MARA Holdings, Inc. | −5,816 | 965 | $13,403 | |
| GDDY | GoDaddy Inc. | −5,547 | 5,186 | $440,187 | |
| FISV | Fiserv Inc | −5,538 | 1,810 | $88,780 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 37,938 | $8,387,333 | |
| SPCX | Space Exploration Technologies Corp | 14,474 | $2,473,027 | |
| FDXF | FedEx Freight Holding Company, Inc. | 6,633 | $1,001,583 | |
| MAIR | Madison Air Solutions Corp | 12,350 | $481,650 | |
| IPGP | Ipg Photonics Corp | 3,618 | $424,463 | |
| DMB | BNY Mellon Municipal Bond Infrastructure Fund, Inc. | 30,000 | $331,200 | |
| SEB | Seaboard Corp | 72 | $321,431 | |
| TOPT | iShares Top 20 U.S. Stocks ETF | 9,225 | $303,687 | |
| EVN | Eaton Vance Municipal Income Trust | 25,000 | $281,500 | |
| PSN | Parsons Corp | 4,160 | $217,942 | |
| VKQ | Invesco Municipal Trust | 20,000 | $200,800 | |
| MSBT | Morgan Stanley Bitcoin Trust | 11,000 | $185,350 | |
| DSM | Bny Mellon Strategic Municipal Bond Fund, Inc. | 25,000 | $153,750 | |
| HRZN | Horizon Technology Finance Corp | 20,987 | $99,268 | |
| WOLF | Wolfspeed, Inc. | 2,000 | $96,500 | |
| IAK | iShares U.S. Insurance ETF | 601 | $84,476 | |
| DDS | Dillard's, Inc. | 59 | $31,176 | |
| DTCR | Global X Data Center & Digital Infrastructure ETF | 900 | $27,333 | |
| BXDC | Blackstone Digital Infrastructure Trust Inc. | 1,180 | $25,523 | |
| JFLX | JPMorgan Flexible Debt ETF | 358 | $18,043 | |
| XXI | Twenty One Capital, Inc. | 3,250 | $16,087 | |
| SIHY | Harbor Ares Systematic High Yield ETF | 211 | $9,613 | |
| UTWO | US Treasury 2 Year Note ETF | 200 | $9,592 | |
| AYA | Aya Gold & Silver Inc. | 500 | $9,470 | |
| BETA | BETA Technologies, Inc. | 475 | $7,956 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 60,248 | $2,117,115 | ||
| — | 2,858 | $185,599 | ||
| CXH | Mfs Investment Grade Municipal Trust | 22,975 | $183,570 | |
| — | 606 | $107,789 | ||
| — | 22,324 | $102,691 | ||
| — | 4,876 | $101,860 | ||
| STEW | SRH Total Return Fund, Inc. | 5,000 | $85,500 | |
| EPAM | EPAM Systems, Inc. | 470 | $63,638 | |
| CET | Central Securities Corp | 1,000 | $49,660 | |
| UI | Ubiquiti Inc. | 49 | $38,724 | |
| LOPE | Grand Canyon Education, Inc. | 224 | $38,086 | |
| ESAB | ESAB Corp | 288 | $27,838 | |
| — | 476 | $22,243 | ||
| — | 370 | $19,506 | ||
| — | 476 | $11,257 | ||
| — | 635 | $9,182 | ||
| — | 377 | $9,048 | ||
| — | 1,199 | $8,357 | ||
| — | 531 | $8,156 | ||
| — | 556 | $6,939 | ||
| — | 80 | $6,395 | ||
| — | 282 | $6,046 | ||
| BN | BROOKFIELD Corp | 144 | $5,827 | |
| CMU | Mfs High Yield Municipal Trust | 1,537 | $5,502 | |
| — | 285 | $5,378 | ||
| No positions match the current search. | ||||
3,616 tracked positions ·
$2,674,770,955 total
· filing declares
3,636 positions · $2,675,430,431
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 3,616 positions by value
· page 1 of 73
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 337,494 | $97,657,263 | 3.65% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 484,103 | $96,864,169 | 3.62% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 190,103 | $67,937,109 | 2.54% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 159,525 | $52,217,318 | 1.95% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 173,367 | $41,320,290 | 1.54% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 114,712 | $40,531,190 | 1.52% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 102,397 | $38,196,128 | 1.43% | |
| PRF |
Victory Portfolios II
|
Added | 656,475 | $35,469,344 | 1.33% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 68,150 | $34,101,578 | 1.27% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Added | 95,932 | $32,714,730 | 1.22% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 122,435 | $30,809,543 | 1.15% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 240,474 | $28,296,575 | 1.06% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 28,910 | $27,044,437 | 1.01% | |
| AVUV |
Avantis U.S. Small Cap Value ETF
|
Added | 212,533 | $26,515,617 | 0.99% | |
| CGDG |
Capital Group Dividend Growers ETF
|
Added | 682,462 | $25,599,149 | 0.96% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 96,818 | $24,588,867 | 0.92% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 22,368 | $23,819,683 | 0.89% | |
| SYLD |
Cambria Shareholder Yield ETF
|
Added | 290,441 | $22,970,107 | 0.86% | |
| CVX |
Chevron Corp
Energy
|
Added | 134,721 | $22,331,352 | 0.83% | |
| FYLD |
Cambria Foreign Shareholder Yield ETF
|
Added | 604,453 | $22,056,489 | 0.82% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Reduced | 37,165 | $21,589,520 | 0.81% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 59,073 | $21,391,514 | 0.80% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 28,407 | $21,213,495 | 0.79% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Reduced | 69,497 | $20,702,461 | 0.77% | |
| GE |
General Electric Co
Industrials
|
Added | 55,075 | $20,583,179 | 0.77% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 364,432 | $20,583,119 | 0.77% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 149,044 | $20,377,295 | 0.76% | |
| VIG |
Vanguard Specialized Funds
|
Added | 85,747 | $20,289,455 | 0.76% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 52,535 | $19,845,096 | 0.74% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 33,506 | $18,873,594 | 0.71% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 15,725 | $18,861,038 | 0.71% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 151,415 | $17,785,205 | 0.66% | |
| GD |
General Dynamics Corp
Industrials
|
Added | 49,051 | $17,375,826 | 0.65% | |
| CGGO |
Capital Group Global Growth Equity ETF
|
Added | 406,399 | $17,202,869 | 0.64% | |
| BBIN |
JPMorgan BetaBuilders International Equity ETF
|
Added | 220,104 | $17,185,720 | 0.64% | |
| CGDV |
Capital Group Dividend Value ETF
|
Added | 338,843 | $16,698,183 | 0.62% | |
| V |
Visa Inc.
Financial Services
|
Added | 48,495 | $16,638,149 | 0.62% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Added | 30,021 | $15,051,328 | 0.56% | |
| IGSB |
iShares 1-5 Year Investment Grade Corporate Bond ETF
|
Added | 280,681 | $14,710,491 | 0.55% | |
| JEPQ |
JPMorgan Nasdaq Equity Premium Income ETF
|
Added | 222,830 | $13,695,131 | 0.51% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 19,221 | $13,201,175 | 0.49% | |
| MU |
Micron Technology Inc
Technology
|
Added | 11,065 | $12,772,218 | 0.48% | |
| PAVE |
Global X U.S. Infrastructure Development ETF
|
Added | 214,811 | $12,656,664 | 0.47% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 35,713 | $12,595,260 | 0.47% | |
| SYK |
Stryker Corp
Healthcare
|
Added | 39,507 | $12,438,383 | 0.47% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 96,633 | $12,417,340 | 0.46% | |
| QCOM |
Qualcomm Inc
Technology
|
Added | 67,001 | $12,381,114 | 0.46% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 173,169 | $12,364,266 | 0.46% | |
| STX |
Seagate Technology Holdings plc
Technology
|
Added | 12,576 | $12,135,840 | 0.45% | |
| ORCL |
Oracle Corp
Technology
|
Added | 78,943 | $11,569,096 | 0.43% |
Showing the top 50 of 3,616 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.