Whipplewood Advisors, LLC

CIK

2052510

Location

LITTLETON, CO

Portfolio Value

Small $131,568,463

Diversification

Diversified

Filing Date

Global Rank

#7,725 / 8,818 ▼ 1331 · as of Jun 2026

Top Industry

Asset Management 74.6%

Period ended 29 days ago

Filed Oct 20, 2026 · 9d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 49.8%, 25.9 effective positions, active share 85.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

18.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.4 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 85.0%; sector active share 66.4% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

198 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

15.8%

+3.6 pts

Top 5

42.2%

+6.2 pts

Top 10

57.3%

+7.5 pts

HHI

519

Diversified+134

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	70.5%	$92,799,046	97
Financial Services	22.1%	$29,054,528	39
Technology	3.3%	$4,303,881	13
Energy	1.8%	$2,326,611	7
Consumer Cyclical	0.8%	$1,003,594	6
Real Estate	0.6%	$740,930	6
Industrials	0.5%	$645,912	11
Healthcare	0.2%	$327,847	5
Communication Services	0.2%	$259,783	9
Consumer Defensive	0.0%	$55,328	2
Basic Materials	0.0%	$51,003	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JAAA	Janus Henderson AAA CLO ETF	+72,685	399,284	$20,151,863
ARCC	Ares Capital Corp	+20,428	198,090	$3,783,519
BXSL	Blackstone Secured Lending Fund	+18,684	140,121	$3,360,101
GBDC	GOLUB CAPITAL BDC, Inc.	+18,037	130,064	$1,642,708
PCQ	Pimco California Municipal Income Fund	+12,869	34,311	$264,537
CGBD	Carlyle Secured Lending, Inc.	+12,595	64,415	$688,596
CEV	Eaton Vance California Municipal Income Trust	+10,273	29,000	$294,060
HTGC	Hercules Capital, Inc.	+9,244	92,707	$1,558,404
TSLX	Sixth Street Specialty Lending, Inc.	+7,917	48,475	$873,519
NIM	Nuveen Select Maturities Municipal Fund	+7,408	158,443	$1,378,454
MMD	NYLIM MacKay DefinedTerm Muni Opportunities Fund	+6,584	57,486	$782,384
BALT		+5,980	104,077	$3,637,491
BXMT	Blackstone Mortgage Trust, Inc.	+4,901	23,478	$268,823
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+4,886	78,723	$783,293
VKI	Invesco Advantage Municipal Income Trust II	+4,842	117,335	$877,665
FNDF	Schwab Fundamental International Equity ETF	+4,616	55,128	$2,963,130
SBI	Western Asset Intermediate Muni Fund Inc.	+4,462	95,887	$670,250
VKQ	Invesco Municipal Trust	+4,243	91,426	$775,292
EVN	Eaton Vance Municipal Income Trust	+3,976	97,455	$900,484
VGM	Invesco Trust for Investment Grade Municipals	+3,723	73,204	$633,214
IIM	Invesco Value Municipal Income Trust	+3,242	83,872	$877,301
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+3,057	78,099	$828,630
EPRF		+2,829	44,361	$696,822
FDEM	Fidelity Emerging Markets Multifactor ETF	+2,757	16,431	$583,957
NZF	Nuveen Municipal Credit Income Fund	+2,747	47,905	$518,811
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
WEA	Western Asset Premier Bond Fund	−161,672	195,362	$1,945,805
DSU	Blackrock Debt Strategies Fund, Inc.	−95,143	3,788	$34,092
PHK	Pimco High Income Fund	−62,845	139,306	$571,154
HYT	Blackrock Corporate High Yield Fund, Inc.	−56,536	74,581	$584,715
JPLD	JPMorgan Limited Duration Bond ETF	−56,344	59,394	$3,053,445
MSD	Morgan Stanley Emerging Markets Debt Fund Inc	−52,368	17,015	$114,681
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	−42,900	50,397	$951,495
PML	Pimco Municipal Income Fund II	−41,182	35,542	$233,510
BAB	Invesco Exchange-Traded Fund Trust II	−4,953	23,143	$585,517
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	−4,821	16,435	$458,207
ALAI	Alger ETF Trust	−4,339	1,818	$84,482
—		−3,525	2,201	$0
CGGR	Capital Group Growth ETF	−2,482	1,070	$50,750
SFLR		−2,215	871	$33,925
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	−1,758	5,869	$289,987
QFLR	Innovator Nasdaq-100 Managed Floor ETF	−1,589	894	$32,264
TAFI	AB Tax-Aware Short Duration Municipal ETF	−1,442	84,926	$2,087,481
PAAA	PGIM AAA CLO ETF	−1,362	4,267	$218,854
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	−1,185	445	$18,031
FNDX	Schwab Fundamental U.S. Large Company ETF	−1,049	56,575	$1,780,415
BUFR	FT Vest Laddered Buffer ETF	−1,027	4,337	$162,507
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	−839	336	$23,241
—		−817	198	$0
NVDA	Nvidia Corp	−505	27	$6,166
WMB	Williams Companies, Inc.	−500	499	$33,917
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
JCPB	JPMorgan Core Plus Bond ETF	66,187	$2,963,853
IUSB	iShares Core Universal USD Bond ETF	44,764	$1,973,644
DCRE	DoubleLine Commercial Real Estate Debt ETF	27,477	$1,401,876
FLTR	VanEck IG Floating Rate ETF	39,263	$1,004,740
ANGL	VanEck Fallen Angel High Yield Bond ETF	35,188	$978,578
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	7,866	$795,881
JBBB	Janus Henderson B-BBB CLO ETF	12,718	$600,416
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	13,299	$590,608
FTCS	First Trust Capital Strength ETF	800	$75,080
CGCP	Capital Group Core Plus Income ETF	1,900	$40,223
JACK	Jack In The Box Inc	1,928	$25,488
FPE	First Trust Preferred Securities and Income ETF	1,000	$17,050
SPHQ	Invesco S&P 500 Quality ETF	133	$11,182
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PFN	PIMCO Income Strategy Fund II	134,055	$955,812
IGI	Western Asset Investment Grade Opportunity Trust Inc.	58,440	$941,468
GBAB	Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust	52,364	$757,183
TSI	Tcw Strategic Income Fund Inc	166,871	$752,588
VFL	abrdn National Municipal Income Fund	25,961	$269,216
TSM	Taiwan Semiconductor Manufacturing Co Ltd	178	$85,007
UNH	Unitedhealth Group Inc	152	$63,175
SDVD	FT Vest SMID Rising Dividend Achievers Target Income ETF	2,313	$53,407
ASX	ASE Technology Holding Co., Ltd.	1,140	$51,436
OKE	Oneok Inc	544	$47,295
NVS	Novartis AG	278	$43,568
HOOD	Robinhood Markets, Inc.	424	$42,518
NBIS	Nebius Group N.V.	149	$41,149
V	Visa Inc.	115	$39,455
PM	Philip Morris International Inc.	212	$38,352
JNJ	Johnson & Johnson	147	$37,333
META	Meta Platforms, Inc.	66	$37,177
TLN	Talen Energy Corp	85	$32,662
MS	Morgan Stanley	156	$32,610
FRTY	Alger Mid Cap 40 ETF	1,226	$30,425
JCI	Johnson Controls International plc	208	$30,390
ALAB	Astera Labs, Inc.	61	$29,464
COR	Cencora, Inc.	103	$29,146
ROST	Ross Stores, Inc.	133	$28,309
AZN	Astrazeneca PLC	149	$28,253
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

198 tracked positions · $131,568,463 total · filing declares 200 positions · $148,326,034 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 198 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JAAA	Janus Henderson AAA CLO ETF	Added	399,284	+72,685	$20,151,863	+22.2%	15.32%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	12,660	+856	$4,017,524	−0.7%	3.05%
VIG	Vanguard Specialized Funds	Added	16,958	+294	$3,956,470	+0.3%	3.01%
ARCC	Ares Capital Corp Financial Services	Added	198,090	+20,428	$3,783,519	+14.9%	2.88%
BALT		Added	104,077	+5,980	$3,637,491	+8.2%	2.76%
BXSL	Blackstone Secured Lending Fund Financial Services	Added	140,121	+18,684	$3,360,101	+16.7%	2.55%
VIGI	Vanguard Whitehall Funds	Added	34,848	+1,689	$3,290,348	+6.3%	2.50%
VEA	Vanguard FTSE Developed Markets ETF	Added	46,012	+1,992	$3,248,907	+3.6%	2.47%
JPLD	JPMorgan Limited Duration Bond ETF	Reduced	59,394	-56,344	$3,053,445	−49.4%	2.32%
JCPB	JPMorgan Core Plus Bond ETF	NEW	66,187	NEW	$2,963,853	NEW	2.25%
FNDF	Schwab Fundamental International Equity ETF	Added	55,128	+4,616	$2,963,130	+11.2%	2.25%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Held	17,407	0	$2,747,694	+0.6%	2.09%
AAPL	Apple Inc. Technology	Reduced	7,499	-228	$2,497,316	+11.7%	1.90%
JEPI	JPMorgan Equity Premium Income ETF	Added	41,116	+2,562	$2,311,541	+6.2%	1.76%
EPD	Enterprise Products Partners L.P. Energy	Held	59,945	0	$2,134,641	−3.1%	1.62%
TAFI	AB Tax-Aware Short Duration Municipal ETF	Reduced	84,926	-1,442	$2,087,481	−4.2%	1.59%
IUSB	iShares Core Universal USD Bond ETF	NEW	44,764	NEW	$1,973,644	NEW	1.50%
WEA	Western Asset Premier Bond Fund Financial Services	Reduced	195,362	-161,672	$1,945,805	−48.8%	1.48%
FNDX	Schwab Fundamental U.S. Large Company ETF	Reduced	56,575	-1,049	$1,780,415	−0.7%	1.35%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	29,475	+1,444	$1,748,162	+4.5%	1.33%
IVV	iShares Core S&P 500 ETF	Reduced	2,157	-40	$1,651,938	+0.4%	1.26%
GBDC	GOLUB CAPITAL BDC, Inc. Financial Services	Added	130,064	+18,037	$1,642,708	+13.8%	1.25%
FNDE	Schwab Fundamental Emerging Markets Equity ETF	Added	38,189	+1,521	$1,598,973	+9.9%	1.22%
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	Added	21,531	+977	$1,594,370	+3.0%	1.21%
HTGC	Hercules Capital, Inc. Financial Services	Added	92,707	+9,244	$1,558,404	+18.4%	1.18%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	25,211	+396	$1,544,425	+1.3%	1.17%
DCRE	DoubleLine Commercial Real Estate Debt ETF	NEW	27,477	NEW	$1,401,876	NEW	1.07%
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	Added	26,631	+339	$1,393,600	−5.0%	1.06%
SCHM	Schwab U.S. Mid-Cap ETF	Added	40,590	+881	$1,380,871	−5.7%	1.05%
NIM	Nuveen Select Maturities Municipal Fund Financial Services	Added	158,443	+7,408	$1,378,454	−3.1%	1.05%
MOTI	VanEck Morningstar International Moat ETF	Added	36,336	+1,606	$1,256,934	+8.8%	0.96%
EFAX	State Street(R) SPDR(R) MSCI EAFE Fossil Fuel Reserves Free ETF	Added	19,973	+350	$1,069,953	+0.7%	0.81%
ARES	Ares Management Corp Financial Services	Added	9,095	+307	$1,056,566	+8.0%	0.80%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	9,686	-50	$1,023,907	+1.2%	0.78%
FLTR	VanEck IG Floating Rate ETF	NEW	39,263	NEW	$1,004,740	NEW	0.76%
BX	Blackstone Inc. Financial Services	Added	8,811	+310	$987,624	−1.3%	0.75%
ANGL	VanEck Fallen Angel High Yield Bond ETF	NEW	35,188	NEW	$978,578	NEW	0.74%
MSFT	Microsoft Corp Technology	Reduced	1,860	-339	$953,994	+16.3%	0.73%
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc Financial Services	Reduced	50,397	-42,900	$951,495	−50.7%	0.72%
EVN	Eaton Vance Municipal Income Trust Financial Services	Added	97,455	+3,976	$900,484	−14.4%	0.68%
MGC	VANGUARD MEGA CAP INDEX FUND	Added	3,160	+191	$892,099	+9.8%	0.68%
VKI	Invesco Advantage Municipal Income Trust II Financial Services	Added	117,335	+4,842	$877,665	−17.7%	0.67%
IIM	Invesco Value Municipal Income Trust Financial Services	Added	83,872	+3,242	$877,301	−14.5%	0.67%
TSLX	Sixth Street Specialty Lending, Inc. Financial Services	Added	48,475	+7,917	$873,519	+25.4%	0.66%
QQQ	Invesco Qqq Trust, Series 1	Added	1,171	+16	$866,270	+1.8%	0.66%
JULH		Added	33,742	+2,360	$841,255	+7.7%	0.64%
JANH		Added	33,806	+2,063	$837,374	+6.7%	0.64%
OCTH		Added	35,123	+2,584	$836,981	+7.2%	0.64%
APRH		Added	33,555	+2,174	$832,164	+6.4%	0.63%
NVG	Nuveen AMT-Free Municipal Credit Income Fund Financial Services	Added	78,099	+3,057	$828,630	−13.7%	0.63%

Showing the top 50 of 198 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.