Whipplewood Advisors, LLC

CIK

2052510

Location

LITTLETON, CO

Portfolio Value

Micro $51,607,399

Diversification

Diversified

Filing Date

Global Rank

#7,171 / 8,700 ▼ 771

Top Industry

Asset Management 73.6%

Period ended 2 months ago

Filed Jul 27, 2026 · 48d

7 quarters · since Dec 2024

Portfolio Concentration

541 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.4%

−2.5 pts

Top 5

27.9%

−2.7 pts

Top 10

41.9%

+0.4 pts

HHI

278

Diversified−4

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	73.1%	$37,707,733	123
Technology	9.0%	$4,619,844	75
Energy	6.0%	$3,120,810	32
Consumer Cyclical	2.9%	$1,506,561	55
Unclassified	2.3%	$1,176,880	2
Industrials	1.9%	$955,480	72
Real Estate	1.6%	$828,147	26
Healthcare	1.4%	$729,291	62
Communication Services	0.9%	$450,961	27
Consumer Defensive	0.5%	$276,230	29
Basic Materials	0.3%	$129,351	22
Utilities	0.2%	$106,111	16

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ARCC	Ares Capital Corp	+49,054	177,662	$3,292,076
BXSL	Blackstone Secured Lending Fund	+38,570	121,437	$2,879,271
GBDC	GOLUB CAPITAL BDC, Inc.	+27,987	112,027	$1,442,907
HTGC	Hercules Capital, Inc.	+24,418	83,463	$1,316,211
CGBD	Carlyle Secured Lending, Inc.	+16,967	51,820	$545,664
TSLX	Sixth Street Specialty Lending, Inc.	+13,314	40,558	$696,380
PML	Pimco Municipal Income Fund II	+3,591	76,724	$583,869
MQY	Blackrock Muniyield Quality Fund, Inc.	+3,019	32,930	$381,988
MAIN	Main Street Capital CORP	+2,846	8,054	$417,841
ARES	Ares Management Corp	+2,742	8,788	$978,192
BX	Blackstone Inc.	+2,428	8,501	$1,000,312
MMD	NYLI MacKay DefinedTerm Muni Opportunities Fund	+2,090	50,902	$788,981
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+2,088	75,042	$960,537
TSI	Tcw Strategic Income Fund Inc	+1,093	166,871	$752,588
MCI	Barings Corporate Investors	+1,060	3,690	$64,796
VFL	abrdn National Municipal Income Fund	+1,044	25,961	$269,215
PCQ	Pimco California Municipal Income Fund	+963	21,442	$192,334
CEV	Eaton Vance California Municipal Income Trust	+785	18,727	$197,008
AMAT	Applied Materials Inc /De	+317	419	$302,937
ORCL	Oracle Corp	+225	1,268	$185,825
MPV	Barings Participation Investors	+39	1,349	$22,717
FNB	Fnb Corp/Pa/	+13	121	$2,308
CRBG	Corebridge Financial, Inc.	+10	62	$1,775
HBAN	Huntington Bancshares Inc /Md/	+10	115	$2,038
NOV	NOV Inc.	+10	65	$1,205
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MSD	Morgan Stanley Emerging Markets Debt Fund Inc	−145,403	69,383	$506,495
PDI	PIMCO Dynamic Income Fund	−15,090	500	$8,350
HYT	Blackrock Corporate High Yield Fund, Inc.	−13,013	131,117	$1,122,361
WEA	Western Asset Premier Bond Fund	−12,954	357,034	$3,802,412
NVDA	Nvidia Corp	−12,291	532	$106,447
TSLA	Tesla, Inc.	−10,178	221	$92,952
GOOGL	Alphabet Inc.	−7,047	253	$90,414
AAPL	Apple Inc.	−6,021	7,727	$2,235,884
USB	US Bancorp De	−5,936	32	$1,932
TFC	Truist Financial Corp	−5,435	1,122	$55,898
NU	Nu Holdings Ltd.	−4,810	242	$3,233
IVZ	Invesco Ltd.	−4,492	49	$1,293
MO	Altria Group, Inc.	−4,348	221	$15,900
DSU	Blackrock Debt Strategies Fund, Inc.	−3,773	98,931	$959,630
PHK	Pimco High Income Fund	−3,711	202,151	$942,023
ASX	ASE Technology Holding Co., Ltd.	−3,587	1,140	$51,436
AMZN	Amazon Com Inc	−3,528	869	$207,117
BCS	Barclays PLC	−3,341	914	$24,550
IBN	Icici Bank Ltd	−3,119	243	$7,054
IGI	Western Asset Investment Grade Opportunity Trust Inc.	−2,794	58,440	$941,468
VZ	Verizon Communications Inc	−2,776	15	$635
LUMN	Lumen Technologies, Inc.	−2,650	32	$245
MSFT	Microsoft Corp	−2,583	2,199	$820,270
QCOM	Qualcomm Inc/De	−2,347	19	$3,511
NIM	Nuveen Select Maturities Municipal Fund	−2,241	151,035	$1,422,749
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
WSE	Wise Group plc	108	$1,286
HONA	Honeywell Aerospace Inc.	3	$662
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
JA	Janus Henderson AA-A CLO ETF	343,726	$17,313,478
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	227,972	$12,052,836
AAPR	Innovator Equity Defined Protection ETF - 2 Yr to April 2028	399,054	$11,562,119
FNDA	Schwab Fundamental U.S. Small Company ETF	214,463	$7,699,200
AAXJ	iShares MSCI All Country Asia ex Japan ETF	20,619	$5,032,524
VEU	Vanguard FTSE All-World Ex-US ETF	49,670	$4,221,832
VIG	Vanguard Dividend Appreciation ETF	17,187	$3,696,236
VEA	Vanguard FTSE Developed Markets ETF	52,208	$3,345,488
—		50,578	$3,144,441
VIGI	Vanguard International Dividend Appreciation ETF	34,812	$3,079,469
ALAI	Alger AI Enablers & Adopters ETF	100,383	$2,640,999
ABI	VictoryShares Pioneer Asset-Based Income ETF	39,564	$2,494,912
AFK	VanEck Africa Index ETF	42,475	$2,171,819
BUFC	AB Conservative Buffer ETF	78,790	$1,983,932
BAB	Invesco Taxable Municipal Bond ETF	41,029	$1,627,790
AFGR	First Trust Active Factor Large Cap Growth ETF	47,757	$1,507,266
BKF	iShares MSCI BIC ETF	22,622	$1,454,365
CVY	Invesco Zacks Multi-Asset Income ETF	28,100	$1,288,947
CAAA	First Trust AAA CMBS ETF	58,986	$1,279,996
CGDV	Capital Group Dividend Value ETF	23,827	$1,013,600
CWI	State Street SPDR MSCI ACWI ex-US ETF	19,201	$955,556
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	18,547	$927,926
EDV	Vanguard World Funds Extended Duration ETF	4,055	$871,533
AHLT	American Beacon AHL Trend ETF	16,130	$831,985
AGNG	Global X Funds Global X Aging Population ETF	46,398	$743,981
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

541 tracked positions · $51,607,399 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 541 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
WEA	Western Asset Premier Bond Fund Financial Services	Reduced	357,034	-12,954	$3,802,412	−2.9%	7.37%
ARCC	Ares Capital Corp Financial Services	Added	177,662	+49,054	$3,292,076	+42.1%	6.38%
BXSL	Blackstone Secured Lending Fund Financial Services	Added	121,437	+38,570	$2,879,271	+46.7%	5.58%
AAPL	Apple Inc. Technology	Reduced	7,727	-6,021	$2,235,884	−35.9%	4.33%
EPD	Enterprise Products Partners L.P. Energy	Held	59,945	0	$2,203,578	−2.9%	4.27%
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc Financial Services	Reduced	93,297	-1,482	$1,928,448	+1.4%	3.74%
GBDC	GOLUB CAPITAL BDC, Inc. Financial Services	Added	112,027	+27,987	$1,442,907	+35.6%	2.80%
NIM	Nuveen Select Maturities Municipal Fund Financial Services	Reduced	151,035	-2,241	$1,422,749	−1.8%	2.76%
HTGC	Hercules Capital, Inc. Financial Services	Added	83,463	+24,418	$1,316,211	+50.9%	2.55%
HYT	Blackrock Corporate High Yield Fund, Inc. Financial Services	Reduced	131,117	-13,013	$1,122,361	−8.6%	2.17%
VKI	Invesco Advantage Municipal Income Trust II Financial Services	Reduced	112,493	-1,091	$1,066,433	+8.4%	2.07%
EVN	Eaton Vance Municipal Income Trust Financial Services	Reduced	93,479	-602	$1,052,573	+7.5%	2.04%
IIM	Invesco Value Municipal Income Trust Financial Services	Reduced	80,630	-1,258	$1,026,419	+3.1%	1.99%
BX	Blackstone Inc. Financial Services	Added	8,501	+2,428	$1,000,312	+43.2%	1.94%
ARES	Ares Management Corp Financial Services	Added	8,788	+2,742	$978,192	+48.3%	1.90%
NVG	Nuveen AMT-Free Municipal Credit Income Fund Financial Services	Added	75,042	+2,088	$960,537	+6.8%	1.86%
DSU	Blackrock Debt Strategies Fund, Inc. Financial Services	Reduced	98,931	-3,773	$959,630	−2.6%	1.86%
PFN	PIMCO Income Strategy Fund II Financial Services	Reduced	134,055	-2,201	$955,812	+1.8%	1.85%
PHK	Pimco High Income Fund Financial Services	Reduced	202,151	-3,711	$942,023	−1.2%	1.83%
IGI	Western Asset Investment Grade Opportunity Trust Inc. Financial Services	Reduced	58,440	-2,794	$941,468	−4.4%	1.82%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	3,328	-126	$899,591	−16.2%	1.74%
VKQ	Invesco Municipal Trust Financial Services	Reduced	87,183	-1,544	$875,317	+3.6%	1.70%
NEA	Nuveen AMT-Free Quality Municipal Income Fund Financial Services	Reduced	73,837	-444	$866,846	+3.9%	1.68%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,155	-288	$850,542	+2.1%	1.65%
MSFT	Microsoft Corp Technology	Reduced	2,199	-2,583	$820,270	−53.7%	1.59%
MMD	NYLI MacKay DefinedTerm Muni Opportunities Fund Financial Services	Added	50,902	+2,090	$788,981	+8.8%	1.53%
GBAB	Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust Financial Services	Reduced	52,364	-442	$757,183	−1.1%	1.47%
TSI	Tcw Strategic Income Fund Inc Financial Services	Added	166,871	+1,093	$752,588	+1.1%	1.46%
VGM	Invesco Trust for Investment Grade Municipals Financial Services	Reduced	69,481	-927	$736,498	+6.0%	1.43%
SBI	Western Asset Intermediate Muni Fund Inc. Financial Services	Reduced	91,425	-449	$719,514	+2.0%	1.39%
TSLX	Sixth Street Specialty Lending, Inc. Financial Services	Added	40,558	+13,314	$696,380	+39.1%	1.35%
PML	Pimco Municipal Income Fund II Financial Services	Added	76,724	+3,591	$583,869	+5.5%	1.13%
NZF	Nuveen Municipal Credit Income Fund Financial Services	Reduced	45,158	-1,225	$572,603	+1.4%	1.11%
ET	Energy Transfer LP Energy	Held	28,923	0	$553,007	−0.9%	1.07%
CGBD	Carlyle Secured Lending, Inc. Financial Services	Added	51,820	+16,967	$545,664	+43.1%	1.06%
MSD	Morgan Stanley Emerging Markets Debt Fund Inc Financial Services	Reduced	69,383	-145,403	$506,495	−66.4%	0.98%
UNP	Union Pacific Corp Industrials	Reduced	1,542	-144	$419,424	+2.5%	0.81%
MAIN	Main Street Capital CORP Financial Services	Added	8,054	+2,846	$417,841	+51.5%	0.81%
WELL	Welltower Inc. Real Estate	Reduced	1,697	-308	$385,168	−2.8%	0.75%
MQY	Blackrock Muniyield Quality Fund, Inc. Financial Services	Added	32,930	+3,019	$381,988	+16.3%	0.74%
SPY	Spdr S&P 500 ETF Trust	Reduced	437	-2	$326,338	+14.3%	0.63%
BXMT	Blackstone Mortgage Trust, Inc. Real Estate	Reduced	18,577	-1,974	$314,880	−20.0%	0.61%
AMAT	Applied Materials Inc /De Technology	Added	419	+317	$302,937	+769.0%	0.59%
VFL	abrdn National Municipal Income Fund Financial Services	Added	25,961	+1,044	$269,215	—	0.52%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	869	-3,528	$207,117	−77.4%	0.40%
CEV	Eaton Vance California Municipal Income Trust Financial Services	Added	18,727	+785	$197,008	+9.0%	0.38%
PCQ	Pimco California Municipal Income Fund Financial Services	Added	21,442	+963	$192,334	+9.5%	0.37%
ORCL	Oracle Corp Technology	Added	1,268	+225	$185,825	+21.1%	0.36%
AMD	Advanced Micro Devices Inc Technology	Reduced	312	-2,193	$181,243	−64.4%	0.35%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	319	-102	$159,933	−22.7%	0.31%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.