GBAB · Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

$13.65 +0.01 (+0.07%) At close · Sep 4

Market Cap

$377.55M

27.70M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 60

Total Value: $119,273,733

Total Shares: 8,248,531

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 60 13F filers · Δ vs Mar 31, 2026

Top Holder

43.0%

+2.0 pts

Top 5

64.6%

−1.5 pts

Top 10

75.8%

−0.9 pts

HHI

2,038

Moderately concentrated+134

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -3

Institutional value: +6.4%

Shares held: +6.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega MORGAN STANLEY	+374,754	3,542,880
Mid SIT INVESTMENT ASSOCIATES INC	+127,802	801,655
Small JBR Co Financial Management Inc	+40,813	69,865
Mega Invesco Ltd.	+39,788	230,759
Mega WELLS FARGO & COMPANY/MN	+19,534	181,841

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega BANK OF AMERICA CORP /DE/	−316,322	272,969
Mega LPL Financial LLC	−65,076	418,035
Small Xcel Wealth Management, LLC	−15,858	34,258
Mid OPPENHEIMER & CO INC	−14,225	29,385
Mega RAYMOND JAMES FINANCIAL INC	−10,527	158,813

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	288,901	$4,177,508
Mid XTX Topco Ltd	15,498	$224,101
Mid FIRST FOUNDATION ADVISORS	14,350	$207,501
Small Carl P. Sherr & Co., LLC	11,325	$163,759
Large Clear Street Group Inc.	1,426	$20,619

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid WOLVERINE ASSET MANAGEMENT LLC	28,836	$418,122
Micro Integrity Wealth Partners, LLC	17,543	$254,373
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	13,298	$192,821
Mid Dynamic Advisor Solutions LLC	10,486	$152,047
Mid Belpointe Asset Management LLC	10,411	$150,959

Filter: New 6 Increased 22 Reduced 21 Sold out 9 Unchanged 11

Showing 60 of 60

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$51,230,043

42.95%

3,542,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	2,132	$30,828	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	3,540,748	$51,199,215	99.9%	Defined

SIT INVESTMENT ASSOCIATES INC

$11,591,931

9.72%

801,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	801,655	$11,591,931	100.0%	Sole

LPL Financial LLC

$6,044,786

5.07%

418,035

RIVERNORTH CAPITAL MANAGEMENT, LLC

$4,177,508

3.50%

288,901

BANK OF AMERICA CORP /DE/

$3,947,131

3.31%

272,969

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	272,969	$3,947,131	100.0%	Defined

Invesco Ltd.

$3,336,775

2.80%

230,759

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	230,759	$3,336,775	100.0%	Defined

UBS Group AG

$2,792,413

2.34%

193,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	187,688	$2,713,968	97.2%	Defined
UBS AG	2,425	$35,065	1.3%	Defined
UBS Securities LLC	3,000	$43,380	1.6%	Defined

WELLS FARGO & COMPANY/MN

$2,629,420

2.20%

181,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	26,150	$378,129	14.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	155,691	$2,251,291	85.6%	Defined

Cooper Financial Group

$2,376,761

1.99%

164,368

RAYMOND JAMES FINANCIAL INC

$2,296,435

1.93%

158,813

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	124,623	$1,802,048	78.5%	Defined
Raymond James Financial Services Advisors, Inc.	18,348	$265,312	11.6%	Defined
RAYMOND JAMES TRUST N.A.	15,842	$229,075	10.0%	Defined

OSAIC HOLDINGS, INC.

$2,188,116

1.83%

151,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	150,322	$2,173,656	99.3%	Defined
Osaic Advisory Services, LLC	1,000	$14,460	0.7%	Defined

Venture Visionary Partners LLC

$2,047,854

1.72%

141,622

COHEN & STEERS, INC.

$2,037,761

1.71%

140,924

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	140,924	$2,037,761	100.0%	Sole

Fiera Capital Corp

$2,008,262

1.68%

138,884

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	138,884	$2,008,262	100.0%	Other

Janney Montgomery Scott LLC

$1,499,762

1.26%

103,718

WHITTIER TRUST CO

$1,453,432

1.22%

100,514

Savvy Advisors, Inc.

$1,213,902

1.02%

83,949

ROYAL BANK OF CANADA

$1,198,170

1.00%

82,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	82,861	$1,198,170	100.0%	Defined

DAYMARK WEALTH PARTNERS, LLC

$1,187,267

1.00%

82,107

Morse Asset Management, Inc

$1,141,530

0.96%

78,944

WEDBUSH SECURITIES INC

$1,127,475

0.95%

77,972

JBR Co Financial Management Inc

$1,010,247

0.85%

69,865

Cetera Investment Advisers

$874,743

0.73%

60,494

STIFEL FINANCIAL CORP

$802,443

0.67%

55,494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	55,494	$802,443	100.0%	Defined

Whipplewood Advisors, LLC

$757,183

0.63%

52,364

COMMONWEALTH EQUITY SERVICES, LLC

$658,768

0.55%

45,558

NewEdge Advisors, LLC

$603,372

0.51%

41,727

Intellus Advisors LLC

$573,599

0.48%

39,668

ENVESTNET ASSET MANAGEMENT INC

$503,931

0.42%

34,850

Xcel Wealth Management, LLC

$495,370

0.42%

34,258

INVICTUS PRIVATE WEALTH, LLC

$473,174

0.40%

32,723

David J Yvars Group

$467,274

0.39%

32,315

OPPENHEIMER & CO INC

$424,907

0.36%

29,385

Walker Asset Management, LLC

$395,452

0.33%

27,348

MGO ONE SEVEN LLC

$346,447

0.29%

23,959

Fortitude Advisory Group L.L.C.

$341,039

0.29%

23,585

Private Advisor Group, LLC

$317,512

0.27%

21,958

Noble Wealth Management PBC

$267,871

0.22%

18,525

NBC SECURITIES, INC.

$256,997

0.22%

17,773

Estate Planners Group, LLC

$233,948

0.20%

16,179

XTX Topco Ltd

$224,101

0.19%

15,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	15,498	$224,101	100.0%	Defined

Advisors Asset Management, Inc.

$217,637

0.18%

15,051

LaSalle St. Investment Advisors, LLC

$216,798

0.18%

14,993

FIRST FOUNDATION ADVISORS

$207,501

0.17%

14,350

JANE STREET GROUP, LLC

$184,075

0.15%

12,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	12,730	$184,075	100.0%	Defined

Stratos Wealth Partners, LTD.

$163,933

0.14%

11,337

Carl P. Sherr & Co., LLC

$163,759

0.14%

11,325

MOSAIC FAMILY WEALTH PARTNERS, LLC

$154,201

0.13%

10,664

MAIMON WEALTH MANAGEMENT LTD.

$144,600

0.12%

10,000

CoreCap Advisors, LLC

$97,966

0.08%

6,775

EASTERN BANK

$61,281

0.05%

4,238

Fairscale Capital, LLC

$22,948

0.02%

1,587

Clear Street Group Inc.

$20,619

0.02%

1,426

PNC FINANCIAL SERVICES GROUP, INC.

$17,352

0.01%

1,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,200	$17,352	100.0%	Defined

Farther Finance Advisors, LLC

$11,857

0.01%

820

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$11,249

0.01%

778

Kentucky Trust Co

$11,206

0.01%

775

Integrated Wealth Concepts LLC

$7,230

0.01%

500

WHITTIER TRUST CO OF NEVADA INC

$2,530

0.00%

175

HIGHLINE WEALTH PARTNERS LLC

$1,879

0.00%

130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	28,836	$418,122	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	13,298	$192,821	100.0%	Other

Key facts CIK 1495825 CUSIP 401664107 13F (30d) 29 filings 29 filers Visit website