GBAB · Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust · Shareholders & Ownership
Market Cap
$344.86M
Shares
27.70M
Volume · Oct 21
78.98K
Avg daily vol (3M)
137.95K
Every disclosed holder of GBAB in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns GBAB
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 8,286,996 | — |
| Insiders (Forms 3, 4, 5) | 1,700 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 566,743 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of GBAB
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,542,880 | ||
| 1.1 |
MORGAN STANLEY
13G
CIK 895421 · Holding company · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
3,542,881 | ||
| 2 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
801,655 | ||
| 3 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
418,035 | ||
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
288,901 | ||
| 5 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
272,969 | ||
| 6 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
230,759 | ||
| 6.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
192,634 | ||
| 7 |
|
193,113 | ||
| 8 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
181,841 | ||
| 9 |
Cooper Financial Group
13F
CIK 1751581 · Registered investment adviser · Sep 30, 2026
|
179,970 | ||
| 10 |
Venture Visionary Partners LLC
13F
CIK 1792283 · Registered investment adviser · Sep 30, 2026
|
179,622 | ||
| 11 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
158,813 | ||
| 12 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
151,322 | ||
| 13 |
Cohen & Steers Closed-End Opportunity Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
|
140,924 | ||
| 13.1 |
RiverNorth Flexible Municipal Income Fund II Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Flexible Municipal Income Fund II Inc., not summed
|
74,564 | ||
| 13.2 |
RiverNorth Managed Duration Muni Income Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Managed Duration Municipal Income Fund Inc., not summed
|
63,617 | ||
| 13.3 |
RiverNorth Managed Duration Municipal Income Fund II Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Managed Duration Municipal Income Fund II Inc., not summed
|
28,627 | ||
| 13.4 |
RiverNorth Opportunistic Municipal Income Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Opportunistic Municipal Income Fund Inc., not summed
|
21,478 | ||
| 13.5 |
RiverNorth Flexible Municipal Income Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RiverNorth Flexible Municipal Income Fund Inc., not summed
|
20,571 | ||
| 14 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
140,924 | ||
| 15 |
Fiera Capital Corp
13F
CIK 1505817 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
138,884 | ||
| 16 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
103,718 | ||
| 17 |
WHITTIER TRUST CO
13F
CIK 1137881 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100,514 | ||
| 18 |
Savvy Advisors, Inc.
13F
CIK 2003633 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
83,949 | ||
| 19 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
82,861 | ||
| 20 |
DAYMARK WEALTH PARTNERS, LLC
13F
CIK 1956824 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
82,107 | ||
| 21 |
Morse Asset Management, Inc
13F
CIK 1705711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
78,944 | ||
| 22 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
77,972 | ||
| 23 |
JBR Co Financial Management Inc
13F
CIK 2017878 · Unknown · Sep 30, 2026
|
69,865 | ||
| 24 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,494 | ||
| 25 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
55,494 | ||
| 26 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,558 | ||
| 27 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,727 | ||
| 28 |
Intellus Advisors LLC
13F
CIK 2055137 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
39,668 | ||
| 29 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
34,850 | ||
| 30 |
Xcel Wealth Management, LLC
13F
CIK 1791002 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
34,258 | ||
| 31 |
INVICTUS PRIVATE WEALTH, LLC
13F
CIK 1939208 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,723 | ||
| 32 |
David J Yvars Group
13F
CIK 1836266 · Registered investment adviser · Sep 30, 2026
|
32,545 | ||
| 33 |
Fortitude Advisory Group L.L.C.
13F
CIK 1928999 · Registered investment adviser · Sep 30, 2026
|
30,294 | ||
| 34 |
OPPENHEIMER & CO INC
13F
CIK 822581 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,385 | ||
| 35 |
Walker Asset Management, LLC
13F
CIK 1923053 · Unknown · Sep 30, 2026
|
27,348 | ||
| 36 |
UVA Unconstrained Medium-Term Fixed Income ETF
Fund
S000057345 · Registered fund · Jun 30, 2026
SPINNAKER ETF SERIES, not summed
|
24,328 | ||
| 37 |
MGO ONE SEVEN LLC
13F
CIK 1731444 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,959 | ||
| 38 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,958 | ||
| 39 |
NBC SECURITIES, INC.
13F
CIK 791540 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,773 | ||
| 40 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
17,525 | ||
| 41 |
Integrity Wealth Partners, LLC
13F
CIK 2121884 · Registered investment adviser · Sep 30, 2026
|
17,050 | ||
| 42 |
Estate Planners Group, LLC
13F
CIK 2118977 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,179 | ||
| 43 |
DAVENPORT & Co LLC
13F
CIK 887777 · Registered investment adviser · Sep 30, 2026
|
15,558 | ||
| 44 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,498 | ||
| 45 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,051 | ||
| 46 |
LaSalle St. Investment Advisors, LLC
13F
CIK 1966193 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,993 | ||
| 47 |
FIRST FOUNDATION ADVISORS
13F
CIK 1086763 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,350 | ||
| 48 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,730 | ||
| 49 |
Stratos Wealth Partners, LTD.
13F
CIK 1612865 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,337 | ||
| 50 |
Carl P. Sherr & Co., LLC
13F
CIK 1818535 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,325 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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