LPL Financial LLC
Position in GBAB — Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
CIK 1403438
FORT MILL, SC
Position in GBAB
as of Mar 31, 2026
· filed May 6, 2026
Position Value
$7,005,109
+$314,758 QoQ
Shares Held
483,111
+7.7% QoQ
Ownership
1.75%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in GBAB Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026LPL Financial LLC holds $3,126,810,510 across 416 Asset Management names. GBAB ranks #106 (0.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
218,728 | $210,352,904 | |
| 2 | BX |
Blackstone Inc.
|
1,469,080 | $168,929,509 | |
| 3 | BPRE |
Bluerock Private Real Estate Fund
|
5,778,813 | $95,986,083 | |
| 4 | PDI |
PIMCO Dynamic Income Fund
|
5,288,936 | $90,493,694 | |
| 5 | PHYS |
Sprott Physical Gold Trust
|
2,361,598 | $83,695,033 | |
| 6 | PSLV |
Sprott Physical Silver Trust
|
3,183,953 | $77,656,613 | |
| 7 | ARCC |
Ares Capital Corp
|
4,038,185 | $72,768,093 | |
| 8 | PFG |
Principal Financial Group Inc
|
728,464 | $65,641,891 |
All Filings in GBAB
Export CSV
25 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $7,005,109 | 483,111 | Shares | Sole | 2026-05-06 | |
| 2025-12-31 | $6,690,351 | 448,415 | Shares | Sole | 2026-02-11 | |
| 2025-09-30 | $6,531,058 | 419,195 | Shares | Sole | 2025-11-12 | |
| 2025-06-30 | $3,533,332 | 234,929 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $6,104,805 | 392,592 | Shares | Sole | 2025-05-07 | |
| 2024-12-31 | $3,606,154 | 237,247 | Shares | Sole | 2025-02-11 | |
| 2024-09-30 | $1,370,677 | 77,968 | Shares | Sole | 2024-11-08 | |
| 2024-06-30 | $4,660,894 | 293,138 | Shares | Sole | 2024-08-07 | |
| 2024-03-31 | $5,286,352 | 325,314 | Shares | Sole | 2024-05-10 | |
| 2023-12-31 | $4,438,715 | 274,164 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $1,822,981 | 117,309 | Shares | Sole | 2023-11-13 | |
| 2023-06-30 | $3,168,915 | 194,412 | Shares | Sole | 2023-07-31 | |
| 2023-03-31 | $2,991,627 | 175,565 | Shares | Sole | 2023-05-10 | |
| 2022-12-31 | $1,540,686 | 94,174 | Shares | Sole | 2023-02-07 | |
| 2022-09-30 | $1,613,132 | 104,613 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $2,071,547 | 116,510 | Shares | Sole | 2022-08-12 | |
| 2022-03-31 | $2,144,858 | 107,836 | Shares | Sole | 2022-05-16 | |
| 2021-12-31 | $2,110,166 | 88,924 | Shares | Sole | 2022-02-14 | |
| 2021-09-30 | $1,305,738 | 53,339 | Shares | Sole | 2021-11-15 | |
| 2021-06-30 | $1,142,313 | 46,285 | Shares | Sole | 2021-08-13 | |
| 2021-03-31 | $903,029 | 38,591 | Shares | Sole | 2021-05-14 | |
| 2020-12-31 | $771,786 | 30,278 | Shares | Sole | 2021-02-12 | |
| 2020-09-30 | $301,578 | 12,795 | Shares | Sole | 2020-11-09 | |
| 2020-06-30 | $305,900 | 13,157 | Shares | Sole | 2020-08-13 | |
| 2020-03-31 | $219,957 | 9,989 | Shares | Sole | 2020-05-14 | |
| No filing history on record for this holder in this stock. | ||||||