Smith Asset Management Co., LLC

CIK

2068217

Location

Chiefland, FL

Portfolio Value

Small $114,516,552

Diversification

Diversified

Filing Date

Global Rank

#1,635 / 2,968 ▲ 3968

Top Industry

Asset Management 77.6%

3Y Alpha vs SPY

-10.6%

Period ended 29 days ago

Filed Jul 14, 2026 · 15d

7 quarters · since Dec 2024

Clone Performance

Feb 2025–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+8.7%

SPY

+23.3%

Annualised alpha

-9.6%

Max drawdown

−11.7%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 6 quarters. Past performance does not predict future results.

Portfolio Concentration

64 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.0%

−0.1 pts

Top 5

26.7%

−0.3 pts

Top 10

43.5%

−0.5 pts

HHI

301

Diversified−11

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	79.8%	$91,381,201	44
Unclassified	6.2%	$7,075,533	3
Real Estate	5.2%	$5,981,417	8
Technology	5.0%	$5,736,181	2
Consumer Cyclical	1.5%	$1,691,498	1
Utilities	0.9%	$1,040,325	2
Consumer Defensive	0.7%	$764,937	2
Communication Services	0.5%	$606,099	1
Healthcare	0.2%	$239,361	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

11 positions

Ticker	Company	Δ Shares	Shares	Value
ARCC	Ares Capital Corp	+5,487	349,766	$6,481,163
MSFT	Microsoft Corp	+2,366	5,066	$1,889,719
PTY	Pimco Corporate & Income Opportunity Fund	+2,303	167,505	$2,015,085
GOF	Guggenheim Strategic Opportunities Fund	+1,025	140,005	$1,528,854
QQQ	Invesco Qqq Trust, Series 1	+886	2,747	$2,022,890
AAPL	Apple Inc.	+628	13,293	$3,846,462
AMZN	Amazon Com Inc	+603	7,097	$1,691,498
BRK-B	Berkshire Hathaway Inc	+377	15,920	$7,966,208
RNP	Cohen & Steers REIT & Preferred & Income Fund Inc	+171	45,341	$920,422
GOOGL	Alphabet Inc.	+116	1,696	$606,099
SPY	Spdr S&P 500 ETF Trust	+33	6,014	$4,491,074
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JPC	Nuveen Preferred & Income Opportunities Fund	−20,542	890,862	$7,019,992
AWF	Alliancebernstein Global High Income Fund Inc	−7,517	386,580	$3,981,774
RFI	Cohen & Steers Total Return Realty Fund Inc	−5,977	333,654	$3,776,963
DNP	Dnp Select Income Fund Inc	−5,778	396,153	$4,274,490
DSU	Blackrock Debt Strategies Fund, Inc.	−5,409	194,122	$1,882,983
FFA	First Trust Enhanced Equity Income Fund	−3,465	149,777	$3,349,013
BGY	BlackRock Enhanced International Dividend Trust	−3,422	478,458	$2,746,348
MCI	Barings Corporate Investors	−3,367	169,554	$2,977,368
CSQ	Calamos Strategic Total Return Fund	−3,250	226,606	$4,659,019
BTZ	Blackrock Credit Allocation Income Trust	−2,945	273,343	$2,793,565
SEVN	Seven Hills Realty Trust	−2,727	29,326	$247,218
HQH	abrdn Healthcare Investors	−2,537	112,724	$2,477,673
ASGI	abrdn Global Infrastructure Income Fund	−2,165	56,489	$1,313,369
FLC	Flaherty & Crumrine Total Return Fund Inc	−2,120	124,011	$2,095,785
PCN	Pimco Corporate & Income Strategy Fund	−2,052	242,388	$2,896,536
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	−1,934	74,916	$1,219,632
BLW	BLACKROCK Ltd DURATION INCOME TRUST	−1,711	53,354	$666,391
PDI	PIMCO Dynamic Income Fund	−1,666	160,826	$2,685,794
UTG	Reaves Utility Income Fund	−1,501	73,879	$3,008,352
GDO	Western Asset Global Corporate Opportunity Fund Inc.	−1,471	111,189	$1,193,057
PFD	Flaherty & Crumrine Preferred & Income Fund Inc	−1,397	72,668	$845,128
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	−1,325	93,742	$1,937,647
PMO	Franklin Municipal Opportunities Trust	−1,193	12,549	$132,266
ASG	Liberty All Star Growth Fund Inc.	−1,152	40,227	$220,041
PFO	Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC	−1,100	30,718	$283,834
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
OUT	OUTFRONT Media Inc.	19,354	$634,037
DIA	Spdr Dow Jones Industrial Average ETF Trust	1,075	$561,569
ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund	8,836	$207,999
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

64 tracked positions · $114,516,552 total · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Real Estate Technology Utilities

Showing 1–50 of 64 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BRK-B	Berkshire Hathaway Inc Financial Services	Added	15,920	+377	$7,966,208	+7.0%	6.96%
JPC	Nuveen Preferred & Income Opportunities Fund Financial Services	Reduced	890,862	-20,542	$7,019,992	+2.2%	6.13%
ARCC	Ares Capital Corp Financial Services	Added	349,766	+5,487	$6,481,163	+4.5%	5.66%
CSQ	Calamos Strategic Total Return Fund Financial Services	Reduced	226,606	-3,250	$4,659,019	+18.4%	4.07%
SPY	Spdr S&P 500 ETF Trust	Added	6,014	+33	$4,491,074	+15.5%	3.92%
DNP	Dnp Select Income Fund Inc Financial Services	Reduced	396,153	-5,778	$4,274,490	+3.3%	3.73%
AWF	Alliancebernstein Global High Income Fund Inc Financial Services	Reduced	386,580	-7,517	$3,981,774	−0.7%	3.48%
AAPL	Apple Inc. Technology	Added	13,293	+628	$3,846,462	+19.7%	3.36%
RFI	Cohen & Steers Total Return Realty Fund Inc Financial Services	Reduced	333,654	-5,977	$3,776,963	−0.2%	3.30%
FFA	First Trust Enhanced Equity Income Fund Financial Services	Reduced	149,777	-3,465	$3,349,013	+7.1%	2.92%
UTG	Reaves Utility Income Fund Financial Services	Reduced	73,879	-1,501	$3,008,352	+1.6%	2.63%
MCI	Barings Corporate Investors Financial Services	Reduced	169,554	-3,367	$2,977,368	−0.1%	2.60%
PCN	Pimco Corporate & Income Strategy Fund Financial Services	Reduced	242,388	-2,052	$2,896,536	−0.4%	2.53%
NLY	Annaly Capital Management Inc Real Estate	Reduced	125,746	-263	$2,811,680	+5.5%	2.46%
BTZ	Blackrock Credit Allocation Income Trust Financial Services	Reduced	273,343	-2,945	$2,793,565	+0.1%	2.44%
BGY	BlackRock Enhanced International Dividend Trust Financial Services	Reduced	478,458	-3,422	$2,746,348	+5.3%	2.40%
PDI	PIMCO Dynamic Income Fund Financial Services	Reduced	160,826	-1,666	$2,685,794	−3.4%	2.35%
PSF	Cohen & Steers Select Preferred & Income Fund, Inc. Financial Services	Reduced	129,643	-917	$2,609,713	+3.1%	2.28%
UTF	Cohen & Steers Infrastructure Fund Inc Financial Services	Reduced	93,866	-1,014	$2,589,762	+5.5%	2.26%
HQH	abrdn Healthcare Investors Financial Services	Reduced	112,724	-2,537	$2,477,673	+20.8%	2.16%
FLC	Flaherty & Crumrine Total Return Fund Inc Financial Services	Reduced	124,011	-2,120	$2,095,785	+0.1%	1.83%
QQQ	Invesco Qqq Trust, Series 1	Added	2,747	+886	$2,022,890	+88.3%	1.77%
PTY	Pimco Corporate & Income Opportunity Fund Financial Services	Added	167,505	+2,303	$2,015,085	+1.1%	1.76%
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc Financial Services	Reduced	93,742	-1,325	$1,937,647	+1.6%	1.69%
MSFT	Microsoft Corp Technology	Added	5,066	+2,366	$1,889,719	+89.1%	1.65%
DSU	Blackrock Debt Strategies Fund, Inc. Financial Services	Reduced	194,122	-5,409	$1,882,983	−1.6%	1.64%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,097	+603	$1,691,498	+25.1%	1.48%
GOF	Guggenheim Strategic Opportunities Fund Financial Services	Added	140,005	+1,025	$1,528,854	−0.2%	1.34%
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust Financial Services	Reduced	52,521	-814	$1,523,634	+8.3%	1.33%
ASGI	abrdn Global Infrastructure Income Fund Financial Services	Reduced	56,489	-2,165	$1,313,369	+0.1%	1.15%
SOR	Source Capital /De/ Financial Services	Reduced	28,062	-164	$1,290,010	−1.3%	1.13%
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC Financial Services	Reduced	74,916	-1,934	$1,219,632	+2.5%	1.07%
GDO	Western Asset Global Corporate Opportunity Fund Inc. Financial Services	Reduced	111,189	-1,471	$1,193,057	−1.6%	1.04%
MPV	Barings Participation Investors Financial Services	Reduced	68,007	-603	$1,145,237	−2.6%	1.00%
NVG	Nuveen AMT-Free Municipal Credit Income Fund Financial Services	Reduced	86,848	-877	$1,111,654	+2.8%	0.97%
RNP	Cohen & Steers REIT & Preferred & Income Fund Inc Financial Services	Added	45,341	+171	$920,422	+3.1%	0.80%
STK	Columbia Seligman Premium Technology Growth Fund, Inc. Financial Services	Reduced	15,702	-368	$845,866	+38.8%	0.74%
PFD	Flaherty & Crumrine Preferred & Income Fund Inc Financial Services	Reduced	72,668	-1,397	$845,128	+2.1%	0.74%
OHI	Omega Healthcare Investors Inc Real Estate	Reduced	15,667	-834	$747,002	+3.3%	0.65%
SPH	Suburban Propane Partners LP Utilities	Reduced	41,451	-565	$708,812	−14.3%	0.62%
BME	BlackRock Health Sciences Trust Financial Services	Reduced	16,179	-350	$694,888	+9.2%	0.61%
BLW	BLACKROCK Ltd DURATION INCOME TRUST Financial Services	Reduced	53,354	-1,711	$666,391	−3.9%	0.58%
OUT	OUTFRONT Media Inc. Real Estate	NEW	19,354	NEW	$634,037	NEW	0.55%
GOOGL	Alphabet Inc. Communication Services	Added	1,696	+116	$606,099	+33.4%	0.53%
HYT	Blackrock Corporate High Yield Fund, Inc. Financial Services	Reduced	70,459	-330	$603,129	+0.0%	0.53%
IRM	Iron Mountain Inc Real Estate	Held	4,756	0	$600,730	+23.7%	0.52%
DOC	Healthpeak Properties, Inc. Real Estate	Reduced	27,243	-150	$583,000	+29.5%	0.51%
DIA	Spdr Dow Jones Industrial Average ETF Trust	NEW	1,075	NEW	$561,569	NEW	0.49%
MSD	Morgan Stanley Emerging Markets Debt Fund Inc Financial Services	Reduced	71,002	-945	$518,314	+2.6%	0.45%
WMT	Walmart Inc. Consumer Defensive	Reduced	4,444	-15	$503,327	−9.2%	0.44%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.