Smith Asset Management Co., LLC

CIK

2068217

Location

Chiefland, FL

Portfolio Value

Small $105,638,368

Diversification

Diversified

Filing Date

Global Rank

#5,247 / 8,232 ▲ 179

Top Industry

Asset Management 79.7%

3Y Alpha vs SPY

-11.2%

Period ended 2 months ago

Filed May 15, 2026 · 30d

6 quarters · since Dec 2024

Clone Performance

Feb 2025–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+8.0%

SPY

+23.4%

Annualised alpha

-11.2%

Max drawdown

−11.7%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

60 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

7.1%

+0.3 pts

Top 5

27.1%

+0.2 pts

Top 10

44.1%

+0.0 pts

HHI

314

Diversified−0

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Financial Services	83.0%	$87,686,061	42
Unclassified	4.7%	$4,963,814	2
Real Estate	4.5%	$4,759,852	7
Technology	4.0%	$4,213,709	2
Consumer Cyclical	1.3%	$1,352,505	1
Utilities	1.1%	$1,174,809	2
Consumer Defensive	0.8%	$800,702	2
Communication Services	0.4%	$454,344	1
Healthcare	0.2%	$232,572	1

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ARCC	Ares Capital Corp	+29,081	344,279	$6,203,907
PCN	Pimco Corporate & Income Strategy Fund	+16,686	244,440	$2,908,836
DSU	Blackrock Debt Strategies Fund, Inc.	+16,566	199,531	$1,913,502
GOF	Guggenheim Strategic Opportunities Fund	+15,921	138,980	$1,531,559
PDI	PIMCO Dynamic Income Fund	+13,913	162,492	$2,780,238
RNP	Cohen & Steers REIT & Preferred & Income Fund Inc	+9,642	45,170	$892,559
LDP	Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.	+7,231	19,016	$379,749
CSQ	Calamos Strategic Total Return Fund	+5,907	229,856	$3,935,134
NLY	Annaly Capital Management Inc	+5,773	126,009	$2,665,090
RFI	Cohen & Steers Total Return Realty Fund Inc	+5,645	339,631	$3,783,489
HYT	Blackrock Corporate High Yield Fund, Inc.	+5,382	70,789	$603,122
MSD	Morgan Stanley Emerging Markets Debt Fund Inc	+4,621	71,947	$505,067
BME	BlackRock Health Sciences Trust	+3,644	16,529	$636,531
WEA	Western Asset Premier Bond Fund	+3,404	18,367	$194,322
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	+2,965	76,850	$1,190,406
PTY	Pimco Corporate & Income Opportunity Fund	+2,821	165,202	$1,992,336
MSFT	Microsoft Corp	+1,834	2,700	$999,459
AAPL	Apple Inc.	+1,127	12,665	$3,214,250
AMZN	Amazon Com Inc	+876	6,494	$1,352,505
BRK-B	Berkshire Hathaway Inc	+598	15,543	$7,448,205
BLW	BLACKROCK Ltd DURATION INCOME TRUST	+571	55,065	$693,268
GOOGL	Alphabet Inc.	+560	1,580	$454,344
QQQ	Invesco Qqq Trust, Series 1	+529	1,861	$1,074,131
SPY	Spdr S&P 500 ETF Trust	+214	5,981	$3,889,683
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust	+73	53,335	$1,406,977
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PFD	Flaherty & Crumrine Preferred & Income Fund Inc	−31,853	74,065	$828,046
JPC	Nuveen Preferred & Income Opportunities Fund	−14,620	911,404	$6,871,986
BGY	BlackRock Enhanced International Dividend Trust	−13,019	481,880	$2,606,970
AWF	Alliancebernstein Global High Income Fund Inc	−8,005	394,097	$4,007,966
DNP	Dnp Select Income Fund Inc	−7,794	401,931	$4,139,889
MCI	Barings Corporate Investors	−3,224	172,921	$2,981,158
BTZ	Blackrock Credit Allocation Income Trust	−3,028	276,288	$2,790,508
GDO	Western Asset Global Corporate Opportunity Fund Inc.	−3,003	112,660	$1,212,221
NVG	Nuveen AMT-Free Municipal Credit Income Fund	−2,559	87,725	$1,081,649
UTF	Cohen & Steers Infrastructure Fund Inc	−1,822	94,880	$2,455,494
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	−1,817	95,067	$1,907,994
HQH	abrdn Healthcare Investors	−1,799	115,261	$2,050,493
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	−1,789	130,560	$2,531,558
MPV	Barings Participation Investors	−1,713	68,610	$1,175,975
UTG	Reaves Utility Income Fund	−1,627	75,380	$2,960,926
FLC	Flaherty & Crumrine Total Return Fund Inc	−1,520	126,131	$2,093,774
ASGI	abrdn Global Infrastructure Income Fund	−995	58,654	$1,311,503
SEVN	Seven Hills Realty Trust	−540	32,053	$263,475
ASG	Liberty All Star Growth Fund Inc.	−500	41,379	$196,550
FFA	First Trust Enhanced Equity Income Fund	−426	153,242	$3,126,136
SVC	Service Properties Trust	−350	17,902	$24,346
SPH	Suburban Propane Partners LP	−304	42,016	$827,295
IRM	Iron Mountain Inc	−165	4,756	$485,777
OHI	Omega Healthcare Investors Inc	−150	16,501	$723,073
MO	Altria Group, Inc.	−135	3,736	$246,538
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
PMO	Putnam Municipal Opportunities Trust	13,742	$141,542
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
EQH	Equitable Holdings, Inc.	82,004	$3,907,490
ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund	8,928	$206,236
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

60 positions · $105,638,368 total · as of Mar 31, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Real Estate Technology Utilities

Showing 1–50 of 60 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BRK-B	Berkshire Hathaway Inc Financial Services	Added	15,543	+598	$7,448,205	−0.9%	7.05%
JPC	Nuveen Preferred & Income Opportunities Fund Financial Services	Reduced	911,404	-14,620	$6,871,986	−8.5%	6.51%
ARCC	Ares Capital Corp Financial Services	Added	344,279	+29,081	$6,203,907	−2.7%	5.87%
DNP	Dnp Select Income Fund Inc Financial Services	Reduced	401,931	-7,794	$4,139,889	+1.1%	3.92%
AWF	Alliancebernstein Global High Income Fund Inc Financial Services	Reduced	394,097	-8,005	$4,007,966	−6.8%	3.79%
CSQ	Calamos Strategic Total Return Fund Financial Services	Added	229,856	+5,907	$3,935,134	−8.5%	3.73%
SPY	Spdr S&P 500 ETF Trust	Added	5,981	+214	$3,889,683	−1.1%	3.68%
RFI	Cohen & Steers Total Return Realty Fund Inc Financial Services	Added	339,631	+5,645	$3,783,489	+2.5%	3.58%
AAPL	Apple Inc. Technology	Added	12,665	+1,127	$3,214,250	+2.5%	3.04%
FFA	First Trust Enhanced Equity Income Fund Financial Services	Reduced	153,242	-426	$3,126,136	−7.6%	2.96%
MCI	Barings Corporate Investors Financial Services	Reduced	172,921	-3,224	$2,981,158	−6.8%	2.82%
UTG	Reaves Utility Income Fund Financial Services	Reduced	75,380	-1,627	$2,960,926	+5.1%	2.80%
PCN	Pimco Corporate & Income Strategy Fund Financial Services	Added	244,440	+16,686	$2,908,836	+0.1%	2.75%
BTZ	Blackrock Credit Allocation Income Trust Financial Services	Reduced	276,288	-3,028	$2,790,508	−7.8%	2.64%
PDI	PIMCO Dynamic Income Fund Financial Services	Added	162,492	+13,913	$2,780,238	+5.7%	2.63%
NLY	Annaly Capital Management Inc Real Estate	Added	126,009	+5,773	$2,665,090	−0.9%	2.52%
BGY	BlackRock Enhanced International Dividend Trust Financial Services	Reduced	481,880	-13,019	$2,606,970	−10.4%	2.47%
PSF	Cohen & Steers Select Preferred & Income Fund, Inc. Financial Services	Reduced	130,560	-1,789	$2,531,558	−5.7%	2.40%
UTF	Cohen & Steers Infrastructure Fund Inc Financial Services	Reduced	94,880	-1,822	$2,455,494	+5.3%	2.32%
FLC	Flaherty & Crumrine Total Return Fund Inc Financial Services	Reduced	126,131	-1,520	$2,093,774	−6.3%	1.98%
HQH	abrdn Healthcare Investors Financial Services	Reduced	115,261	-1,799	$2,050,493	−7.5%	1.94%
PTY	Pimco Corporate & Income Opportunity Fund Financial Services	Added	165,202	+2,821	$1,992,336	−4.9%	1.89%
DSU	Blackrock Debt Strategies Fund, Inc. Financial Services	Added	199,531	+16,566	$1,913,502	+2.7%	1.81%
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc Financial Services	Reduced	95,067	-1,817	$1,907,994	−5.3%	1.81%
GOF	Guggenheim Strategic Opportunities Fund Financial Services	Added	138,980	+15,921	$1,531,559	−3.4%	1.45%
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust Financial Services	Added	53,335	+73	$1,406,977	+2.8%	1.33%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,494	+876	$1,352,505	+4.3%	1.28%
ASGI	abrdn Global Infrastructure Income Fund Financial Services	Reduced	58,654	-995	$1,311,503	−1.7%	1.24%
SOR	Source Capital /De/ Financial Services	Reduced	28,226	-119	$1,307,428	+0.8%	1.24%
GDO	Western Asset Global Corporate Opportunity Fund Inc. Financial Services	Reduced	112,660	-3,003	$1,212,221	−11.3%	1.15%
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC Financial Services	Added	76,850	+2,965	$1,190,406	−2.4%	1.13%
MPV	Barings Participation Investors Financial Services	Reduced	68,610	-1,713	$1,175,975	+5.2%	1.11%
NVG	Nuveen AMT-Free Municipal Credit Income Fund Financial Services	Reduced	87,725	-2,559	$1,081,649	−5.4%	1.02%
QQQ	Invesco Qqq Trust, Series 1	Added	1,861	+529	$1,074,131	+31.3%	1.02%
MSFT	Microsoft Corp Technology	Added	2,700	+1,834	$999,459	+138.6%	0.95%
RNP	Cohen & Steers REIT & Preferred & Income Fund Inc Financial Services	Added	45,170	+9,642	$892,559	+26.5%	0.84%
PFD	Flaherty & Crumrine Preferred & Income Fund Inc Financial Services	Reduced	74,065	-31,853	$828,046	−34.1%	0.78%
SPH	Suburban Propane Partners LP Utilities	Reduced	42,016	-304	$827,295	+5.4%	0.78%
OHI	Omega Healthcare Investors Inc Real Estate	Reduced	16,501	-150	$723,073	−2.1%	0.68%
BLW	BLACKROCK Ltd DURATION INCOME TRUST Financial Services	Added	55,065	+571	$693,268	−7.4%	0.66%
BME	BlackRock Health Sciences Trust Financial Services	Added	16,529	+3,644	$636,531	+20.1%	0.60%
STK	Columbia Seligman Premium Technology Growth Fund, Inc. Financial Services	Held	16,070	0	$609,535	+3.1%	0.58%
HYT	Blackrock Corporate High Yield Fund, Inc. Financial Services	Added	70,789	+5,382	$603,122	+3.6%	0.57%
WMT	Walmart Inc. Consumer Defensive	Added	4,459	+10	$554,164	+11.8%	0.52%
MSD	Morgan Stanley Emerging Markets Debt Fund Inc Financial Services	Added	71,947	+4,621	$505,067	+1.5%	0.48%
IRM	Iron Mountain Inc Real Estate	Reduced	4,756	-165	$485,777	+19.0%	0.46%
GOOGL	Alphabet Inc. Communication Services	Added	1,580	+560	$454,344	+42.3%	0.43%
DOC	Healthpeak Properties, Inc. Real Estate	Reduced	27,393	-50	$450,066	+2.0%	0.43%
LDP	Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. Financial Services	Added	19,016	+7,231	$379,749	+52.2%	0.36%
DUK	Duke Energy CORP Utilities	Reduced	2,654	-49	$347,514	+9.7%	0.33%