PFD · Flaherty & Crumrine Preferred & Income Fund Inc · Holdings

$11.12 -0.06 (-0.54%) At close · Sep 11

Market Cap

$142.92M

12.85M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 51

Total Value: $46,330,929

Total Shares: 3,983,746

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 51 13F filers · Δ vs Mar 31, 2026

Top Holder

36.7%

+2.0 pts

Top 5

63.7%

+0.8 pts

Top 10

77.4%

+0.0 pts

HHI

1,624

Moderately concentrated+115

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: 0

Institutional value: +8.9%

Shares held: +4.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid SIT INVESTMENT ASSOCIATES INC	+141,966	1,462,183
Mid Capital Investment Advisors, LLC	+6,762	22,651
Large Kestra Advisory Services, LLC	+6,593	18,046
Large Clear Street Group Inc.	+6,355	6,426
Mid CreativeOne Wealth, LLC	+6,099	23,199

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid 1607 Capital Partners, LLC	−30,393	49,004
Mega ROYAL BANK OF CANADA	−6,349	42,868
Mega MORGAN STANLEY	−5,379	297,511
Mega WELLS FARGO & COMPANY/MN	−3,015	93,148
Mid CARY STREET PARTNERS FINANCIAL LLC	−2,652	20,083

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small ACTION POINT FINANCIAL PLANNING, LLC	60,582	$704,557
Large Cambridge Investment Research Advisors, Inc.	17,460	$203,059
Mega CITADEL ADVISORS LLC	16,705	$194,279
Mid CoreCap Advisors, LLC	1,000	$11,630

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	15,568	$174,050
Mid CENTAURUS FINANCIAL, INC.	13,043	$145,820
Mid Sound Income Strategies, LLC	6,185	$69,148
Mid Western Wealth Management, LLC	2,850	$31,863

Filter: New 4 Increased 15 Reduced 16 Sold out 4 Unchanged 16

Showing 51 of 51

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$17,005,188

36.70%

1,462,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	1,462,183	$17,005,188	100.0%	Sole

CIBC Bancorp USA Inc.

$5,133,063

11.08%

441,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	441,364	$5,133,063	100.0%	Defined

MORGAN STANLEY

$3,460,052

7.47%

297,511

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	297,511	$3,460,052	100.0%	Defined

Fiera Capital Corp

$2,059,870

4.45%

177,117

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	177,117	$2,059,870	100.0%	Other

BANK OF AMERICA CORP /DE/

$1,837,307

3.97%

157,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	157,980	$1,837,307	100.0%	Defined

MGO ONE SEVEN LLC

$1,643,493

3.55%

141,315

UBS Group AG

$1,348,684

2.91%

115,966

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	115,835	$1,347,161	99.9%	Defined
UBS Securities LLC	131	$1,523	0.1%	Defined

LPL Financial LLC

$1,267,751

2.74%

109,007

WELLS FARGO & COMPANY/MN

$1,083,310

2.34%

93,148

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	43,747	$508,777	47.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	49,401	$574,533	53.0%	Defined

UMB Bank, n.a.

$1,004,517

2.17%

86,373

OSAIC HOLDINGS, INC.

$993,585

2.14%

85,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	78,990	$918,653	92.5%	Defined
Osaic Advisory Services, LLC	6,443	$74,932	7.5%	Defined

Smith Asset Management Co., LLC

$845,128

1.82%

72,668

ACTION POINT FINANCIAL PLANNING, LLC

$704,557

1.52%

60,582

RAYMOND JAMES FINANCIAL INC

$684,634

1.48%

58,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	32,967	$383,406	56.0%	Defined
Raymond James Financial Services Advisors, Inc.	25,901	$301,228	44.0%	Defined

ROBINSON CAPITAL MANAGEMENT, LLC

$640,498

1.38%

55,073

1607 Capital Partners, LLC

$569,916

1.23%

49,004

Pathway Financial Advisors LLC

$546,563

1.18%

46,996

ROYAL BANK OF CANADA

$498,554

1.08%

42,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	42,868	$498,554	100.0%	Defined

Calamos Advisors LLC

$478,283

1.03%

41,125

COMMONWEALTH EQUITY SERVICES, LLC

$428,321

0.92%

36,829

GUGGENHEIM CAPITAL LLC

$384,347

0.83%

33,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	32,604	$379,184	98.7%	Defined
SECURITY INVESTORS LLC	444	$5,163	1.3%	Defined

Bridgewealth Advisory Group, LLC

$297,611

0.64%

25,590

CreativeOne Wealth, LLC

$269,804

0.58%

23,199

Capital Investment Advisors, LLC

$263,431

0.57%

22,651

CARY STREET PARTNERS FINANCIAL LLC

$233,565

0.50%

20,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	20,083	$233,565	100.0%	Defined

Kestra Advisory Services, LLC

$209,874

0.45%

18,046

Cambridge Investment Research Advisors, Inc.

$203,059

0.44%

17,460

Beacon Pointe Advisors, LLC

$201,164

0.43%

17,297

WEDBUSH SECURITIES INC

$195,384

0.42%

16,800

CITADEL ADVISORS LLC

$194,279

0.42%

16,705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,705	$194,279	100.0%	Defined

D.A. DAVIDSON & CO.

$193,058

0.42%

16,600

LongView Wealth Management

$177,997

0.38%

15,305

Signature Wealth Management Partners, LLC

$166,902

0.36%

14,351

O'ROURKE & COMPANY, Inc

$159,133

0.34%

13,683

Cetera Investment Advisers

$135,582

0.29%

11,658

BlackRock, Inc.

$134,128

0.29%

11,533

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SpiderRock Advisors, LLC	11,533	$134,128	100.0%	Sole

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$128,627

0.28%

11,060

Rockefeller Capital Management L.P.

$122,487

0.26%

10,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	10,532	$122,487	100.0%	Defined

FIFTH THIRD BANCORP

$102,820

0.22%

8,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	8,841	$102,820	100.0%	Defined

Noble Wealth Management PBC

$83,235

0.18%

7,157

Clear Street Group Inc.

$74,734

0.16%

6,426

Farther Finance Advisors, LLC

$45,357

0.10%

3,900

Steward Partners Investment Advisory, LLC

$41,053

0.09%

3,530

WEBSTER BANK, N. A.

$23,260

0.05%

2,000

Whipplewood Advisors, LLC

$17,421

0.04%

1,498

Allworth Financial LP

$16,665

0.04%

1,433

CoreCap Advisors, LLC

$11,630

0.03%

1,000

US BANCORP \DE\

$3,489

0.01%

300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	300	$3,489	100.0%	Defined

HIGHLINE WEALTH PARTNERS LLC

$2,907

0.01%

250

Geneos Wealth Management Inc.

$2,326

0.01%

200

Blue Trust, Inc.

$2,326

0.01%

200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	15,568	$174,050	100.0%	Other

Key facts CIK 868578 CUSIP 338480106 13F (30d) 17 filings 17 filers Visit website