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Equibles

PFD

Flaherty & Crumrine Preferred & Income Fund Inc

Company with tickers: PFD

CIK
868578
CUSIP
338480106
Shares Outstanding
12,852,556
13F Activity (30d)
28 filings 28 filers

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Holders: 51
Total Value: $42,537,262
Total Shares: 3,804,766

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 51 13F filers · Δ vs Dec 31, 2025
Top Holder
34.7%
Jun 2023 → Mar 2026 · range 13.9% – 34.7%
+17.5 pts
Top 5
62.9%
Jun 2023 → Mar 2026 · range 48.1% – 62.9%
+14.5 pts
Top 10
77.3%
Jun 2023 → Mar 2026 · range 67.5% – 78.0%
+9.8 pts
HHI
1,509
Jun 2023 → Mar 2026 · range 690 – 1,509
Moderately concentrated +819

Quarterly Activity

vs Dec 31, 2025
New
10
Increased
13
Decreased
13
Sold Out
7
Unchanged
15
Holder count: +3
Institutional value: +40.0%
Shares held: +48.6%

Top Buyers

vs Dec 31, 2025
Institution Added Now Holds Open
Small 1607 Capital Partners, LLC +22,797 79,397
Mega LPL Financial LLC +20,312 109,892
Mega MORGAN STANLEY +10,452 302,890
Mega WELLS FARGO & COMPANY/MN +10,433 96,163
Mega RAYMOND JAMES FINANCIAL INC +9,590 56,164

Top Sellers

vs Dec 31, 2025
Institution Sold Now Holds Open
Micro Smith Asset Management Co., LLC −31,853 74,065
Large Calamos Advisors LLC −30,776 38,383
Mid MGO ONE SEVEN LLC −19,954 143,682
Mega UBS Group AG −10,318 112,617
Mega ROYAL BANK OF CANADA −9,695 49,217

Top New Positions

vs Dec 31, 2025
Institution Acquired Value (USD) Open
Mid SIT INVESTMENT ASSOCIATES INC 1,320,217 $14,760,026
Large CIBC Bancorp USA Inc. 441,364 $4,934,449
Mid Beacon Pointe Advisors, LLC 19,889 $222,359
Mid CreativeOne Wealth, LLC 17,100 $191,178
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,568 $174,050

Top Sold-Out Positions

vs Dec 31, 2025
Institution Previously Held Last Value (USD) Open
Large CIBC Private Wealth Group LLC 441,364 $5,238,990
Large Lido Advisors, LLC 66,880 $793,865
Mid AQR Arbitrage LLC 35,599 $422,560
Large COMERICA BANK 8,772 $104,123
Small Pinnacle Wealth Planning Services, Inc. 3,000 $35,610
Filter: New 10 Increased 13 Reduced 13 Sold out 7 Unchanged 15
Showing 51 of 51
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
Mid SIT INVESTMENT ASSOCIATES INC $14,760,026 34.70% 1,320,217
Large CIBC Bancorp USA Inc. Bank $4,934,449 11.60% 441,364
Mega MORGAN STANLEY $3,386,310 7.96% 302,890
Large Fiera Capital Corp $1,916,475 4.51% 171,420
Mega BANK OF AMERICA CORP /DE/ Bank $1,762,538 4.14% 157,651
Mid MGO ONE SEVEN LLC $1,606,364 3.78% 143,682
Mega UBS Group AG $1,259,057 2.96% 112,617
Mega LPL Financial LLC $1,228,592 2.89% 109,892
Mega WELLS FARGO & COMPANY/MN $1,075,101 2.53% 96,163
Mid UMB Bank, n.a. $965,650 2.27% 86,373
Large OSAIC HOLDINGS, INC. $964,743 2.27% 86,292
Small 1607 Capital Partners, LLC $887,658 2.09% 79,397
Micro Smith Asset Management Co., LLC $828,046 1.95% 74,065
Mega RAYMOND JAMES FINANCIAL INC $627,913 1.48% 56,164
Small ROBINSON CAPITAL MANAGEMENT, LLC $615,716 1.45% 55,073
Mega ROYAL BANK OF CANADA Bank $550,246 1.29% 49,217
Micro Pathway Financial Advisors LLC $538,831 1.27% 48,196
Large Calamos Advisors LLC $429,121 1.01% 38,383
Large COMMONWEALTH EQUITY SERVICES, LLC $417,226 0.98% 37,319
Large GUGGENHEIM CAPITAL LLC $367,016 0.86% 32,828
Micro Bridgewealth Advisory Group, LLC $286,096 0.67% 25,590
Mid CARY STREET PARTNERS FINANCIAL LLC $254,177 0.60% 22,735
Mid Beacon Pointe Advisors, LLC $222,359 0.52% 19,889
Small LongView Wealth Management $197,550 0.46% 17,670
Mid WEDBUSH SECURITIES INC Broker-Dealer $195,650 0.46% 17,500
Mid CreativeOne Wealth, LLC $191,178 0.45% 17,100
Mid D.A. DAVIDSON & CO. $185,588 0.44% 16,600
Mid Capital Investment Advisors, LLC $177,639 0.42% 15,889
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $174,050 0.41% 15,568
Small Signature Wealth Management Partners, LLC $160,444 0.38% 14,351
Small O'ROURKE & COMPANY, Inc $152,975 0.36% 13,683
Small CENTAURUS FINANCIAL, INC. $145,820 0.34% 13,043
Large Cetera Investment Advisers $129,889 0.31% 11,618
Mega BlackRock, Inc. $128,938 0.30% 11,533
Large Kestra Advisory Services, LLC $128,044 0.30% 11,453
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $123,650 0.29% 11,060
Large Rockefeller Capital Management L.P. $116,272 0.27% 10,400
Large FIFTH THIRD BANCORP Bank $98,451 0.23% 8,806
Small Noble Wealth Management PBC $71,048 0.17% 6,355
Mid Sound Income Strategies, LLC $69,148 0.16% 6,185
Mid Farther Finance Advisors, LLC $43,602 0.10% 3,900
Micro Whipplewood Advisors, LLC $40,706 0.10% 3,641
Large Steward Partners Investment Advisory, LLC $39,465 0.09% 3,530
Mid Western Wealth Management, LLC $31,863 0.07% 2,850
Small WEBSTER BANK, N. A. $22,360 0.05% 2,000
Mid Allworth Financial LP $16,020 0.04% 1,433
Mid Geneos Wealth Management Inc. $4,024 0.01% 360
Large US BANCORP \DE\ Bank $3,354 0.01% 300
Small HIGHLINE WEALTH PARTNERS LLC $2,795 0.01% 250
Mid Blue Trust, Inc. $2,236 0.01% 200
Large Clear Street Group Inc. $793 0.00% 71

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