Rockefeller Capital Management L.P.
Position in PFD — Flaherty & Crumrine Preferred & Income Fund Inc
CIK 1739439
NEW YORK, NY
Position in PFD
as of Mar 31, 2026
· filed May 14, 2026
Position Value
$116,272
-$5,668 QoQ
Shares Held
10,400
+1.2% QoQ
Ownership
0.081%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
15 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in PFD Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026Rockefeller Capital Management L.P. holds $1,112,986,934 across 323 Asset Management names. PFD ranks #193 (0.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
224,843 | $216,233,758 | |
| 2 | BX |
Blackstone Inc.
|
1,079,967 | $124,185,402 | |
| 3 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
1,625,764 | $59,746,824 | |
| 4 | APO |
Apollo Global Management, Inc.
|
459,986 | $51,251,638 | |
| 5 | KKR |
KKR & Co. Inc.
|
525,122 | $48,573,783 | |
| 6 | AMP |
Ameriprise Financial Inc
|
102,527 | $45,562,997 | |
| 7 | ARCC |
Ares Capital Corp
|
2,290,796 | $41,280,142 | |
| 8 | GBDC |
GOLUB CAPITAL BDC, Inc.
|
2,802,868 | $35,484,307 |
All Filings in PFD
Export CSV
15 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $116,272 | 10,400 | Shares | Defined | 2026-05-14 | |
| 2025-12-31 | $121,940 | 10,273 | Shares | Defined | 2026-03-17 | |
| 2025-09-30 | $121,930 | 10,144 | Shares | Defined | 2025-11-14 | |
| 2022-12-31 | $33,330 | 3,000 | Shares | Defined | 2023-03-06 | |
| 2022-09-30 | $31,830 | 3,000 | Shares | Defined | 2022-11-02 | |
| 2022-06-30 | $48,392 | 3,856 | Shares | Defined | 2022-08-12 | |
| 2022-03-31 | $34,650 | 2,500 | Shares | Defined | 2022-05-13 | |
| 2021-12-31 | $43,750 | 2,500 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $39,400 | 2,500 | Shares | Defined | 2021-11-12 | |
| 2021-06-30 | $41,750 | 2,500 | Shares | Defined | 2021-08-10 | |
| 2021-03-31 | $44,300 | 2,500 | Shares | Defined | 2021-05-11 | |
| 2020-12-31 | $47,375 | 2,500 | Shares | Defined | 2021-02-12 | |
| 2020-09-30 | $41,275 | 2,500 | Shares | Defined | 2020-11-13 | |
| 2020-06-30 | $37,752 | 2,600 | Shares | Defined | 2020-08-12 | |
| 2020-03-31 | $31,382 | 2,600 | Shares | Defined | 2020-05-12 | |
| No filing history on record for this holder in this stock. | ||||||