PFD · Flaherty & Crumrine Preferred & Income Fund Inc · Shareholders & Ownership
Market Cap
$132.77M
Shares
12.85M
Volume · Oct 27
56.64K
Avg daily vol (3M)
35.46K
Every disclosed holder of PFD in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns PFD
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 4,014,980 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 97,191 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of PFD
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,462,183 | ||
| 2 |
CIBC Bancorp USA Inc.
13F
CIK 1711924 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
441,364 | ||
| 3 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
297,511 | ||
| 4 |
Fiera Capital Corp
13F
CIK 1505817 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
177,117 | ||
| 5 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
157,980 | ||
| 6 |
MGO ONE SEVEN LLC
13F
CIK 1731444 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
141,315 | ||
| 7 |
|
115,966 | ||
| 8 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
109,007 | ||
| 9 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
93,148 | ||
| 10 |
UMB Bank, n.a.
13F
CIK 933429 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
86,373 | ||
| 11 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
85,433 | ||
| 12 |
Smith Asset Management Co., LLC
13F
CIK 2068217 · Registered investment adviser · Sep 30, 2026
|
71,468 | ||
| 13 |
ACTION POINT FINANCIAL PLANNING, LLC
13F
CIK 2116119 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,582 | ||
| 14 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
58,868 | ||
| 15 |
ROBINSON CAPITAL MANAGEMENT, LLC
13F
CIK 1599795 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
55,073 | ||
| 16 |
Robinson Opportunistic Income Fund
Fund
S000052274 · Registered fund · Jun 30, 2026
INVESTMENT MANAGERS SERIES TRUST, not summed
|
54,708 | ||
| 17 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
49,004 | ||
| 18 |
Pathway Financial Advisors LLC
13F
CIK 1738828 · Registered investment adviser · Sep 30, 2026
|
44,090 | ||
| 19 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
42,868 | ||
| 20 |
Calamos Advisors LLC
13F
CIK 1316507 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,125 | ||
| 20.1 |
Calamos CEF Income & Arbitrage ETF
Fund
S000083148 · Registered fund · Jul 31, 2026
Calamos ETF Trust, not summed
|
42,039 | ||
| 21 |
Hennion & Walsh Asset Management, Inc.
13F
CIK 1861642 · Investment adviser · Sep 30, 2026
|
40,798 | ||
| 22 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,829 | ||
| 23 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,048 | ||
| 23.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
328 | ||
| 23.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
116 | ||
| 24 |
Capital Investment Advisors, LLC
13F
CIK 1582732 · Registered investment adviser · Sep 30, 2026
|
26,937 | ||
| 25 |
Bridgewealth Advisory Group, LLC
13F
CIK 1801982 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,590 | ||
| 26 |
CreativeOne Wealth, LLC
13F
CIK 1739728 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,199 | ||
| 27 |
CARY STREET PARTNERS FINANCIAL LLC
13F
CIK 1475045 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,083 | ||
| 28 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,046 | ||
| 29 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,460 | ||
| 30 |
Beacon Pointe Advisors, LLC
13F
CIK 1744317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,297 | ||
| 31 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Sep 30, 2026
|
16,800 | ||
| 32 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,705 | ||
| 33 |
D.A. DAVIDSON & CO.
13F
CIK 1080107 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,600 | ||
| 34 |
Signature Wealth Management Partners, LLC
13F
CIK 1824694 · Unknown · Sep 30, 2026
|
14,351 | ||
| 35 |
O'ROURKE & COMPANY, Inc
13F
CIK 1911468 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,683 | ||
| 36 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,658 | ||
| 37 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,533 | ||
| 38 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
13F
CIK 1632972 · Unknown · Sep 30, 2026
|
11,060 | ||
| 39 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,532 | ||
| 40 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
9,430 | ||
| 41 |
FIFTH THIRD BANCORP
13F
CIK 35527 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,841 | ||
| 42 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,426 | ||
| 43 |
Farther Finance Advisors, LLC
13F
CIK 1992825 · Registered investment adviser · Sep 30, 2026
|
3,900 | ||
| 44 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,530 | ||
| 45 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Sep 30, 2026
|
2,300 | ||
| 46 |
WEBSTER BANK, N. A.
13F
CIK 1105837 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,000 | ||
| 47 |
Pathway Financial Advisers, LLC
13F
CIK 2024152 · Registered investment adviser · Sep 30, 2026
|
1,988 | ||
| 48 |
Whipplewood Advisors, LLC
13F
CIK 2052510 · Unknown · Sep 30, 2026
|
1,498 | ||
| 49 |
Allworth Financial LP
13F
CIK 1555170 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,433 | ||
| 50 |
|
300 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 53 holders
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Key facts
CIK
868578
CUSIP
338480106
13F (30d)
14 filings
14 filers
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