WEDBUSH SECURITIES INC

Registered adviser

CIK

1142495

Location

PASADENA, CA

Portfolio Value

Mid $3,865,072,700

Diversification

Diversified

Filing Date

Global Rank

#1,060 / 8,818 ▼ 32 · as of Jun 2026

Top Industry

Semiconductors 14.3%

Period ended 28 days ago

Filed Oct 22, 2026 · 6d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 877

Roster of Oct 1, 2026

Regulatory AUM

$6,748,146,144

Main clients

Individuals and high net worth (96% of AUM)

LEI

549300CSX55MXZ47EI78

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Oct 2026	$6,748,146,144	Individuals and high net worth (96%)
Dec 2025 to Sep 2026	$5,684,848,455	Individuals and high net worth (95%)
Oct 2024 to Sep 2025	$5,740,403,431	Individuals and high net worth (91%)
Oct 2023 to Sep 2024	$4,501,949,934	Individuals and high net worth (95%)
May 2023 to Sep 2023	$3,857,311,726	Individuals and high net worth (94%)
Oct 2022 to Apr 2023	$3,857,311,726	Individuals and high net worth (94%)

3 earlier changes not shown.

Stated strategy

Wealth management / planning Form ADV Part 2A, Sep 29, 2026 · original

In the firm's words

Wealth management / planning: With respect to financial planning, the analyses provided through your plan

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.3%, 33.2 effective positions, active share 40.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

14.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 22.7 quarters (12+), a floor since 75.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 40.3%; sector active share 24.6% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,300 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

12.5%

+0.3 pts

Top 5

33.2%

+1.2 pts

Top 10

45.0%

+1.7 pts

HHI

325

Diversified+24

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	35.1%	$1,356,202,390	504
Technology	26.9%	$1,039,521,212	115
Financial Services	9.1%	$351,270,995	253
Consumer Cyclical	5.6%	$217,540,297	56
Industrials	5.0%	$194,928,726	103
Communication Services	4.9%	$189,112,051	24
Consumer Defensive	4.4%	$170,500,780	31
Healthcare	4.2%	$162,667,223	67
Energy	2.3%	$87,018,880	42
Utilities	1.0%	$40,471,881	37
Basic Materials	0.7%	$28,924,119	28
Real Estate	0.7%	$26,914,146	40

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSTZ	BlackRock Science & Technology Term Trust	+472,956	1,236,826	$36,387,420
ALMU	Aeluma, Inc.	+301,350	352,775	$4,360,299
TAFM	AB Tax-Aware Intermediate Municipal ETF	+112,317	122,064	$2,928,315
JFR	Nuveen Floating Rate Income Fund	+109,837	122,273	$909,711
SYFI	AB Short Duration High Yield ETF	+81,215	114,207	$3,989,250
VEA	Vanguard FTSE Developed Markets ETF	+51,746	168,993	$11,932,595
SPCX	Space Exploration Technologies Corp	+51,744	81,557	$12,303,689
ACYN	First Trust Exchange-Traded Fund	+48,966	82,380	$1,718,446
CEV	Eaton Vance California Municipal Income Trust	+47,000	112,750	$1,143,285
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+42,990	71,299	$4,039,801
USA	Liberty All Star Equity Fund	+41,039	208,766	$1,204,579
APH	Amphenol Corp	+40,563	56,248	$4,741,706
CRWD	CrowdStrike Holdings, Inc.	+39,668	53,257	$14,099,790
CAIQ		+38,911	49,931	$1,307,692
GAB	Gabelli Equity Trust Inc	+31,177	231,506	$1,213,091
PDI	PIMCO Dynamic Income Fund	+30,355	105,783	$1,484,135
BST	BlackRock Science & Technology Trust	+29,796	122,104	$6,101,536
RDVY	First Trust Rising Dividend Achievers ETF	+27,671	112,607	$8,816,002
PDX	PIMCO Dynamic Income Strategy Fund	+27,069	51,919	$1,053,955
BUFR	FT Vest Laddered Buffer ETF	+26,698	173,246	$6,491,527
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	+26,635	71,186	$2,888,727
BIZD	VanEck BDC Income ETF	+26,629	160,520	$2,069,102
VXUS	Vanguard Total International Stock ETF	+25,515	96,772	$8,221,749
FLNC	Fluence Energy, Inc.	+25,300	36,200	$278,016
CORO		+23,377	33,244	$1,208,419
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AOM	iShares Core 40/60 Moderate Allocation ETF	−151,160	42,540	$2,073,399
IVES	Dan IVES Wedbush AI Revolution ETF	−97,972	164,214	$6,740,984
ECC	Eagle Point Credit Co	−58,730	67,215	$232,563
ORBS	Eightco Holdings Inc.	−57,500	23,500	$27,495
ALLW	SSGA Active Trust	−55,571	18,558	$530,202
CMCSA	Comcast Corp	−48,184	24,544	$534,077
NKE	NIKE, Inc.	−44,521	69,116	$2,446,706
IOVA	Iovance Biotherapeutics, Inc.	−39,377	106,096	$1,572,342
SGOV	iShares 0-3 Month Treasury Bond ETF	−39,356	286,171	$28,811,696
OXLC	Oxford Lane Capital Corp.	−39,053	57,181	$515,200
AAPL	Apple Inc.	−35,974	932,334	$310,485,868
KREF	KKR Real Estate Finance Trust Inc.	−33,645	43,520	$270,259
YYY	Amplify CEF High Income ETF	−31,324	235,629	$2,445,829
EVV	Eaton Vance Ltd Duration Income Fund	−29,947	61,685	$521,238
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−29,674	106,012	$6,287,571
BUCK	Simplify Treasury Option Income ETF	−28,005	352,111	$8,126,721
RITM	Rithm Capital Corp.	−27,782	190,719	$1,703,120
LVHI	Franklin International Low Volatility High Dividend Index ETF	−27,546	18,812	$784,648
GOF	Guggenheim Strategic Opportunities Fund	−27,254	164,885	$1,403,171
AGNC	AGNC Investment Corp.	−27,030	43,446	$394,055
PLTR	Palantir Technologies Inc.	−26,101	160,135	$29,953,251
ELM	Elm Market Navigator ETF	−25,571	6,994	$204,224
SRLN	State Street(R) Blackstone Senior Loan ETF	−23,985	147,618	$5,962,291
PFF	iShares Preferred and Income Securities ETF	−22,435	100,642	$2,968,939
NXDT	Nexpoint Diversified Real Estate Trust	−20,610	43,700	$227,677
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
TAFI	AB Tax-Aware Short Duration Municipal ETF	121,200	$2,979,096
BCD	abrdn ETFs	64,717	$2,489,662
RSST	Return Stacked(R) U.S. Stocks & Managed Futures ETF	36,242	$1,284,778
ROP	Roper Technologies Inc	3,435	$1,200,223
AVDV	Avantis International Small Cap Value ETF	9,455	$1,034,187
PVEX	TrueShares ConVequity ETF	33,339	$1,025,040
XAGG	Eaton Vance Income Opportunities ETF	17,861	$860,096
BORR	Borr Drilling Ltd	207,000	$805,230
VRSK	Verisk Analytics, Inc.	4,692	$787,552
FDT	First Trust Developed Markets ex-US AlphaDEX Fund	7,744	$725,535
RSBT	Return Stacked(R) Bonds & Managed Futures ETF	35,062	$682,657
PFIX	Simplify Interest Rate Hedge ETF	10,835	$681,413
PSUS	Pershing Square USA, Ltd.	17,100	$634,410
FMHI	First Trust Municipal High Income ETF	13,875	$622,293
INCY	Incyte Corp	4,906	$595,343
QQQI	NEOS Nasdaq-100(R) High Income ETF	10,355	$575,220
VFLO	VictoryShares Free Cash Flow ETF	11,045	$565,393
ARTY	iShares Future AI & Tech ETF	7,037	$551,137
VICI	Vici Properties Inc.	23,699	$544,366
FIDU	Fidelity MSCI Industrials Index ETF	5,692	$504,197
OKTA	Okta, Inc.	2,334	$488,062
GUNR	FlexShares Morningstar Global Upstream Natural Resources Index Fund	8,972	$473,183
AJG	Arthur J. Gallagher & Co.	2,042	$465,800
TEAM	Atlassian Corp	2,570	$460,775
HYLB	Xtrackers USD High Yield Corporate Bond ETF	12,245	$431,268
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
FSLR	First Solar, Inc.	3,356	$791,881
SGOL	abrdn Gold ETF Trust	18,618	$711,766
MATX	Matson, Inc.	3,168	$608,984
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	3,921	$604,971
ROKU	Roku, Inc	3,336	$460,835
—		2,231	$457,444
WTFC	Wintrust Financial Corp	2,574	$413,693
NTRS	Northern Trust Corp	2,192	$381,057
DOCN	DigitalOcean Holdings, Inc.	2,410	$378,442
MTZ	Mastec Inc	867	$360,724
BSMU	Invesco BulletShares 2030 Municipal Bond ETF	16,055	$351,909
BSMT	Invesco BulletShares 2029 Municipal Bond ETF	15,224	$350,608
BSMR	Invesco BulletShares 2027 Municipal Bond ETF	14,824	$350,439
BSMS	Invesco BulletShares 2028 Municipal Bond ETF	14,925	$349,842
DXYZ	Destiny Tech100 Inc.	13,230	$340,804
VSAT	Viasat Inc	3,686	$331,039
P	Everpure, Inc.	4,055	$319,493
SITM	SITIME Corp	416	$310,152
SAP	Sap SE	1,987	$306,216
FLEX	Flex Ltd.	1,889	$306,150
CSL	Carlisle Companies Inc	838	$303,984
MGV	VANGUARD MEGA CAP VALUE INDEX FUND	1,859	$303,853
TSEM	Tower Semiconductor Ltd	1,151	$299,996
CALM	Cal-Maine Foods Inc	3,683	$296,702
LMNR	Limoneira CO	22,592	$296,632
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,300 tracked positions · $3,865,072,700 total · filing declares 1,308 positions · $3,951,948 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,300 positions by value · page 1 of 26

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Reduced	596,368	-2,390	$417,970,476	+1.6%	10.81%
AAPL	Apple Inc. Technology	Reduced	932,334	-35,974	$310,485,868	+10.8%	8.03%
NVDA	Nvidia Corp Technology	Reduced	906,921	-19,975	$207,122,617	+11.7%	5.36%
MSFT	Microsoft Corp Technology	Reduced	228,441	-8,758	$117,167,388	+32.4%	3.03%
AMZN	Amazon Com Inc Consumer Cyclical	Added	452,655	+1,345	$112,778,993	+4.8%	2.92%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	114,776	-1,049	$104,485,183	−3.6%	2.70%
QQQ	Invesco Qqq Trust, Series 1	Reduced	118,212	-2,264	$87,449,691	−1.4%	2.26%
GOOGL	Alphabet Inc. Communication Services	Added	177,524	+3,538	$61,082,457	−1.8%	1.58%
GOOG	Alphabet Inc. Communication Services	Added	134,323	+3,192	$45,769,219	−1.2%	1.18%
SPY	Spdr S&P 500 ETF Trust	Reduced	57,330	-11	$43,721,577	+2.1%	1.13%
AMD	Advanced Micro Devices Inc Technology	Reduced	70,694	-3,145	$43,247,761	+0.8%	1.12%
META	Meta Platforms, Inc. Communication Services	Reduced	55,930	-2,191	$40,559,317	+23.9%	1.05%
BSTZ	BlackRock Science & Technology Term Trust Financial Services	Added	1,236,826	+472,956	$36,387,420	+58.6%	0.94%
TSLA	Tesla, Inc. Consumer Cyclical	Added	89,254	+3,055	$31,668,211	−12.7%	0.82%
AVGO	Broadcom Inc. Technology	Added	87,460	+5,177	$30,715,077	−1.2%	0.79%
PLTR	Palantir Technologies Inc. Technology	Reduced	160,135	-26,101	$29,953,251	+37.9%	0.77%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	88,371	-795	$29,235,777	+0.2%	0.76%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	286,171	-39,356	$28,811,696	−12.1%	0.75%
PANW	Palo Alto Networks Inc Technology	Reduced	69,849	-3,150	$27,751,706	+11.5%	0.72%
CVX	Chevron Corp Energy	Reduced	128,001	-2,783	$26,139,084	+20.6%	0.68%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	47,593	-1,460	$23,698,934	−3.4%	0.61%
MU	Micron Technology Inc Technology	Added	21,396	+892	$22,789,093	−3.7%	0.59%
V	Visa Inc. Financial Services	Added	62,874	+276	$22,592,514	+5.2%	0.58%
IVV	iShares Core S&P 500 ETF	Reduced	29,401	-6,101	$22,516,755	−15.3%	0.58%
LLY	ELI LILLY & Co Healthcare	Added	19,230	+627	$22,250,648	−0.3%	0.58%
ABBV	AbbVie Inc. Healthcare	Reduced	85,034	-3,272	$22,244,044	+0.1%	0.58%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	56,325	+10,266	$21,079,068	+23.7%	0.55%
XOM	ExxonMobil Holdings Corp Energy	Reduced	114,938	-3,521	$18,706,159	+15.5%	0.48%
CSCO	Cisco Systems, Inc. Technology	Reduced	172,136	-7,057	$18,526,997	−12.0%	0.48%
CAT	Caterpillar Inc Industrials	Reduced	21,952	-476	$17,798,462	−25.5%	0.46%
VTV	VANGUARD VALUE INDEX FUND	Added	79,189	+2,767	$17,111,159	+2.7%	0.44%
JNJ	Johnson & Johnson Healthcare	Reduced	63,564	-330	$16,827,933	+3.7%	0.44%
CGDV	Capital Group Dividend Value ETF	Reduced	344,471	-11,159	$16,827,408	−4.0%	0.44%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	56,041	-1,001	$15,943,104	−20.8%	0.41%
IBM	International Business Machines Corp Technology	Added	68,467	+222	$15,057,947	−21.5%	0.39%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	29,290	-825	$14,895,429	−5.3%	0.39%
WDC	Western Digital Corp Technology	Reduced	31,435	-2,074	$14,285,950	−33.3%	0.37%
WMT	Walmart Inc. Consumer Defensive	Added	135,772	+3,090	$14,109,426	−6.1%	0.37%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	53,257	+39,668	$14,099,790	+36.0%	0.36%
MA	Mastercard Inc Financial Services	Reduced	24,886	-70	$13,723,882	+7.1%	0.36%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	88,215	-4,293	$12,815,875	−5.5%	0.33%
JEPI	JPMorgan Equity Premium Income ETF	Added	227,730	+4,600	$12,802,980	+1.6%	0.33%
BAC	Bank Of America Corp Financial Services	Reduced	233,734	-9,450	$12,722,141	−8.2%	0.33%
C	Citigroup Inc Financial Services	Reduced	96,660	-2,288	$12,515,536	−9.6%	0.32%
AMGN	Amgen Inc Healthcare	Reduced	29,667	-1,314	$12,504,937	+11.5%	0.32%
SPCX	Space Exploration Technologies Corp Industrials	Added	81,557	+51,744	$12,303,689	+141.5%	0.32%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	26,851	+667	$12,249,157	−2.0%	0.32%
GEV	GE Vernova Inc. Industrials	Added	12,701	+71	$12,072,173	−18.6%	0.31%
VEA	Vanguard FTSE Developed Markets ETF	Added	168,993	+51,746	$11,932,595	+42.8%	0.31%
VUG	VANGUARD GROWTH INDEX FUND	Added	132,254	+21,712	$11,917,407	+25.2%	0.31%

Showing the top 50 of 1,300 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.