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PTY · Pimco Corporate & Income Opportunity Fund · Holdings

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$10.87 -0.02 (-0.18%)
Rebalance outlook locked
Market Cap
$2.38B
Shares
218.14M
Volume · Oct 6 2.35M Avg daily vol (3M) 1.45M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 221
Total Value: $421,135,199
Total Shares: 34,983,287
Showing 1–100 of 221 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 223 13F filers
Top Holder
7.8%
Sep 2023 → Jun 2026 · range 7.8% – 11.6%
of institutional value
Top 5
34.8%
Sep 2023 → Jun 2026 · range 33.8% – 41.3%
of institutional value
Top 10
52.4%
Sep 2023 → Jun 2026 · range 50.7% – 58.5%
of institutional value
HHI
354
Sep 2023 → Jun 2026 · range 351 – 469
Broadly held
Showing 100 of 221
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $32,763,127 7.78% 2,723,452
LPL Financial LLC $31,842,062 7.56% 2,646,888
MORGAN STANLEY $31,224,586 7.41% 2,595,560
WELLS FARGO & COMPANY/MN $29,531,531 7.01% 2,454,824
XML Financial, LLC $21,107,633 5.01% 1,754,583
Merrithew & Thorsten Inc $17,958,997 4.26% 1,492,851
Invesco Ltd. $17,868,952 4.24% 1,485,366
Cetera Investment Advisers $15,668,004 3.72% 1,302,411
ENVESTNET ASSET MANAGEMENT INC $11,421,041 2.71% 949,380
OSAIC HOLDINGS, INC. $11,210,576 2.66% 931,885
GUGGENHEIM CAPITAL LLC $9,553,239 2.27% 794,118
Logan Stone Capital, LLC $8,125,446 1.93% 675,432
ROYAL BANK OF CANADA $7,677,316 1.82% 638,181
AXXCESS WEALTH MANAGEMENT, LLC $7,515,020 1.78% 624,690
Equitable Holdings, Inc. $6,653,937 1.58% 553,112
Cambridge Investment Research Advisors, Inc. $6,393,391 1.52% 531,454
PFG Investments, LLC $6,067,811 1.44% 504,390
Private Advisor Group, LLC $5,748,740 1.37% 477,867
Accel Wealth Management $5,398,185 1.28% 448,727
COMMONWEALTH EQUITY SERVICES, LLC $5,311,341 1.26% 441,508
Kestra Advisory Services, LLC $4,973,911 1.18% 413,459
Evergreen Wealth Management, LLC $4,678,142 1.11% 388,873
Dynamic Advisor Solutions LLC $4,599,670 1.09% 382,350
BANK OF AMERICA CORP /DE/ $4,044,918 0.96% 336,236
Noble Wealth Management PBC $4,000,362 0.95% 363,339
TRUIST FINANCIAL CORP $3,724,764 0.88% 309,623
Steward Partners Investment Advisory, LLC $3,349,597 0.80% 278,437
RAYMOND JAMES FINANCIAL INC $3,133,236 0.74% 260,452
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $3,092,804 0.73% 257,091
Thomas J. Herzfeld Advisors, Inc. $3,037,959 0.72% 252,532
ICON ADVISERS INC/CO $2,981,334 0.71% 247,825
RIVERNORTH CAPITAL MANAGEMENT, LLC $2,916,396 0.69% 242,427
PRINCIPAL SECURITIES, INC. $2,325,182 0.55% 193,282
Strategic Wealth Partners, Ltd. $2,235,907 0.53% 185,861
XTX Topco Ltd $2,205,929 0.52% 183,369
STIFEL FINANCIAL CORP $2,122,753 0.50% 176,455
Beta Wealth Group, Inc. $2,102,567 0.50% 174,777
Smith Asset Management Co., LLC $2,015,085 0.48% 167,505
AG Asset Advisory, LLC $1,980,631 0.47% 164,641
UBS Group AG $1,889,912 0.45% 157,100
Foundations Investment Advisors, LLC $1,728,711 0.41% 143,700
Elm3 Financial Group, LLC $1,695,796 0.40% 140,964
Walser Wealth Management Company, A Ltd Liability Co $1,670,004 0.40% 138,820
Plotkin Financial Advisors, LLC $1,536,363 0.36% 127,711
HighTower Advisors, LLC $1,534,017 0.36% 127,516
Ausdal Financial Partners, Inc. $1,507,046 0.36% 125,274
Zullo Investment Group, Inc. $1,433,639 0.34% 119,172
Covenant Asset Management, LLC $1,422,872 0.34% 118,277
ABSOLUTE INVESTMENT ADVISERS, LLC $1,396,237 0.33% 116,063
Vision Retirement, LLC $1,372,466 0.33% 114,087
C2C Wealth Management, LLC $1,303,871 0.31% 108,385
Financial Engines Advisors L.L.C. $1,267,047 0.30% 105,324
CITADEL ADVISORS LLC $1,238,019 0.29% 102,911
First Heartland Consultants, Inc. $1,196,166 0.28% 99,432
UMB Bank, n.a. $1,190,970 0.28% 99,000
NBT BANK N A /NY $1,183,752 0.28% 98,400
Signature Equity Partners, LLC $1,110,910 0.26% 92,345
CARY STREET PARTNERS FINANCIAL LLC $1,109,959 0.26% 92,266
COHEN & STEERS, INC. $1,082,700 0.26% 90,000
Arax Advisory Partners $1,059,963 0.25% 88,110
NewEdge Advisors, LLC $993,208 0.24% 82,561
Mariner, LLC $934,153 0.22% 77,652
Sanctuary Advisors, LLC $834,629 0.20% 69,379
Wealthspire Advisors, LLC $828,891 0.20% 68,902
Cornerstone Wealth Management, LLC $818,858 0.19% 68,068
Janney Montgomery Scott LLC $813,949 0.19% 67,660
INDEPENDENT FINANCIAL GROUP, LLC $809,655 0.19% 67,303
Main Street Group, LTD $807,212 0.19% 67,100
Savant Capital, LLC $806,082 0.19% 67,006
MML INVESTORS SERVICES, LLC $796,458 0.19% 66,206
ORLEANS CAPITAL MANAGEMENT CORP/LA $779,904 0.19% 64,830
Triumph Capital Management $741,120 0.18% 61,606
JANE STREET GROUP, LLC $728,055 0.17% 60,520
Samalin Investment Counsel, LLC $693,445 0.16% 57,643
FELL CAPITAL MANAGEMENT /ADV $673,078 0.16% 55,950
Sovran Advisors, LLC $670,828 0.16% 55,763
Advisory Advocates, LLC $667,015 0.16% 55,446
Sigma Planning Corp $665,752 0.16% 55,341
Boreal Capital Management LLC $661,349 0.16% 0
OneDigital Investment Advisors LLC $643,544 0.15% 53,495
Rockefeller Capital Management L.P. $631,959 0.15% 52,532
J.W. COLE ADVISORS, INC. $627,701 0.15% 52,178
OPPENHEIMER & CO INC $627,196 0.15% 52,136
MINDSET WEALTH MANAGEMENT, LLC $622,973 0.15% 51,785
SUSQUEHANNA INTERNATIONAL GROUP, LLP $621,289 0.15% 51,645
GHE, LLC $618,943 0.15% 51,450
Mission Hills Financial Advisory, LLC $616,802 0.15% 51,272
NWAM LLC $582,167 0.14% 48,393
Quarry LP $580,856 0.14% 48,284
Arkadios Wealth Advisors $560,417 0.13% 46,585
WEALTH EFFECTS LLC $557,145 0.13% 46,313
HARBOUR INVESTMENTS, INC. $556,904 0.13% 46,293
DIVERSIFY WEALTH MANAGEMENT, LLC $520,141 0.12% 43,237
Diversify Advisory Services, LLC $520,141 0.12% 43,237
HOLLENCREST CAPITAL MANAGEMENT $510,240 0.12% 42,414
NWF Advisory Services Inc. $497,248 0.12% 41,334
Stratos Wealth Partners, LTD. $496,129 0.12% 41,241
Accelerate Investment Advisors LLC $494,805 0.12% 41,131
CAPTRUST FINANCIAL ADVISORS $482,932 0.11% 40,144
CHOREO, LLC $465,512 0.11% 38,696
Key facts CIK 1190935 CUSIP 72201B101 13F (30d) 6 filings 6 filers