PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in PTY — Pimco Corporate & Income Opportunity Fund

CIK 12600 DES MOINES, IA

Position in PTY

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$2,325,182

+$47,820 QoQ

Shares Held

193,282

+2.4% QoQ

Ownership

0.091%

of shares outstanding

% of Portfolio

0.08%

of 13F equity value

Holder Rank

#33

of 223 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $113,662,938 across 50 Asset Management names. PTY ranks #15 (2.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	1,078,833	$15,686,231
2	PFG	Principal Financial Group Inc	105,857	$11,409,267
3	ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	591,357	$8,799,392
4	CII	BlackRock Enhanced Large Cap Core Fund, Inc.	261,662	$6,842,461
5	BN	BROOKFIELD Corp /ON/	146,164	$6,225,124
6	PCN	Pimco Corporate & Income Strategy Fund	490,377	$5,860,005
7	BLK	BlackRock, Inc.	5,658	$5,440,506
8	PDI	PIMCO Dynamic Income Fund	303,855	$5,074,378

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$2,325,182	193,282	+2.4%	Shares	Sole	2026-08-04
2026-03-31	$2,277,362	188,836	+5.1%	Shares	Sole	2026-05-13
2025-12-31	$2,318,581	179,735	-1.5%	Shares	Sole	2026-02-12
2025-09-30	$2,635,054	182,483	+3.9%	Shares	Sole	2025-11-12
2025-06-30	$2,442,609	175,601	+12.1%	Shares	Sole	2025-08-11
2025-03-31	$2,265,028	156,641	0.0%	Shares	Sole	2025-04-30
2024-12-31	$2,250,931	156,641	+4.3%	Shares	Sole	2025-01-30
2024-09-30	$2,160,457	150,136	+13.3%	Shares	Sole	2024-10-28
2024-06-30	$1,896,532	132,532	+8.1%	Shares	Sole	2024-07-31
2024-03-31	$1,822,868	122,587	+5.4%	Shares	Sole	2024-05-10
2023-12-31	$1,539,308	116,262	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.