PTY · Pimco Corporate & Income Opportunity Fund · Shareholders & Ownership
Market Cap
$2.38B
Shares
221.88M
Volume · Nov 12
1.46M
Avg daily vol (3M)
1.63M
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Every disclosed holder of PTY in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns PTY
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 35,342,370 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 2,009,301 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of PTY
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
CIK 1141802 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,723,452 | ||
| 2 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,595,560 | ||
| 3 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,454,824 | ||
| 4 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Sep 30, 2026
|
2,371,859 | ||
| 5 |
XML Financial, LLC
13F
CIK 1800465 · Registered investment adviser · Sep 30, 2026
|
1,801,376 | ||
| 6 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Sep 30, 2026
|
1,524,790 | ||
| 6.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · Aug 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
1,437,411 | ||
| 7 |
Merrithew & Thorsten Inc
13F
CIK 2107460 · Unknown · Sep 30, 2026
|
1,420,520 | ||
| 8 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,302,411 | ||
| 9 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
949,380 | ||
| 10 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
794,118 | ||
| 11 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
675,432 | ||
| 12 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Sep 30, 2026
|
675,391 | ||
| 13 |
AXXCESS WEALTH MANAGEMENT, LLC
13F
CIK 1911056 · Registered investment adviser · Sep 30, 2026
|
670,821 | ||
| 14 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
638,181 | ||
| 15 |
PFG Investments, LLC
13F
CIK 1973224 · Unknown · Sep 30, 2026
|
615,820 | ||
| 16 |
Equitable Holdings, Inc.
13F
CIK 1333986 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
553,112 | ||
| 17 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Sep 30, 2026
|
548,409 | ||
| 18 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Sep 30, 2026
|
501,719 | ||
| 19 |
Accel Wealth Management
13F
CIK 1838226 · Registered investment adviser · Sep 30, 2026
|
464,191 | ||
| 20 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Sep 30, 2026
|
456,739 | ||
| 21 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Sep 30, 2026
|
456,344 | ||
| 22 |
Evergreen Wealth Management, LLC
13F
CIK 1965292 · Registered investment adviser · Sep 30, 2026
|
419,062 | ||
| 23 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Sep 30, 2026
|
389,691 | ||
| 24 |
Ascentis Independent Advisors
13F
CIK 1845003 · Unknown · Sep 30, 2026
|
370,125 | ||
| 25 |
Noble Wealth Management PBC
13F
CIK 2055065 · Unknown · Sep 30, 2026
|
363,339 | ||
| 26 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
336,236 | ||
| 27 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Sep 30, 2026
|
288,398 | ||
| 28 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
278,437 | ||
| 29 |
PRINCIPAL SECURITIES, INC.
13F
CIK 12600 · Registered investment adviser · Sep 30, 2026
|
257,290 | ||
| 30 |
ICON ADVISERS INC/CO
13F
CIK 1058470 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
247,825 | ||
| 31 |
ICON FLEXIBLE BOND FUND
Fund
S000067902 · Registered fund · Jun 30, 2026
SCM Trust, not summed
|
247,825 | ||
| 32 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
242,427 | ||
| 32.1 |
RiverNorth/DoubleLine Strategic Income Fund
Fund
S000030798 · Registered fund · Jun 30, 2026
RIVERNORTH FUNDS, not summed
|
4 | ||
| 33 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
13F
CIK 1632972 · Unknown · Sep 30, 2026
|
236,741 | ||
| 34 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Sep 30, 2026
|
235,200 | ||
| 35 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Sep 30, 2026
|
193,522 | ||
| 36 |
Strategic Wealth Partners, Ltd.
13F
CIK 1720777 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
185,861 | ||
| 37 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
183,369 | ||
| 38 |
Beta Wealth Group, Inc.
13F
CIK 1594417 · Registered investment adviser · Sep 30, 2026
|
180,063 | ||
| 39 |
AG Asset Advisory, LLC
13F
CIK 1625008 · Registered investment adviser · Sep 30, 2026
|
170,226 | ||
| 40 |
Foundations Investment Advisors, LLC
13F
CIK 1743404 · Registered investment adviser · Sep 30, 2026
|
167,039 | ||
| 41 |
Smith Asset Management Co., LLC
13F
CIK 2068217 · Registered investment adviser · Sep 30, 2026
|
165,436 | ||
| 42 |
Walser Wealth Management Company, A Ltd Liability Co
13F
CIK 2112280 · Registered investment adviser · Sep 30, 2026
|
161,417 | ||
| 43 |
INDEPENDENT FINANCIAL GROUP, LLC
13F
CIK 275484 · Registered investment adviser · Sep 30, 2026
|
157,718 | ||
| 44 |
UBS Group AG
13F
CIK 1610520 · Bank · Sep 30, 2026
|
155,276 | ||
| 45 |
PARK AVENUE SECURITIES LLC
13F
CIK 1071640 · Unknown · Sep 30, 2026
|
146,171 | ||
| 46 |
WisdomTree Private Credit and Alternative Income Fund
Fund
S000071174 · Registered fund · Aug 31, 2026
WisdomTree Trust, not summed
|
140,311 | ||
| 47 |
Plotkin Financial Advisors, LLC
13F
CIK 1826394 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
127,711 | ||
| 48 |
Ausdal Financial Partners, Inc.
13F
CIK 1667146 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
125,274 | ||
| 49 |
Covenant Asset Management, LLC
13F
CIK 1697717 · Unknown · Sep 30, 2026
|
121,425 | ||
| 50 |
Savant Capital, LLC
13F
CIK 1482880 · Registered investment adviser · Sep 30, 2026
|
120,116 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 236 holders
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Key facts
CIK
1190935
CUSIP
72201B101
13F (30d)
172 filings
153 filers