PTY
Pimco Corporate & Income Opportunity FundTrades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | Vitale Paul |
ASSISTANT TREASURER |
Other↑
|
No Securities Owned
|
0 |
| 2026-07-01 | Shin Myung |
ASSISTANT SECRETARY |
Other↑
|
No Securities Owned
|
0 |
| 2026-07-01 | JOHNSON ERIC DAVID |
President |
Other↑
|
No Securities Owned
|
0 |
| 2026-07-01 | Willard Morgan |
ASSISTANT SECRETARY |
Other↑
|
No Securities Owned
|
0 |
| 2026-07-01 | Davenport Russel |
ASSISTANT TREASURER |
Other↑
|
No Securities Owned
|
0 |
| 2026-01-22 | Chang Stephen Koon Bong |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2026-01-22 | Mandinach Jason William |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-09-18 | Morris Sonya |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-09-18 | Michel Mark D. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-03-26 | Bui Sonia E |
Assistant Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2025-01-23 | Kraus Kristofer |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-01-23 | Ferguson Benjamin |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-12-01 | FLATTUM DAVID C |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-08-15 | Ellis Michele Noel |
VICE PRESIDENT |
Other↑
|
No Securities Owned
|
0 |
| 2024-08-15 | Bekkers Timothy Albert-Michel-Alain |
Assistant Secretary |
Other↑
|
No Securities Owned
|
0 |
| 2024-08-15 | Dinan Jaime Catherine |
ASSISTANT SECRETARY |
Other↑
|
No Securities Owned
|
0 |
| 2024-04-17 | UBS Group AG |
10% Owner |
Other↓
Filing footnotes — Auction Preferred Stock (Indirect)
CUSIP Nos. 72201B200, 72201B309, 72201B408, 72201B507, 72201B606 98% of Par This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. |
Auction Preferred Stock
(I)
|
3,242 |
| 2024-01-25 | Yang Jing |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-25 | SHARENOW GREG ELLIOT |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-25 | Kersman Alejandro Eduardo |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | Narain Shivanand |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | Pacetti Laine Elizabeth |
Assistant Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | Vu Quynh-Chi Hoang |
Assistant Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | Chan Carol Kar-lon |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | McLaughlin Colleen Patrice |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | Wildermuth Paul Thomas |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | Stern Jason Ross |
Assistant Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | Goodman Matthew Louis |
Assistant Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2024-01-08 | Creighton Alyssa Michele |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2023-12-31 | Suh Sung-Hee |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-11-22 | Vandecruze Grace |
Director |
Buy↑
Filing footnotes — COMMON SHARES (Indirect)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Held through Grace Global Capital LLC. |
COMMON SHARES
(I)
|
7,513 |
| 2023-10-02 | Bui Giang Huong |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series M Auction-Rate Preferred Shares (Indirect)
CUSIP 72201B200 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series M Auction-Rate Preferred Shares
(I)
|
1,144 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series W Auction-Rate Preferred Shares (Indirect)
CUSIP 72201B408 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series W Auction-Rate Preferred Shares
(I)
|
989 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series T Auction-Rate Preferred Shares (Indirect)
CUSIP 72201B309 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series T Auction-Rate Preferred Shares
(I)
|
796 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series F Auction-Rate Preferred Shares (Indirect)
CUSIP 72201B606 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series F Auction-Rate Preferred Shares
(I)
|
1,028 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series TH Auction-Rate Preferred Shares (Indirect)
CUSIP 72201B507 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO CORPORATE & INCOME OPPORTUNITY FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series TH Auction-Rate Preferred Shares
(I)
|
1,081 |
| 2023-04-30 | Cantrill Elizabeth Davis |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-03-23 | Duran Jason Raul |
VICE PRESIDENT |
Other↑
|
No Securities Owned
|
0 |
| 2023-03-23 | Golota Maria Marchenko |
ASSISTANT TREASURER |
Other↑
|
No Securities Owned
|
0 |
| 2023-03-23 | Mason Gregory John |
VICE PRESIDENT |
Other↑
|
No Securities Owned
|
0 |
| 2023-01-26 | Ananthanarayanan Vishalakshi Mangala |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-01-26 | Pier Sonali Shah |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-01-26 | WANG QI |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2023-01-26 | Steiner Jason Robert |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2022-08-25 | Lee Kenneth W. |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2022-08-25 | Burrill Douglas Benjamin |
Vice President |
Other↑
|
No Securities Owned
|
0 |
| 2022-07-01 | McCartney Kathleen Ann |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-06-16 | Werber Keith Adam |
VICE PRESIDENT |
Other↑
|
No Securities Owned
|
0 |
| 2022-02-08 | Cantrill Elizabeth Davis |
Director |
Other↑
|
No Securities Owned
|
0 |