LPL Financial LLC

Position in PTY — Pimco Corporate & Income Opportunity Fund

CIK 1403438 FORT MILL, SC

Position in PTY

as of Mar 31, 2026 · filed May 6, 2026 Compact

Position Value

$33,067,157

-$1,202,183 QoQ

Shares Held

2,741,887

+3.2% QoQ

Ownership

1.29%

of shares outstanding

% of Portfolio

0.03%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

LPL Financial LLC holds $3,126,810,510 across 416 Asset Management names. PTY ranks #15 (1.1% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BLK	BlackRock, Inc.	218,728	$210,352,904
2	BX	Blackstone Inc.	1,469,080	$168,929,509
3	BPRE	Bluerock Private Real Estate Fund	5,778,813	$95,986,083
4	PDI	PIMCO Dynamic Income Fund	5,288,936	$90,493,694
5	PHYS	Sprott Physical Gold Trust	2,361,598	$83,695,033
6	PSLV	Sprott Physical Silver Trust	3,183,953	$77,656,613
7	ARCC	Ares Capital Corp	4,038,185	$72,768,093
8	PFG	Principal Financial Group Inc	728,464	$65,641,891

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$33,067,157	2,741,887	+3.2%	Shares	Sole	2026-05-06
2025-12-31	$34,269,340	2,656,538	-4.3%	Shares	Sole	2026-02-11
2025-09-30	$40,066,740	2,774,705	+6.7%	Shares	Sole	2025-11-12
2025-06-30	$36,176,376	2,600,746	+6.1%	Shares	Sole	2025-08-12
2025-03-31	$35,434,692	2,450,532	+9.6%	Shares	Sole	2025-05-07
2024-12-31	$32,121,893	2,235,344	+10.5%	Shares	Sole	2025-02-11
2024-09-30	$29,110,394	2,022,960	+6.5%	Shares	Sole	2024-11-08
2024-06-30	$27,184,578	1,899,691	+3.9%	Shares	Sole	2024-08-07
2024-03-31	$27,197,705	1,829,032	+7.1%	Shares	Sole	2024-05-10
2023-12-31	$22,617,693	1,708,285	+1.0%	Shares	Sole	2024-02-14
2023-09-30	$22,108,846	1,691,572	+8.6%	Shares	Sole	2023-11-13
2023-06-30	$21,816,396	1,558,314	+42.2%	Shares	Sole	2023-07-31
2023-03-31	$13,664,713	1,095,807	+8.5%	Shares	Sole	2023-05-10
2022-12-31	$12,135,156	1,010,421	+4.9%	Shares	Sole	2023-02-07
2022-09-30	$11,313,511	962,852	-1.1%	Shares	Sole	2022-11-14
2022-06-30	$12,182,050	973,785	-20.8%	Shares	Sole	2022-08-12
2022-03-31	$18,875,588	1,229,680	-1.3%	Shares	Sole	2022-05-16
2021-12-31	$20,607,549	1,245,922	+1.6%	Shares	Sole	2022-02-14
2021-09-30	$22,426,374	1,226,155	+6.1%	Shares	Sole	2021-11-15
2021-06-30	$22,870,768	1,155,673	+11.4%	Shares	Sole	2021-08-13
2021-03-31	$18,948,474	1,037,136	+2.3%	Shares	Sole	2021-05-14
2020-12-31	$18,097,633	1,013,873	+13.5%	Shares	Sole	2021-02-12
2020-09-30	$14,404,041	892,997	-29.2%	Shares	Sole	2020-11-09
2020-06-30	$19,568,594	1,261,676	-12.7%	Shares	Sole	2020-08-13
2020-03-31	$18,656,086	1,445,088	—	Shares	Sole	2020-05-14
No filing history on record for this holder in this stock.