INDEPENDENT FINANCIAL GROUP, LLC
Position in PTY — Pimco Corporate & Income Opportunity Fund
CIK 275484
SAN DIEGO, CA
Position in PTY
as of Jun 30, 2026
· filed Jul 15, 2026
Position Value
$809,655
-$314,867 QoQ
Shares Held
67,303
-27.8% QoQ
Ownership
0.032%
of shares outstanding
% of Portfolio
0.03%
of 13F equity value
Holder Rank
#67
of 223 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in PTY Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026INDEPENDENT FINANCIAL GROUP, LLC holds $149,681,093 across 99 Asset Management names. PTY ranks #42 (0.5% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BPRE |
Bluerock Private Real Estate Fund
|
1,254,525 | $16,321,370 | |
| 2 | PDI |
PIMCO Dynamic Income Fund
|
717,418 | $11,980,880 | |
| 3 | ARCC |
Ares Capital Corp
|
460,273 | $8,528,858 | |
| 4 | FSK |
FS KKR Capital Corp
|
760,481 | $7,985,050 | |
| 5 | PSEC |
Prospect Capital Corp
|
2,485,356 | $5,741,172 | |
| 6 | FSCO |
FS Credit Opportunities Corp.
|
1,120,115 | $5,589,373 | |
| 7 | PFL |
Pimco Income Strategy Fund
|
524,739 | $4,134,943 | |
| 8 | DSL |
DoubleLine Income Solutions Fund
|
352,342 | $3,896,902 |
All Filings in PTY
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $809,655 | 67,303 | Shares | Sole | 2026-07-15 | |
| 2026-03-31 | $1,124,522 | 93,244 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $1,247,559 | 96,710 | Shares | Sole | 2026-05-15 | |
| 2025-09-30 | $1,650,347 | 114,290 | Shares | Sole | 2026-05-15 | |
| 2025-06-30 | $1,462,483 | 105,139 | Shares | Sole | 2026-05-15 | |
| 2025-03-31 | $1,701,623 | 117,678 | Shares | Sole | 2026-05-19 | |
| 2024-12-31 | $1,690,185 | 117,619 | Shares | Sole | 2026-06-12 | |
| 2024-09-30 | $1,607,291 | 111,695 | Shares | Sole | 2026-06-12 | |
| 2024-06-30 | $1,558,044 | 108,878 | Shares | Sole | 2026-06-12 | |
| 2024-03-31 | $1,051,933 | 70,742 | Shares | Sole | 2026-06-12 | |
| 2023-12-31 | $1,059,226 | 80,002 | Shares | Sole | 2026-06-12 | |
| 2023-09-30 | $1,672,554 | 127,969 | Shares | Sole | 2026-06-12 | |
| 2023-06-30 | $1,554,098 | 111,007 | Shares | Sole | 2026-06-12 | |
| 2023-03-31 | $1,327,830 | 106,482 | Shares | Sole | 2026-06-12 | |
| 2022-12-31 | $865,332 | 72,051 | Shares | Sole | 2026-06-15 | |
| 2022-09-30 | $768,955 | 65,443 | Shares | Sole | 2026-06-15 | |
| 2022-06-30 | $565,839 | 45,231 | Shares | Sole | 2026-06-12 | |
| 2022-03-31 | $599,816 | 39,076 | Shares | Sole | 2026-06-12 | |
| 2021-12-31 | $736,410 | 44,523 | Shares | Sole | 2026-06-15 | |
| 2021-09-30 | $515,595 | 28,190 | Shares | Sole | 2026-06-15 | |
| 2021-06-30 | $573,712 | 28,990 | Shares | Sole | 2026-06-15 | |
| 2021-03-31 | $534,214 | 29,240 | Shares | Sole | 2026-06-15 | |
| 2020-12-31 | $539,980 | 30,251 | Shares | Sole | 2026-06-15 | |
| 2020-09-30 | $552,081 | 34,227 | Shares | Sole | 2026-06-15 | |
| 2020-06-30 | $499,654 | 32,215 | Shares | Sole | 2026-06-15 | |
| 2020-03-31 | $399,112 | 30,915 | Shares | Sole | 2026-06-15 | |
| No filing history on record for this holder in this stock. | ||||||