Sigma Planning Corp
Position in PTY — Pimco Corporate & Income Opportunity Fund
CIK 1449126
ANN ARBOR, MI
Position in PTY
as of Jun 30, 2026
· filed Aug 7, 2026
Position Value
$665,752
+$149,392 QoQ
Shares Held
55,341
+29.3% QoQ
Ownership
0.025%
of shares outstanding
% of Portfolio
0.02%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in PTY Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Sigma Planning Corp holds $68,865,462 across 45 Asset Management names. PTY ranks #18 (1.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | IVZ |
Invesco Ltd.
|
311,982 | $34,137,182 | |
| 2 | STT |
State Street Corp
|
107,937 | $5,786,502 | |
| 3 | ARCC |
Ares Capital Corp
|
171,155 | $3,171,502 | |
| 4 | TROW |
Price T Rowe Group Inc
|
22,229 | $2,527,215 | |
| 5 | BEN |
Franklin Templeton Inc
|
63,766 | $2,121,494 | |
| 6 | MSIF |
Msc Income Fund, Inc.
|
182,577 | $2,112,415 | |
| 7 | BX |
Blackstone Inc.
|
14,626 | $1,721,041 | |
| 8 | UTG |
Reaves Utility Income Fund
|
37,286 | $1,518,285 |
All Filings in PTY
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $665,752 | 55,341 | Shares | Sole | 2026-08-07 | |
| 2026-03-31 | $516,360 | 42,816 | Shares | Sole | 2026-05-04 | |
| 2025-12-31 | $584,008 | 45,272 | Shares | Sole | 2026-01-30 | |
| 2025-09-30 | $551,044 | 38,161 | Shares | Sole | 2025-11-10 | |
| 2025-06-30 | $586,974 | 42,198 | Shares | Sole | 2025-08-05 | |
| 2025-03-31 | $754,768 | 52,197 | Shares | Sole | 2025-05-02 | |
| 2024-12-31 | $674,369 | 46,929 | Shares | Sole | 2025-02-03 | |
| 2024-09-30 | $666,098 | 46,289 | Shares | Sole | 2024-11-04 | |
| 2024-06-30 | $612,167 | 42,779 | Shares | Sole | 2024-08-06 | |
| 2024-03-31 | $624,450 | 41,994 | Shares | Sole | 2024-05-02 | |
| 2023-12-31 | $191,039 | 14,429 | Shares | Sole | 2024-02-01 | |
| 2023-09-30 | $501,705 | 38,386 | Shares | Sole | 2023-11-06 | |
| 2023-06-30 | $520,072 | 37,148 | Shares | Sole | 2023-08-02 | |
| 2023-03-31 | $457,586 | 36,695 | Shares | Sole | 2023-05-08 | |
| 2022-12-31 | $491,845 | 40,953 | Shares | Sole | 2023-01-24 | |
| 2022-09-30 | $476,873 | 40,585 | Shares | Sole | 2022-11-10 | |
| 2022-06-30 | $550,677 | 44,019 | Shares | Sole | 2022-08-11 | |
| 2022-03-31 | $683,842 | 44,550 | Shares | Sole | 2022-04-20 | |
| 2021-12-31 | $643,852 | 38,927 | Shares | Sole | 2022-02-02 | |
| 2021-09-30 | $705,555 | 38,576 | Shares | Sole | 2021-10-28 | |
| 2021-06-30 | $1,131,235 | 57,162 | Shares | Sole | 2021-08-13 | |
| 2021-03-31 | $1,312,681 | 71,849 | Shares | Sole | 2021-05-06 | |
| 2020-12-31 | $1,231,150 | 68,972 | Shares | Sole | 2021-02-09 | |
| 2020-09-30 | $396,281 | 24,568 | Shares | Sole | 2020-11-03 | |
| 2020-06-30 | $338,940 | 21,853 | Shares | Sole | 2020-07-31 | |
| 2020-03-31 | $266,940 | 20,677 | Shares | Sole | 2020-05-01 | |
| No filing history on record for this holder in this stock. | ||||||