Sigma Planning Corp

Position in PTY — Pimco Corporate & Income Opportunity Fund

CIK 1449126 ANN ARBOR, MI

Position in PTY

as of Mar 31, 2026 · filed May 4, 2026 Compact

Position Value

$516,360

-$67,648 QoQ

Shares Held

42,816

-5.4% QoQ

Ownership

0.020%

of shares outstanding

% of Portfolio

0.03%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

Sigma Planning Corp holds $27,770,961 across 42 Asset Management names. PTY ranks #17 (1.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	ARCC	Ares Capital Corp	158,119	$2,849,304
2	MSIF	Msc Income Fund, Inc.	207,539	$2,527,825
3	TROW	Price T Rowe Group Inc	22,197	$2,000,837
4	MAIN	Main Street Capital CORP	35,492	$1,879,656
5	BX	Blackstone Inc.	14,636	$1,682,993
6	BEN	Franklin Resources Inc	67,747	$1,600,184
7	UTG	Reaves Utility Income Fund	37,095	$1,457,091
8	CION	CION Investment Corp	211,663	$1,447,774

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$516,360	42,816	-5.4%	Shares	Sole	2026-05-04
2025-12-31	$584,008	45,272	+18.6%	Shares	Sole	2026-01-30
2025-09-30	$551,044	38,161	-9.6%	Shares	Sole	2025-11-10
2025-06-30	$586,974	42,198	-19.2%	Shares	Sole	2025-08-05
2025-03-31	$754,768	52,197	+11.2%	Shares	Sole	2025-05-02
2024-12-31	$674,369	46,929	+1.4%	Shares	Sole	2025-02-03
2024-09-30	$666,098	46,289	+8.2%	Shares	Sole	2024-11-04
2024-06-30	$612,167	42,779	+1.9%	Shares	Sole	2024-08-06
2024-03-31	$624,450	41,994	+191.0%	Shares	Sole	2024-05-02
2023-12-31	$191,039	14,429	-62.4%	Shares	Sole	2024-02-01
2023-09-30	$501,705	38,386	+3.3%	Shares	Sole	2023-11-06
2023-06-30	$520,072	37,148	+1.2%	Shares	Sole	2023-08-02
2023-03-31	$457,586	36,695	-10.4%	Shares	Sole	2023-05-08
2022-12-31	$491,845	40,953	+0.9%	Shares	Sole	2023-01-24
2022-09-30	$476,873	40,585	-7.8%	Shares	Sole	2022-11-10
2022-06-30	$550,677	44,019	-1.2%	Shares	Sole	2022-08-11
2022-03-31	$683,842	44,550	+14.4%	Shares	Sole	2022-04-20
2021-12-31	$643,852	38,927	+0.9%	Shares	Sole	2022-02-02
2021-09-30	$705,555	38,576	-32.5%	Shares	Sole	2021-10-28
2021-06-30	$1,131,235	57,162	-20.4%	Shares	Sole	2021-08-13
2021-03-31	$1,312,681	71,849	+4.2%	Shares	Sole	2021-05-06
2020-12-31	$1,231,150	68,972	+180.7%	Shares	Sole	2021-02-09
2020-09-30	$396,281	24,568	+12.4%	Shares	Sole	2020-11-03
2020-06-30	$338,940	21,853	+5.7%	Shares	Sole	2020-07-31
2020-03-31	$266,940	20,677	—	Shares	Sole	2020-05-01
No filing history on record for this holder in this stock.