C2C Wealth Management, LLC

Registered adviser

CIK

1868903

Location

SCOTTSDALE, AZ

Portfolio Value

Small $125,914,727

Diversification

Diversified

Filing Date

Global Rank

#7,882 / 8,827 ▼ 121 · as of Jun 2026

Top Industry

Asset Management 16.8%

Period ended 38 days ago

Filed Oct 20, 2026 · 18d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 284148

Roster of Nov 1, 2026

Regulatory AUM

$179,809,631

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$179,809,631	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$165,273,214	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$190,909,793	Individuals and high net worth (100%)
May 2023 to Mar 2024	$756,993,431	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$756,993,431	Individuals and high net worth (100%)
Apr 2022 to Feb 2023	$819,636,969	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.6% of the book (60%+)

Turnover

Low turnover

6.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.8 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 73.2%; sector active share 39.0% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

90 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

22.7%

−1.3 pts

Top 5

52.9%

+1.9 pts

Top 10

68.4%

+1.7 pts

HHI

832

Diversified−19

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	40.3%	$50,769,419	24
Technology	21.3%	$26,810,793	8
Financial Services	13.2%	$16,602,035	13
Energy	10.8%	$13,548,722	7
Healthcare	3.9%	$4,950,444	9
Consumer Defensive	3.5%	$4,373,292	8
Communication Services	2.2%	$2,715,566	5
Real Estate	1.7%	$2,106,142	4
Consumer Cyclical	1.2%	$1,561,620	3
Utilities	0.9%	$1,174,595	4
Industrials	0.7%	$895,799	4
Basic Materials	0.3%	$406,300	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

15 positions

Ticker	Company	Δ Shares	Shares	Value
SONM	DNA X, Inc.	+12,000	47,500	$216,837
ARCC	Ares Capital Corp	+4,000	59,850	$1,143,135
DUOT	Duos Technologies Group, Inc.	+1,000	12,000	$106,080
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+550	49,804	$9,749,133
GPC	Genuine Parts Co	+100	2,750	$345,785
IVV	iShares Core S&P 500 ETF	+69	13,683	$10,479,125
META	Meta Platforms, Inc.	+37	1,202	$871,666
BRK-B	Berkshire Hathaway Inc	+30	1,200	$597,540
T	At&T Inc.	+10	15,855	$386,862
WPC	W. P. Carey Inc.	+9	9,598	$620,318
WFC	Wells Fargo & Company	+6	14,299	$1,144,634
BAC	Bank Of America Corp	+6	15,680	$853,462
ED	Consolidated Edison Inc	+4	1,993	$203,704
ABBV	AbbVie Inc.	+2	4,058	$1,061,532
IJH	iShares Core S&P Mid-Cap ETF	+1	46,624	$3,354,596
No positions match the current search.

Trimmed

Positions the filer reduced

19 positions

Ticker	Company	Δ Shares	Shares	Value
PTY	Pimco Corporate & Income Opportunity Fund	−2,825	105,560	$1,162,215
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−2,061	28,116	$1,667,559
NVDA	Nvidia Corp	−2,000	9,807	$2,239,722
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	−1,500	228,594	$3,211,745
AGG	iShares Core U.S. Aggregate Bond ETF	−1,234	21,557	$2,037,998
UTF	Cohen & Steers Infrastructure Fund Inc	−650	275,970	$6,802,660
IJK	iShares S&P Mid-Cap 400 Growth ETF	−410	18,151	$1,989,531
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	−358	10,538	$1,146,955
VEA	Vanguard FTSE Developed Markets ETF	−350	43,511	$3,072,311
IWM	iShares Russell 2000 ETF	−345	18,360	$5,102,060
IBM	International Business Machines Corp	−316	18,405	$4,047,811
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	−300	11,780	$1,708,571
VZ	Verizon Communications Inc	−289	14,936	$685,114
HYLB	Xtrackers USD High Yield Corporate Bond ETF	−150	37,348	$1,315,396
AMGN	Amgen Inc	−100	1,145	$482,628
MRK	Merck & Co., Inc.	−35	1,946	$282,773
KO	Coca Cola Co	−24	2,620	$225,529
QQQ	Invesco Qqq Trust, Series 1	−9	1,560	$1,154,041
AAPL	Apple Inc.	−5	31,340	$10,436,846
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
DIV	Global X SuperDividend U.S. ETF	19,000	$357,580
BIO	Bio-Rad Laboratories, Inc.	632	$238,712
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
SHLD	Global X Defense Tech ETF	19,000	$1,134,490
DTM	DT Midstream, Inc.	1,632	$239,479
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	1,202	$222,646
PEP	Pepsico Inc	1,548	$209,599
NFLX	Netflix Inc	2,820	$201,348
FTCS	First Trust Capital Strength ETF	16,059	$196,305
IDAI	T Stamp Inc	10,000	$19,800
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

90 tracked positions · $125,914,727 total · filing declares 90 positions · $128,427,667 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 90 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	13,683	+69	$10,479,125	+2.8%	8.32%
AAPL	Apple Inc. Technology	Reduced	31,340	-5	$10,436,846	+15.1%	8.29%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	49,804	+550	$9,749,133	+3.9%	7.74%
MSFT	Microsoft Corp Technology	Held	15,788	0	$8,097,665	+37.5%	6.43%
CVX	Chevron Corp Energy	Held	35,616	0	$7,273,143	+23.2%	5.78%
UTF	Cohen & Steers Infrastructure Fund Inc Financial Services	Reduced	275,970	-650	$6,802,660	−10.9%	5.40%
IWM	iShares Russell 2000 ETF	Reduced	18,360	-345	$5,102,060	−9.2%	4.05%
IBM	International Business Machines Corp Technology	Reduced	18,405	-316	$4,047,811	−23.1%	3.21%
IJH	iShares Core S&P Mid-Cap ETF	Added	46,624	+1	$3,354,596	−6.7%	2.66%
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund Financial Services	Reduced	228,594	-1,500	$3,211,745	−4.0%	2.55%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	43,511	-350	$3,072,311	−1.7%	2.44%
EPD	Enterprise Products Partners L.P. Energy	Held	66,146	0	$2,355,459	−3.1%	1.87%
NVDA	Nvidia Corp Technology	Reduced	9,807	-2,000	$2,239,722	−5.2%	1.78%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	21,557	-1,234	$2,037,998	−9.7%	1.62%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	18,151	-410	$1,989,531	−8.8%	1.58%
PM	Philip Morris International Inc. Consumer Defensive	Held	10,258	0	$1,957,431	+5.5%	1.55%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Held	13,108	0	$1,805,102	−6.8%	1.43%
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	Reduced	11,780	-300	$1,708,571	−0.3%	1.36%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	28,116	-2,061	$1,667,559	−7.4%	1.32%
IVW	iShares S&P 500 Growth ETF	Held	11,052	0	$1,572,257	+3.4%	1.25%
HYLB	Xtrackers USD High Yield Corporate Bond ETF	Reduced	37,348	-150	$1,315,396	−3.9%	1.04%
MPLX	Mplx LP Energy	Held	22,321	0	$1,257,118	−0.0%	1.00%
PTY	Pimco Corporate & Income Opportunity Fund Financial Services	Reduced	105,560	-2,825	$1,162,215	−10.9%	0.92%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,560	-9	$1,154,041	−0.1%	0.92%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Reduced	10,538	-358	$1,146,955	−10.2%	0.91%
WFC	Wells Fargo & Company Financial Services	Added	14,299	+6	$1,144,634	−3.1%	0.91%
ARCC	Ares Capital Corp Financial Services	Added	59,850	+4,000	$1,143,135	+10.5%	0.91%
SYK	Stryker Corp Healthcare	Held	4,000	0	$1,101,560	−12.5%	0.87%
ABBV	AbbVie Inc. Healthcare	Added	4,058	+2	$1,061,532	+4.0%	0.84%
XOM	ExxonMobil Holdings Corp Energy	Held	6,374	0	$1,037,368	+19.0%	0.82%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Held	16,678	0	$1,025,697	+15.8%	0.81%
USMV	iShares MSCI USA Min Vol Factor ETF	Held	9,865	0	$961,245	+1.0%	0.76%
AMZN	Amazon Com Inc Consumer Cyclical	Held	3,842	0	$957,234	+4.5%	0.76%
STX	Seagate Technology Holdings plc Technology	Held	1,000	0	$922,340	−4.4%	0.73%
LLY	ELI LILLY & Co Healthcare	Held	790	0	$914,093	−3.5%	0.73%
META	Meta Platforms, Inc. Communication Services	Added	1,202	+37	$871,666	+32.8%	0.69%
BAC	Bank Of America Corp Financial Services	Added	15,680	+6	$853,462	−4.4%	0.68%
OHI	Omega Healthcare Investors Inc Real Estate	Held	17,310	0	$801,626	−2.9%	0.64%
IVE	iShares S&P 500 Value ETF	Held	3,302	0	$753,780	+0.5%	0.60%
VZ	Verizon Communications Inc Communication Services	Reduced	14,936	-289	$685,114	+6.3%	0.54%
OKE	Oneok Inc Energy	Held	7,792	0	$664,423	−1.9%	0.53%
WPC	W. P. Carey Inc. Real Estate	Added	9,598	+9	$620,318	−9.5%	0.49%
CSCO	Cisco Systems, Inc. Technology	Held	5,569	0	$599,391	−8.4%	0.48%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,200	+30	$597,540	+2.1%	0.47%
TRGP	Targa Resources Corp. Energy	Held	1,984	0	$536,295	+0.8%	0.43%
GOOGL	Alphabet Inc. Communication Services	Held	1,502	0	$516,808	−3.7%	0.41%
V	Visa Inc. Financial Services	Held	1,402	0	$503,780	+4.7%	0.40%
AMGN	Amgen Inc Healthcare	Reduced	1,145	-100	$482,628	+7.1%	0.38%
TGT	Target Corp Consumer Defensive	Held	3,050	0	$477,904	+20.0%	0.38%
WMT	Walmart Inc. Consumer Defensive	Held	4,500	0	$467,640	−8.2%	0.37%

Showing the top 50 of 90 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.