PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in DFP — Flaherty & Crumrine Dynamic Preferred & Income Fund Inc

CIK 12600 DES MOINES, IA

Position in DFP

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$991,787

+$165,064 QoQ

Shares Held

47,982

+16.5% QoQ

Ownership

0.234%

of shares outstanding

% of Portfolio

0.03%

of 13F equity value

Holder Rank

#22

of 85 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $113,662,938 across 50 Asset Management names. DFP ranks #28 (0.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	1,078,833	$15,686,231
2	PFG	Principal Financial Group Inc	105,857	$11,409,267
3	ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	591,357	$8,799,392
4	CII	BlackRock Enhanced Large Cap Core Fund, Inc.	261,662	$6,842,461
5	BN	BROOKFIELD Corp /ON/	146,164	$6,225,124
6	PCN	Pimco Corporate & Income Strategy Fund	490,377	$5,860,005
7	BLK	BlackRock, Inc.	5,658	$5,440,506
8	PDI	PIMCO Dynamic Income Fund	303,855	$5,074,378

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$991,787	47,982	+16.5%	Shares	Sole	2026-08-04
2026-03-31	$826,723	41,192	+5.0%	Shares	Sole	2026-05-13
2025-12-31	$815,965	39,248	+3.9%	Shares	Sole	2026-02-12
2025-09-30	$817,494	37,777	+3.9%	Shares	Sole	2025-11-12
2025-06-30	$746,265	36,350	+5.4%	Shares	Sole	2025-08-11
2025-03-31	$697,834	34,478	0.0%	Shares	Sole	2025-04-30
2024-12-31	$687,491	34,478	+5.4%	Shares	Sole	2025-01-30
2024-09-30	$703,114	32,703	+11.9%	Shares	Sole	2024-10-28
2024-06-30	$560,985	29,218	+12.9%	Shares	Sole	2024-07-31
2024-03-31	$496,042	25,876	+4.5%	Shares	Sole	2024-05-10
2023-12-31	$439,401	24,755	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.