Skip to main content
Equibles
DIA logo

DIA · Holdings ETF

Alerts for DIA

Use DIA with AI

Add company filings, earnings and prices to ChatGPT or Claude, then ask questions in your own chat.

Choose your app for step-by-step connection instructions. Sign in with Equibles when asked; no code or API key is needed.

Claude ChatGPT

After connecting, ask your AI to use Equibles to research DIA.

Other apps & server URL
https://mcp.equibles.com/mcp
Gemini CLI setup
or ask here

Free, nothing to set up — ALVIS runs on the same tools and cites every figure.

See what you can ask in ChatGPT or Claude

All connection guides →
$524.50 -3.39 (-0.64%)
Volume · Oct 22 2.71M Avg daily vol (3M) 3.47M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Holders: 436
Total Value: $1,200,067,444
Total Shares: 2,359,784
Showing 1–100 of 438 holdings by value · page 1 of 5

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 436 13F filers · Δ vs Jun 30, 2026
Top Holder
8.7%
Dec 2023 → Sep 2026 · range 8.7% – 16.2%
−7.5 pts
Top 5
25.3%
Dec 2023 → Sep 2026 · range 25.3% – 54.8%
−25.1 pts
Top 10
37.0%
Dec 2023 → Sep 2026 · range 37.0% – 67.4%
−25.5 pts
HHI
216
Dec 2023 → Sep 2026 · range 216 – 699
Broadly held−455

Who Holds DIA

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 1,457 filers, like-for-like change -12.2%; actively managed books -0.7%; index-like books -51.6%.

Holder type Share Filers Change
Registered adviser 25.6% 1,003 -27.6%
Exempt adviser 2.3% 2 +169.2%
Adviser 1.8% 8 +10.6%
Bank 25.8% 44 -1.9%
Broker-dealer 5.7% 3 +7.7%
Non-US 4.1% 6 +189.1%
Holding company 13.3% 11 -49.7%
Insurer 0.0% 0 -100.0%
Unknown 21.6% 380 +28.7%

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 22 holders with no observed 2026-03-31 13F and 19 holders with no observed 2026-06-30 13F.

Conviction and Crowding

1,457 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
74
5.08% of filers hold it in their top 10
Mar 31, 2026: 71
Holders above 5%
25
median weight 0.078%
Mar 31, 2026: 25
Crowding
—
no cover-page share count is dated within about a year of the quarter end
Private-fund advisers
—
of shares outstanding
Institutional ownership
—
no cover-page share count is dated within about a year of the quarter end
Top 10 holders
44.4%
of 13F shares, Herfindahl 0.029
Active holders
-0.7%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held it value-weighted 20.2 quarters
Under 1 year 7.16% 1 to 3 years 18.2% 3 years or more 74.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$462.29
estimated per share
Mar 31, 2026: $449.55
Quarter-end price
$520.62
implied by 13F values
Estimated gain or loss
+12.6%
price against the estimated cost
Estimated at a loss
0.000%
of costed 13F value

Estimated cost covers 21.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of DIA by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type Shares
Index funds 0
Index ETFs 0
Active ETFs 48,619
Active funds 10,500
Unclassified 389
All registered funds 59,508
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026
New
13
Increased
133
Decreased
125
Sold Out
15
Unchanged
162

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -1,030
Institutional value: -96.2%
Shares held: -96.1%

Top Buyers

vs Jun 30, 2026
Institution Added Now Holds Open
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC +12,573 78,841
Onyx Bridge Wealth Group LLC +9,153 12,608
SteelPeak Wealth, LLC +7,842 63,440
Heck Capital Advisors, LLC +5,322 114,977
StoryOne LLC +3,807 43,297

Top Sellers

vs Jun 30, 2026
Institution Sold Now Holds Open
Olistico Wealth, LLC −104,319 1,243
Atria Investments, Inc −99,049 14,973
Pettinga Financial Advisors LLC −3,699 23,046
MKT Advisors LLC −2,598 27,798
TD Waterhouse Canada Inc. −2,047 34,157

Top New Positions

vs Jun 30, 2026
Institution Acquired Value (USD) Open
Royal Fund Management, LLC 34,616 $17,603,966
Worth Asset Management, LLC 13,189 $6,707,265
OceanIQ Capital, LLC 5,980 $3,041,129
MILESTONE ASSET MANAGEMENT, LLC 3,534 $1,797,215
Y-Intercept (Hong Kong) Ltd 2,912 $1,480,897

Top Sold-Out Positions

vs Jun 30, 2026
Institution Previously Held Last Value (USD) Open
Encompass More Asset Management 26,613 $13,902,365
Reyes Financial Architecture, Inc. 16,642 $8,693,614
Charles Schwab Trust Co 5,536 $2,891,951
Innovative Wealth Building LLC 1,371 $716,196
WORLD EQUITY GROUP, INC. 1,290 $673,883
Filter: New 13 Increased 133 Reduced 125 Sold out 15 Unchanged 162
Holder type: Registered adviser 318 Exempt adviser 1 Bank 5 Non-US 1 Unknown 111
Showing 100 of 438
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
Berkshire Money Management, Inc. $104,751,129 8.73% 205,980
Heck Capital Advisors, LLC $58,471,553 4.87% 114,977
TCP Asset Management, LLC $57,859,767 4.82% 113,774
STEEL GROVE CAPITAL ADVISORS, LLC $43,008,073 3.58% 84,570
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $40,043,735 3.34% 78,741
SteelPeak Wealth, LLC $32,008,137 2.67% 62,940
Shulman DeMeo Asset Management LLC $29,984,108 2.50% 58,960
GenWealth Group, Inc. $27,676,816 2.31% 54,423
Johnson Bixby & Associates, LLC $26,207,107 2.18% 51,533
Clarity Wealth Advisors, LLC $23,478,227 1.96% 46,167
StoryOne LLC $22,018,689 1.83% 43,297
PINNACLE ASSOCIATES LTD $21,122,624 1.76% 41,535
Concurrent Investment Advisors, LLC $20,290,127 1.69% 39,898
SMITHBRIDGE ASSET MANAGEMENT INC/DE $18,788,888 1.57% 36,946
Royal Fund Management, LLC $17,603,966 1.47% 34,616
TD Waterhouse Canada Inc. $17,370,542 1.45% 34,157
Capital Management Associates, Inc $15,130,379 1.26% 29,752
WEDBUSH SECURITIES INC $14,895,429 1.24% 29,290
MKT Advisors LLC $14,136,672 1.18% 27,798
RETIREMENT FINANCIAL SOLUTIONS, LLC $13,557,943 1.13% 26,660
Amplius Wealth Advisors, LLC $12,650,689 1.05% 24,876
Benin Management CORP $12,368,953 1.03% 24,322
FOCUS Wealth Advisors, LLC $12,120,272 1.01% 23,833
Pettinga Financial Advisors LLC $11,720,043 0.98% 23,046
First Heartland Consultants, Inc. $11,108,257 0.93% 21,843
WASHINGTON CAPITAL MANAGEMENT, INC $10,933,316 0.91% 21,499
SMITH CHAS P & ASSOCIATES PA CPAS $10,092,174 0.84% 19,845
Farther Finance Advisors, LLC $9,715,339 0.81% 19,104
GHP Investment Advisors, Inc. $9,547,008 0.80% 18,773
WASHBURN CAPITAL MANAGEMENT, INC. $9,237,302 0.77% 18,164
Foster Group, Inc. $8,933,189 0.74% 17,566
Echo45 Advisors LLC $8,394,634 0.70% 16,507
Sowell Financial Services LLC $8,254,275 0.69% 16,231
Oak Harvest Investment Services $8,202,402 0.68% 16,129
INDEPENDENT FINANCIAL GROUP, LLC $7,978,640 0.66% 15,689
MAGNOLIA CAPITAL MANAGEMENT LTD $7,804,208 0.65% 15,346
Atria Investments, Inc $7,614,519 0.63% 14,973
Iowa State Bank $7,546,882 0.63% 14,840
Frank, Rimerman Advisors LLC $6,902,040 0.58% 13,572
Mechanics Bank Trust Department $6,855,254 0.57% 13,480
Worth Asset Management, LLC $6,707,265 0.56% 13,189
Onyx Bridge Wealth Group LLC $6,411,798 0.53% 12,608
Prime Capital Investment Advisors, LLC $6,174,305 0.51% 12,141
IFG Advisors, LLC $5,949,526 0.50% 11,699
Brookstone Capital Management $5,845,782 0.49% 11,495
Wealth Quarterback LLC $5,756,786 0.48% 11,320
AMERICAN NATIONAL BANK & TRUST $5,402,326 0.45% 10,623
Venture Visionary Partners LLC $5,397,749 0.45% 10,614
AtlasMark Financial, Inc $5,187,210 0.43% 10,200
Intergy Private Wealth, LLC $5,110,418 0.43% 10,049
TrueWealth Advisors, LLC $4,413,705 0.37% 8,679
Lewis Asset Management, LLC $4,332,846 0.36% 8,520
ABSOLUTE CAPITAL MANAGEMENT, LLC $4,322,675 0.36% 8,500
Capital Wealth Alliance, LLC $4,309,452 0.36% 8,474
IFP Advisors, Inc $4,288,602 0.36% 8,433
Fortune 45 LLC $4,204,691 0.35% 8,268
Tufton Capital Management $4,077,553 0.34% 8,018
Melone Private Wealth, LLC $4,072,976 0.34% 8,009
MERIDIAN INVESTMENT COUNSEL INC. $3,842,603 0.32% 7,556
Greenfield Savings Bank $3,813,107 0.32% 7,498
Fiduciary Alliance LLC $3,722,586 0.31% 7,320
Objective Capital Management, LLC $3,637,149 0.30% 7,152
CoreCap Advisors, LLC $3,571,546 0.30% 7,023
PFG Advisors $3,493,229 0.29% 6,869
Integrated Advisors Network LLC $3,397,622 0.28% 6,681
MLP3, LLC $3,389,994 0.28% 6,666
CANANDAIGUA NATIONAL BANK & TRUST CO $3,222,681 0.27% 6,337
OceanIQ Capital, LLC $3,041,129 0.25% 5,980
BigSur Wealth Management LLC $3,010,107 0.25% 5,919
ARVEST INVESTMENTS, INC. $2,965,355 0.25% 5,831
Crumly & Associates Inc. $2,910,940 0.24% 5,724
St. Clair Advisors, LLC $2,908,397 0.24% 5,719
DAVENPORT & Co LLC $2,817,875 0.23% 5,541
PARAGON CAPITAL MANAGEMENT INC $2,759,900 0.23% 5,427
Hudock, Inc. $2,757,358 0.23% 5,422
SBI Securities Co., Ltd. $2,755,323 0.23% 5,418
Cambridge Financial Group, LLC $2,696,332 0.22% 5,302
Fifth Third Securities, Inc. $2,623,609 0.22% 5,159
Graves Light Lenhart Wealth, Inc. $2,568,177 0.21% 5,050
SEAMOUNT FINANCIAL GROUP INC $2,561,566 0.21% 5,037
EQUITABLE TRUST CO $2,515,796 0.21% 4,947
MISSION WEALTH MANAGEMENT, LP $2,464,941 0.21% 4,847
Net Worth Advisory Group $2,455,787 0.20% 4,829
Sage Capital Management, LLC $2,385,608 0.20% 4,691
Robertson Stephens Wealth Management, LLC $2,304,748 0.19% 4,532
BLVD Private Wealth, LLC $2,279,321 0.19% 4,482
Balboa Wealth Partners $2,250,333 0.19% 4,425
Embree Financial Group $2,212,701 0.18% 4,351
ASSETMARK, INC $2,175,576 0.18% 4,278
B. Riley Wealth Advisors, Inc. $2,154,217 0.18% 4,236
Connecticut Wealth Management, LLC $2,140,486 0.18% 4,209
WealthBridge Capital Management, LLC $2,136,418 0.18% 4,201
Focus Financial Network, Inc. $2,072,849 0.17% 4,076
Windsor Capital Management, LLC $2,063,695 0.17% 4,058
Triumph Capital Management $2,059,627 0.17% 4,050
4WEALTH ADVISORS, INC. $2,054,542 0.17% 4,040
Optivise Advisory Services LLC $2,038,268 0.17% 4,008
QUANTUM FINANCIAL PARTNERS LLC $2,025,554 0.17% 3,983
Capital Investment Advisors, LLC $2,019,452 0.17% 3,971
COMMUNITY TRUST & INVESTMENT CO $2,009,281 0.17% 3,951

Showing the top 100 of 438 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.