CHARTIST INC /CA/
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Feb 2026 to Nov 2026 | $169,706,684 | Individuals and high net worth (100%) |
| Feb 2025 to Jan 2026 | $179,132,160 | Individuals and high net worth (100%) |
| Feb 2024 to Jan 2025 | $185,402,943 | Individuals and high net worth (100%) |
| May 2023 to Jan 2024 | $178,178,619 | Individuals and high net worth (100%) |
| Feb 2023 to Apr 2023 | $178,178,619 | Individuals and high net worth (100%) |
| Feb 2022 to Jan 2023 | $235,374,367 | Individuals and high net worth (100%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 92.0%; sector active share 80.3% against the combined 13F book's sector weights.
Over time 20 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
19 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 62.7% | $50,280,104 |
| Basic Materials | 32.8% | $26,284,437 |
| Consumer Cyclical | 2.1% | $1,718,985 |
| Financial Services | 1.0% | $798,055 |
| Utilities | 1.0% | $779,525 |
| Technology | 0.4% | $281,068 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increasedTrimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SHW | Sherwin Williams Co | −2,275 | 81,308 | $26,284,437 | |
| IWB | iShares Russell 1000 ETF | −980 | 37,906 | $15,773,823 | |
| DIA | Spdr Dow Jones Industrial Average ETF Trust | −955 | 58,516 | $29,758,311 | |
| XHB | State Street(R) SPDR(R) S&P(R) Homebuilders ETF | −118 | 9,667 | $928,322 | |
| AAPL | Apple Inc. | −110 | 844 | $281,068 | |
| AMZN | Amazon Com Inc | −60 | 3,593 | $895,195 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | −47 | 4,847 | $809,352 | |
| TJX | Tjx Companies Inc | −30 | 3,646 | $482,402 | |
| ALL | Allstate Corp | −18 | 2,350 | $521,371 | |
| HD | Home Depot, Inc. | −12 | 1,200 | $341,388 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SGOV | iShares 0-3 Month Treasury Bond ETF | 3,092 | $311,302 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| DIA |
Spdr Dow Jones Industrial Average ETF Trust
|
Reduced | 58,516 | $29,758,311 | 37.13% | |
| SHW |
Sherwin Williams Co
Basic Materials
|
Reduced | 81,308 | $26,284,437 | 32.80% | |
| IWB |
iShares Russell 1000 ETF
|
Reduced | 37,906 | $15,773,823 | 19.68% | |
| IWM |
iShares Russell 2000 ETF
|
Held | 4,965 | $1,379,723 | 1.72% | |
| XHB |
State Street(R) SPDR(R) S&P(R) Homebuilders ETF
|
Reduced | 9,667 | $928,322 | 1.16% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 3,593 | $895,195 | 1.12% | |
| XLI |
State Street(R) Industrial Select Sector SPDR(R) ETF
|
Reduced | 4,847 | $809,352 | 1.01% | |
| MDYG |
State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF
|
Held | 5,183 | $541,778 | 0.68% | |
| ALL |
Allstate Corp
Financial Services
|
Reduced | 2,350 | $521,371 | 0.65% | |
| TJX |
Tjx Companies Inc
Consumer Cyclical
|
Reduced | 3,646 | $482,402 | 0.60% | |
| NJR |
New Jersey Resources Corp
Utilities
|
Held | 8,480 | $429,088 | 0.54% | |
| PEG |
Public Service Enterprise Group Inc
Utilities
|
Held | 5,204 | $350,437 | 0.44% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 1,200 | $341,388 | 0.43% | |
| SGOV |
iShares 0-3 Month Treasury Bond ETF
|
NEW | 3,092 | $311,302 | 0.39% | |
| IXN |
iShares Global Tech ETF
|
Held | 2,049 | $303,702 | 0.38% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 844 | $281,068 | 0.35% | |
| V |
Visa Inc.
Financial Services
|
Held | 770 | $276,684 | 0.35% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Held | 2,982 | $268,708 | 0.34% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Held | 548 | $205,083 | 0.26% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.