TCP Asset Management, LLC

Registered adviser

CIK

1961898

Location

Upper Arlington, OH

Portfolio Value

Small $864,292,927

Diversification

Diversified

Filing Date

Global Rank

#2,728 / 8,819 ▼ 10 · as of Jun 2026

Top Industry

Asset Management 47.1%

Period ended 29 days ago

Filed Oct 14, 2026 · 15d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 286037

Roster of Oct 1, 2026

Regulatory AUM

$1,182,711,742

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$1,182,711,742	Individuals and high net worth (100%)
Mar 2025 to Feb 2026	$822,130,691	Individuals and high net worth (98%)
Apr 2024 to Feb 2025	$641,790,572	Individuals and high net worth (96%)
May 2023 to Mar 2024	$470,477,836	Individuals and high net worth (96%)
Apr 2023	$470,477,836	Individuals and high net worth (96%)
Mar 2022 to Mar 2023	$416,721,715	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 80.1% of the book (60%+)

Turnover

Low turnover

14.2% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 11.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 89.0%; sector active share 80.8% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

143 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

19.7%

+0.8 pts

Top 5

60.5%

+0.7 pts

Top 10

81.7%

+1.6 pts

HHI

1,006

Diversified+23

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	93.8%	$810,904,513	93
Financial Services	3.2%	$27,607,652	13
Technology	1.7%	$14,650,231	12
Communication Services	0.3%	$2,610,772	5
Consumer Cyclical	0.2%	$1,931,504	3
Energy	0.2%	$1,329,884	3
Healthcare	0.1%	$1,236,939	3
Industrials	0.1%	$1,170,047	3
Utilities	0.1%	$1,090,830	2
Consumer Defensive	0.1%	$955,848	3
Real Estate	0.1%	$804,707	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
THY	Toews Agility Shares Dynamic Tactical Income ETF	+73,107	2,269,764	$48,493,507
FIIG	First Trust Intermediate Duration Investment Grade Corporate ETF	+63,359	1,570,494	$30,828,797
DFAU	Dimensional US Core Equity Market ETF	+33,030	991,324	$51,905,724
DFCF	Dimensional Core Fixed Income ETF	+29,125	126,423	$5,072,090
DFAI	Dimensional International Core Equity Market ETF	+26,487	632,849	$26,218,934
PHYS	Sprott Physical Gold Trust	+25,389	776,853	$24,292,193
DFSD	Dimensional Short-Duration Fixed Income ETF	+20,267	91,508	$4,252,559
FTSM	First Trust Enhanced Short Maturity ETF	+19,765	649,525	$38,653,232
SECU		+19,125	54,204	$2,631,983
DFAE	Dimensional Emerging Core Equity Market ETF	+18,467	420,600	$16,533,786
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	+17,098	72,305	$2,824,233
DFUS	Dimensional U.S. Equity Market ETF	+15,964	490,717	$40,744,232
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	+15,550	28,792	$592,539
FIXD	First Trust Smith Opportunistic Fixed Income ETF	+14,174	483,288	$19,945,295
FRI	First Trust S&P REIT Index Fund	+14,155	576,747	$17,054,408
FEM	First Trust Emerging Markets AlphaDEX Fund	+10,024	465,297	$14,987,216
FSIG	First Trust Limited Duration Investment Grade Corporate ETF	+9,854	327,175	$6,013,476
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	+7,149	143,146	$15,580,010
AGG	iShares Core U.S. Aggregate Bond ETF	+5,578	188,991	$17,867,209
LMBS	First Trust Low Duration Opportunities ETF	+5,338	194,149	$9,408,460
AAPL	Apple Inc.	+5,186	19,201	$6,394,317
DTH	WisdomTree International High Dividend Fund	+4,946	280,746	$15,668,434
FMF	First Trust Managed Futures Strategy Fund	+4,465	229,996	$12,019,590
ONEQ	Fidelity Nasdaq Composite Index ETF	+3,198	311,824	$33,003,452
IVV	iShares Core S&P 500 ETF	+2,267	180,777	$138,448,065
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−20,273	141,233	$7,091,308
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−6,293	88,579	$4,584,849
TLT	iShares 20+ Year Treasury Bond ETF	−6,012	51,920	$4,038,337
BUXX	Strive Enhanced Income Short Maturity ETF	−4,231	105,018	$2,117,162
RUM	RUM Group Inc.	−4,000	16,575	$125,307
CLOI	VanEck CLO ETF	−3,447	5,810	$307,755
MBSF	REGAN FLOATING RATE MBS ETF	−2,851	12,429	$315,820
—		−2,260	58,645	$0
IHI	iShares U.S. Medical Devices ETF	−1,649	31,043	$1,587,849
VKI	Invesco Advantage Municipal Income Trust II	−1,575	21,344	$159,653
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−1,017	4,095	$367,567
AMZN	Amazon Com Inc	−1,002	5,942	$1,480,449
JPLD	JPMorgan Limited Duration Bond ETF	−847	23,304	$1,198,058
AMD	Advanced Micro Devices Inc	−778	377	$230,633
RSP	Victory Portfolios II	−448	28,138	$0
VTV	VANGUARD VALUE INDEX FUND	−351	1,502	$324,552
KIE	State Street(R) SPDR(R) S&P(R) Insurance ETF	−342	43,265	$2,531,002
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−282	34,322	$5,780,511
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	−281	39,520	$4,092,691
IUSB	iShares Core Universal USD Bond ETF	−265	7,818	$344,695
IEF	iShares 7-10 Year Treasury Bond ETF	−240	8,836	$789,143
NVDA	Nvidia Corp	−223	12,376	$2,826,430
VOO	VANGUARD 500 INDEX FUND	−153	3,591	$2,516,788
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−150	41,009	$1,617,394
MU	Micron Technology Inc	−132	375	$399,416
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
DUSB	Dimensional Ultrashort Fixed Income ETF	6,406	$323,438
VLO	Valero Energy Corp	729	$282,567
CAIE	Calamos Autocallable Income ETF	9,804	$260,982
MSTR	Strategy Inc	1,662	$254,435
CSCO	Cisco Systems, Inc.	2,305	$248,087
AMGN	Amgen Inc	585	$246,583
FTNT	Fortinet, Inc.	1,334	$238,465
T	At&T Inc.	9,763	$238,217
KO	Coca Cola Co	2,504	$215,544
SPCX	Space Exploration Technologies Corp	1,407	$212,260
PLTR	Palantir Technologies Inc.	1,134	$212,114
QQQM	Invesco Ltd.	704	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
DUHP	Dimensional US High Profitability ETF	411,800	$17,184,414
XOM	ExxonMobil Holdings Corp	37,489	$5,125,496
KLAC	Kla Corp	1,306	$394,033
SNDK	Sandisk Corp	158	$359,249
WDC	Western Digital Corp	550	$351,296
OKE	Oneok Inc	3,170	$275,599
MA	Mastercard Inc	479	$246,014
—		1,432	$209,659
MS	Morgan Stanley	962	$201,096
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

143 tracked positions · $864,292,927 total · filing declares 144 positions · $884,501,747 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 143 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	180,777	+2,267	$138,448,065	+3.6%	16.02%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	113,774	+2,025	$57,859,767	−0.9%	6.69%
QQQ	Invesco Qqq Trust, Series 1	Added	78,208	+936	$57,855,932	+1.7%	6.69%
DFAU	Dimensional US Core Equity Market ETF	Added	991,324	+33,030	$51,905,724	+4.8%	6.01%
THY	Toews Agility Shares Dynamic Tactical Income ETF	Added	2,269,764	+73,107	$48,493,507	+1.0%	5.61%
DFUS	Dimensional U.S. Equity Market ETF	Added	490,717	+15,964	$40,744,232	+4.7%	4.71%
FTSM	First Trust Enhanced Short Maturity ETF	Added	649,525	+19,765	$38,653,232	+2.8%	4.47%
ONEQ	Fidelity Nasdaq Composite Index ETF	Added	311,824	+3,198	$33,003,452	+3.6%	3.82%
FIIG	First Trust Intermediate Duration Investment Grade Corporate ETF	Added	1,570,494	+63,359	$30,828,797	−1.2%	3.57%
DFAI	Dimensional International Core Equity Market ETF	Added	632,849	+26,487	$26,218,934	+4.8%	3.03%
PHYS	Sprott Physical Gold Trust Financial Services	Added	776,853	+25,389	$24,292,193	+7.1%	2.81%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	116,860	+1,185	$22,875,345	+3.8%	2.65%
FIXD	First Trust Smith Opportunistic Fixed Income ETF	Added	483,288	+14,174	$19,945,295	−2.5%	2.31%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	188,991	+5,578	$17,867,209	−1.6%	2.07%
FRI	First Trust S&P REIT Index Fund	Added	576,747	+14,155	$17,054,408	−4.4%	1.97%
SMH	VanEck Semiconductor ETF	Added	28,000	+1,427	$17,052,000	−2.2%	1.97%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	420,600	+18,467	$16,533,786	+2.3%	1.91%
DTH	WisdomTree International High Dividend Fund	Added	280,746	+4,946	$15,668,434	+5.0%	1.81%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	143,146	+7,149	$15,580,010	−2.3%	1.80%
FEM	First Trust Emerging Markets AlphaDEX Fund	Added	465,297	+10,024	$14,987,216	+2.9%	1.73%
SPY	Spdr S&P 500 ETF Trust	Reduced	18,286	-103	$13,945,452	+1.6%	1.61%
FMF	First Trust Managed Futures Strategy Fund	Added	229,996	+4,465	$12,019,590	+6.3%	1.39%
OIH	VanEck Oil Services ETF	Added	30,884	+1,258	$11,685,579	+6.0%	1.35%
LMBS	First Trust Low Duration Opportunities ETF	Added	194,149	+5,338	$9,408,460	+0.1%	1.09%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	141,233	-20,273	$7,091,308	−12.9%	0.82%
AAPL	Apple Inc. Technology	Added	19,201	+5,186	$6,394,317	+57.7%	0.74%
FSIG	First Trust Limited Duration Investment Grade Corporate ETF	Added	327,175	+9,854	$6,013,476	+0.5%	0.70%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Reduced	34,322	-282	$5,780,511	+5.3%	0.67%
DFCF	Dimensional Core Fixed Income ETF	Added	126,423	+29,125	$5,072,090	+23.5%	0.59%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Reduced	88,579	-6,293	$4,584,849	−6.7%	0.53%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	91,508	+20,267	$4,252,559	+25.0%	0.49%
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	Reduced	39,520	-281	$4,092,691	−3.8%	0.47%
TLT	iShares 20+ Year Treasury Bond ETF	Reduced	51,920	-6,012	$4,038,337	−19.3%	0.47%
DFAS	Dimensional U.S. Small Cap ETF	Added	51,331	+1,726	$3,974,046	−2.7%	0.46%
NVDA	Nvidia Corp Technology	Reduced	12,376	-223	$2,826,430	+12.1%	0.33%
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	Added	72,305	+17,098	$2,824,233	+24.0%	0.33%
SECU		Added	54,204	+19,125	$2,631,983	+50.5%	0.30%
KIE	State Street(R) SPDR(R) S&P(R) Insurance ETF	Reduced	43,265	-342	$2,531,002	−4.8%	0.29%
VOO	VANGUARD 500 INDEX FUND	Reduced	3,591	-153	$2,516,788	−2.1%	0.29%
BUXX	Strive Enhanced Income Short Maturity ETF	Reduced	105,018	-4,231	$2,117,162	−4.3%	0.24%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Reduced	41,009	-150	$1,617,394	−13.3%	0.19%
MSFT	Microsoft Corp Technology	Added	3,132	+122	$1,606,402	+43.1%	0.19%
IHI	iShares U.S. Medical Devices ETF	Reduced	31,043	-1,649	$1,587,849	−1.7%	0.18%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	5,942	-1,002	$1,480,449	−10.5%	0.17%
IVW	iShares S&P 500 Growth ETF	Reduced	9,903	-129	$1,408,800	+2.1%	0.16%
AVGO	Broadcom Inc. Technology	Added	3,878	+357	$1,361,914	+2.4%	0.16%
JPLD	JPMorgan Limited Duration Bond ETF	Reduced	23,304	-847	$1,198,058	−4.9%	0.14%
FLOT	iShares Floating Rate Bond ETF	Reduced	20,323	-3	$1,037,489	−0.0%	0.12%
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	Held	6,293	0	$992,280	−0.4%	0.11%
MRSK	Northern Lights Fund Trust	Added	24,743	+291	$976,531	+3.4%	0.11%

Showing the top 50 of 143 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.