RUM · RUM Group Inc. · Holdings

$5.83 -0.03 (-0.51%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$2.91B

495.81M

Volume · Oct 20 2.54M Avg daily vol (3M) 4.47M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RUM: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 236

Total Value: $384,324,265

Total Shares: 65,468,509

Showing 1–100 of 253 holdings by value · page 1 of 3

Institutional Ownership Trend

22 quarters

Holder Concentration

Across 237 13F filers

Top Holder

15.4%

of institutional value

Top 5

58.4%

of institutional value

Top 10

76.5%

of institutional value

HHI

853

Broadly held

Who Holds RUM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 233 filers, like-for-like change +8.8%; actively managed books +15.6%; index-like books -0.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	29.1%	126	+8.1%	25	12
Exempt adviser	2.6%	4	-17.4%	1	0
Adviser	16.2%	7	+64.1%	2	0
Bank	9.9%	15	-19.7%	0	0
Insurer	0.0%	1	+12.6%	0	0
Broker-dealer	0.2%	3	+24.1%	2	0
Benefit plan	0.1%	1	+14.7%	0	0
Non-US	0.4%	5	+21.4%	0	0
Holding company	17.7%	5	-2.9%	0	0
Unknown	23.6%	66	+14.3%	14	7

Style	Share	Filers	Change	New	Exited
Index-like	39.3%	25	-0.2%	1	1
Systematic-like	4.9%	16	+5.1%	8	4
Concentrated	18.7%	43	+1.3%	11	5
Diversified active	37.0%	149	+26.3%	24	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	38.9%	140	+3.1%	21	8
Medium turnover	22.2%	43	-10.9%	7	4
High turnover	23.7%	33	+62.7%	15	7
Unknown	15.2%	17	+3.6%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	16.2%	28	+5.5%	8	1
Medium horizon	35.2%	43	+4.5%	8	7
Long horizon	29.8%	146	-0.5%	21	7
Unknown	18.9%	16	+45.9%	7	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.3%	58	+2.7%	17	7
$1B to $10B	37.8%	72	+22.3%	17	6
$10B to $100B	3.0%	49	-3.3%	7	5
$100B or more	56.9%	54	+2.2%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.0%	86	+40.6%	19	7
Pooled investment vehicles	3.4%	15	+5.0%	4	5
Registered funds and BDCs	20.6%	9	+5.2%	1	0
Pension and profit sharing plans	0.0%	1	+7.2%	0	0
Insurance companies	2.2%	4	+8.1%	0	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	0.2%	1	+9.1%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	1	-35.1%	0	0
Diversified	0.7%	7	+51.7%	0	0
Other	0.0%	0	—	0	0
Unknown	70.9%	107	+9.1%	19	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	6.2%	21	+3.7%	6	5
Private equity funds	0.4%	8	+52.0%	1	0
Venture capital funds	0.0%	1	+19.5%	0	0
Real estate funds	0.0%	3	+107.1%	1	1
Securitized asset funds	0.2%	1	+12.1%	0	0
Other private funds	0.5%	6	+13.2%	0	0
Mixed private funds	0.2%	1	-0.5%	0	0
Private funds, type not stated	2.5%	3	-2.9%	0	0
No private funds	21.8%	86	+6.1%	18	6
Unknown	68.2%	103	+10.5%	18	7

Location	Share	Filers	Change	New	Exited
United States	94.6%	204	+13.7%	40	17
Outside the US	5.4%	29	-37.5%	4	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC; Trask Adam Roland continues as Burnham & Co LLC.

Conviction and Crowding

226 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

the issuer has more than one class of common stock, so its count is the total across classes

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

the issuer has more than one class of common stock, so its count is the total across classes

Top 10 holders

80.1%

of 13F shares, Herfindahl 0.097

Active holders

+16.4%

like-for-like share change of active filers

5% stakes on record

3 13D, 1 13G (0 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 8.8 quarters

Under 1 year 35.5% 1 to 3 years 24.2% 3 years or more 40.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$8.29

estimated per share

Mar 31, 2026: $8.38

Quarter-end price

$6.34

implied by 13F values

Estimated gain or loss

-23.6%

price against the estimated cost

Estimated at a loss

99.5%

of costed 13F value

Estimated cost covers 83.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RUM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	SHW Sherwin Williams Co	3	0.048
2	AMD Advanced Micro Devices Inc	6	0.041
3	GD General Dynamics Corp	3	0.037
4	META Meta Platforms, Inc.	6	0.035
5	MU Micron Technology Inc	5	0.035
6	NVDA Nvidia Corp	6	0.032
7	WMT Walmart Inc.	5	0.032
8	AMZN Amazon Com Inc	6	0.032
9	MSFT Microsoft Corp	6	0.032
10	STT State Street Corp	3	0.031

Shareholder Targets

13F filers that own its peers but not RUM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: SHW, AMD, GD, META, MU, NVDA, WMT, AMZN, MSFT, STT, GOOGL, BRK-B, JPM, TJX, TXN, TSLA, AAPL, XOM, LLY, AVGO. 7,136 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$398,727,648,957 19 held	39.6%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$279,280,882,041 19 held	38.8%	AVGO, NVDA, GOOGL
3	Capital World Investors Adviser, Diversified active	$265,120,240,384 18 held	31.4%	AVGO, GOOGL, MU
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$160,196,501,014 20 held	27.6%	NVDA, GOOGL, AVGO
5	Amundi Holding company, Index-like	$155,324,338,628 20 held	37.3%	NVDA, AAPL, GOOGL
6	Capital International Investors Adviser, Diversified active	$152,394,738,919 17 held	31.1%	AVGO, GOOGL, MSFT
7	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$117,039,850,416 20 held	21.2%	NVDA, AAPL, MSFT
8	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
9	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
10	Fisher Asset Management, LLC Adviser, Diversified active	$98,811,974,220 20 held	31.6%	NVDA, AAPL, GOOGL

Fund Ownership of RUM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 3.51% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.76%	+0.08 pp	3,779,676	56
Index ETFs	2.75%	+0.04 pp	13,613,065	37
Active ETFs	0.00%	-0.03 pp	4,748	2
Active funds	0.06%	0.00 pp	285,675	17
Unclassified	0.00%	0.00 pp	0	0
All registered funds	3.57%	+0.08 pp	17,683,164	112

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 127 Exempt adviser 4 Adviser 7 Bank 15 Insurer 1 Broker-dealer 3 Benefit plan 1 Non-US 5 Holding company 5 Unknown 68

Showing 100 of 253

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CANTOR FITZGERALD, L. P.

$59,128,139

15.38%

9,326,205

COOPER CREEK PARTNERS MANAGEMENT LLC

$57,333,089

14.92%

9,043,074

BlackRock, Inc.

$55,147,349

14.35%

8,698,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	78,069	$494,957	0.9%	Sole
BlackRock Investment Management (Australia) Ltd	640	$4,057	0.0%	Sole
BlackRock Asset Management Canada Ltd	550	$3,487	0.0%	Sole
BlackRock Investment Management, LLC	312,013	$1,978,162	3.6%	Sole
BLACKROCK ADVISORS LLC	250,662	$1,589,197	2.9%	Sole
BlackRock Fund Advisors	4,390,673	$27,836,866	50.5%	Sole
BlackRock Institutional Trust Company, N.A.	3,370,117	$21,366,541	38.7%	Sole
BlackRock Fund Managers Ltd.	10,797	$68,452	0.1%	Sole
BlackRock (Netherlands) B.V.	26,797	$169,892	0.3%	Sole
BlackRock Asset Management Ireland Ltd	113,827	$721,663	1.3%	Sole
BlackRock Asset Management Schweiz AG	11,380	$72,149	0.1%	Sole
Aperio Group, LLC	132,796	$841,926	1.5%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$26,475,003

6.89%

4,175,868

VANGUARD CAPITAL MANAGEMENT LLC

$26,117,763

6.80%

4,119,521

GEODE CAPITAL MANAGEMENT, LLC

$19,508,350

5.08%

3,077,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	415,884	$2,636,704	13.5%	Defined
Held directly	2,661,143	$16,871,646	86.5%	Defined

STATE STREET CORP

$18,342,437

4.77%

2,893,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,893,129	$18,342,437	100.0%	Defined

GOLDMAN SACHS GROUP INC

$9,814,496

2.55%

1,548,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,392,002	$8,825,292	89.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	156,026	$989,204	10.1%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$6,126,487

1.59%

966,323

NORTHERN TRUST CORP

$6,041,244

1.57%

952,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	926,317	$5,872,849	97.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	8,832	$55,994	0.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	17,729	$112,401	1.9%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,884,274

1.53%

928,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	861,183	$5,459,900	92.8%	Other
G1 EXECUTION SERVICES, LLC	66,936	$424,374	7.2%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,473,322

1.42%

863,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	863,300	$5,473,322	100.0%	Other

VANGUARD FIDUCIARY TRUST CO

$5,015,751

1.31%

791,128

JANE STREET GROUP, LLC

$4,913,550

1.28%

775,008

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	771,700	$4,892,578	99.6%	Defined
Jane Street Global Trading, LLC	3,308	$20,972	0.4%	Defined

PEAK6 LLC

$4,706,816

1.22%

742,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	742,400	$4,706,816	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,586,990

1.19%

723,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	723,500	$4,586,990	100.0%	Other

UBS Group AG

$4,428,717

1.15%

698,536

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	4,521	$28,663	0.6%	Defined
UBS AG	647,818	$4,107,166	92.7%	Defined
UBS Switzerland AG	29,404	$186,421	4.2%	Defined
UBS Securities LLC	16,793	$106,467	2.4%	Defined

AMERIPRISE FINANCIAL INC

$4,001,490

1.04%

631,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	3,874	$24,561	0.6%	Defined
Ameriprise Financial Services, LLC	627,276	$3,976,929	99.4%	Defined

BANK OF AMERICA CORP /DE/

$3,519,029

0.92%

555,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	121,759	$771,952	21.9%	Defined
BOFA SECURITIES, INC.	123,071	$780,270	22.2%	Defined
MERRILL LYNCH INTERNATIONAL	310,222	$1,966,807	55.9%	Defined

BlueCrest Capital Management Ltd

$3,170,000

0.82%

500,000

Caption Management, LLC

$2,631,100

0.68%

415,000

CITADEL ADVISORS LLC

$2,612,714

0.68%

412,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	412,100	$2,612,714	100.0%	Defined

MORGAN STANLEY

$2,569,714

0.67%

405,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	50	$317	0.0%	Defined
MORGAN STANLEY & CO. LLC	31,503	$199,729	7.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	26,583	$168,536	6.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	94,728	$600,575	23.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	252,454	$1,600,557	62.3%	Defined

Nuveen, LLC

$2,211,023

0.58%

348,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	134,874	$855,100	38.7%	Defined
TEACHERS ADVISORS, LLC joint	213,868	$1,355,923	61.3%	Defined

Bank of New York Mellon Corp

$2,042,257

0.53%

322,123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	86,689	$549,607	26.9%	Defined
The Bank of New York Mellon	211,618	$1,341,658	65.7%	Defined
BNY Mellon, NA joint	23,815	$150,986	7.4%	Defined
Held directly	1	$6	0.0%	Defined

NATIONAL BANK OF CANADA /FI/

$1,687,708

0.44%

266,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	1,300	$8,242	0.5%	Defined
Held directly	264,900	$1,679,466	99.5%	Defined

Cambridge Investment Research Advisors, Inc.

$1,672,365

0.44%

263,780

Walleye Trading LLC

$1,585,000

0.41%

250,000

CITADEL ADVISORS LLC

$1,543,156

0.40%

243,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	243,400	$1,543,156	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$1,396,641

0.36%

220,291

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prism Planning Partners LLC	38	$240	0.0%	Other
Compound Planning, Inc.	4	$25	0.0%	Other
Arax Advisory Partners	6,761	$42,864	3.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,714	$10,866	0.8%	Other
Stokes Family Office, LLC	380	$2,409	0.2%	Other
Held directly	211,394	$1,340,237	96.0%	Defined

Sigma Planning Corp

$1,348,651

0.35%

212,721

CITADEL ADVISORS LLC

$1,332,091

0.35%

210,109

Quantinno Capital Management LP

$1,054,570

0.27%

166,336

Walleye Trading LLC

$1,042,099

0.27%

164,369

ExodusPoint Capital Management, LP

$975,535

0.25%

153,870

Swiss National Bank

$960,510

0.25%

151,500

Walleye Trading LLC

$900,914

0.23%

142,100

DARK FOREST CAPITAL MANAGEMENT LP

$899,557

0.23%

141,886

RHUMBLINE ADVISERS

$892,906

0.23%

140,837

JANE STREET GROUP, LLC

$878,724

0.23%

138,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	138,600	$878,724	100.0%	Defined

D. E. Shaw & Co., Inc.

$824,200

0.21%

130,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	130,000	$824,200	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$799,061

0.21%

126,035

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	126,035	$799,061	100.0%	Defined

WELLS FARGO & COMPANY/MN

$755,675

0.20%

119,192

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	105,723	$670,283	88.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	11,550	$73,227	9.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,658	$10,511	1.4%	Defined
Wells Fargo Securities, LLC	261	$1,654	0.2%	Defined

DEUTSCHE BANK AG\

$747,326

0.19%

117,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	2,155	$13,662	1.8%	Defined
DWS Investments UK Ltd	115,720	$733,664	98.2%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$675,817

0.18%

106,596

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	55	$348	0.1%	Defined
UBS Asset Management Switzerland AG	106,541	$675,469	99.9%	Sole

LPL Financial LLC

$671,069

0.17%

105,847

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$609,286

0.16%

96,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	96,102	$609,286	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$581,485

0.15%

91,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	91,717	$581,485	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$516,881

0.13%

81,527

OSAIC HOLDINGS, INC.

$514,997

0.13%

81,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	62,887	$398,703	77.4%	Defined
Osaic Advisory Services, LLC	18,343	$116,294	22.6%	Defined

Entropy Technologies, LP

$476,869

0.12%

75,216

Creative Planning

$475,233

0.12%

74,958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	65	$412	0.1%	Defined
Held directly	74,893	$474,821	99.9%	Sole

Stratos Wealth Partners, LTD.

$471,429

0.12%

74,358

CITIGROUP INC

$466,154

0.12%

73,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	73,526	$466,154	100.0%	Defined

JPMORGAN CHASE & CO

$461,570

0.12%

72,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	46,856	$297,067	64.4%	Defined
J.P. Morgan Investment Management Inc.	1,017	$6,447	1.4%	Defined
J.P. Morgan Securities plc	24,930	$158,056	34.2%	Defined

FIRST MANHATTAN CO. LLC.

$442,512

0.12%

69,797

Zurcher Kantonalbank (Zurich Cantonalbank)

$432,717

0.11%

68,252

MetLife Investment Management, LLC

$427,214

0.11%

67,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	67,384	$427,214	100.0%	Defined

Invesco Ltd.

$427,187

0.11%

67,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	19,498	$123,616	28.9%	Defined
Invesco Trust Co joint	44,756	$283,753	66.4%	Defined
Invesco Capital Management LLC	3,126	$19,818	4.6%	Defined

IMC-Chicago, LLC

$407,148

0.11%

64,219

Virtu Financial LLC

$398,500

0.10%

62,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	62,855	$398,500	100.0%	Defined

MARSHALL WACE, LLP

$392,921

0.10%

61,975

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	45,075	$285,775	72.7%	Other
Marshall Wace Middle East Ltd	16,900	$107,146	27.3%	Other

Russell Investments Group, Ltd.

$378,320

0.10%

59,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	59,672	$378,320	100.0%	Defined

Legal & General Group Plc

$343,120

0.09%

54,120

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	10,969	$69,543	20.3%	Defined
Legal & General Investment Management Ltd joint	43,151	$273,577	79.7%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$343,082

0.09%

54,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	54,114	$343,082	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$322,915

0.08%

50,933

MML INVESTORS SERVICES, LLC

$293,776

0.08%

46,337

Snowden Capital Advisors LLC

$274,128

0.07%

43,238

SIH Partners, LLLP

$266,527

0.07%

42,039

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna International Securities, Ltd.	42,039	$266,527	100.0%	Other

Vanguard Global Advisers, LLC

$259,565

0.07%

40,941

SILVER OAK SECURITIES, INCORPORATED

$252,896

0.07%

39,889

Handelsbanken Fonder AB

$250,430

0.07%

39,500

Engineers Gate Manager LP

$249,897

0.07%

39,416

Police & Firemen's Retirement System of New Jersey

$230,788

0.06%

36,402

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	36,402	$230,788	100.0%	Defined

EVERGREEN CAPITAL MANAGEMENT LLC

$224,042

0.06%

35,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	35,338	$224,042	100.0%	Other

Private Advisor Group, LLC

$222,343

0.06%

35,070

Jupiter Topco LLC

$217,715

0.06%

34,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	34,340	$217,715	100.0%	Defined

Mariner, LLC

$204,141

0.05%

32,199

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$202,093

0.05%

26,732

COMMONWEALTH EQUITY SERVICES, LLC

$183,010

0.05%

28,866

RAYMOND JAMES FINANCIAL INC

$176,447

0.05%

27,831

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	13,170	$83,497	47.3%	Defined
Raymond James Financial Services Advisors, Inc.	14,661	$92,950	52.7%	Defined

INTECH INVESTMENT MANAGEMENT LLC

$170,336

0.04%

26,867

FRANKLIN RESOURCES INC

$167,127

0.04%

26,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	5,197	$32,948	19.7%	Defined
FRANKLIN ADVISORY SERVICES LLC	21,164	$134,179	80.3%	Defined

PEAK6 LLC

$166,361

0.04%

26,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	26,240	$166,361	100.0%	Defined

Corient Private Wealth LLC

$163,793

0.04%

25,835

Sculptor Capital LP

$162,304

0.04%

25,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP	25,600	$162,304	100.0%	Defined

Sculptor Capital LP

$162,304

0.04%

25,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP	25,600	$162,304	100.0%	Defined

JANE STREET GROUP, LLC

$159,134

0.04%

25,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	25,100	$159,134	100.0%	Defined

Brevan Howard Capital Management LP

$159,045

0.04%

25,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	25,086	$159,045	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$157,866

0.04%

24,900

MERCER GLOBAL ADVISORS INC /ADV

$157,783

0.04%

24,887

BARCLAYS PLC

$155,906

0.04%

24,591

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	15,930	$100,996	64.8%	Defined
BARCLAYS CAPITAL INC.	8,661	$54,910	35.2%	Defined

EP Wealth Advisors, LLC

$150,613

0.04%

23,756

ROYAL BANK OF CANADA

$148,773

0.04%

23,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,437	$21,790	14.6%	Defined
RBC Capital Markets, LLC	15,858	$100,539	67.6%	Defined
RBC Dominion Securities Inc.	4,171	$26,444	17.8%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$139,898

0.04%

22,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	22,066	$139,898	100.0%	Defined

IEQ CAPITAL, LLC

$139,816

0.04%

22,053

Cetera Investment Advisers

$138,998

0.04%

21,924

Numerai GP LLC

$137,673

0.04%

21,715

ARIZONA STATE RETIREMENT SYSTEM

$132,100

0.03%

20,836

Second Half Financial Partners, LLC

$129,164

0.03%

20,373

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Key facts CIK 1830081 CUSIP 78137L105 13F (30d) 36 filings 32 filers Visit website Investor relations