FFC · Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC · Shareholders & Ownership

$14.86 -0.19 (-1.26%) At close · Nov 12

Market Cap

$715.92M

48.18M

Volume · Nov 12 243.84K Avg daily vol (3M) 182.23K

Every disclosed holder of FFC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns FFC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	115	10,904,445	—	Yes
Insiders (Forms 3, 4, 5)	0	0	—	Yes
13D/G-only blocks	1	2,721,896	—	Yes
Registered funds (N-PORT, not summed)	6	866,622	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of FFC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	First Trust Portfolios L.P. 13G CIK 1184765 · Unknown · Jun 30, 2025 Rule 13d-1(b), qualified institution	2,721,896	—	—	Jun 30, 2025	Rule 13d-1(b), qualified institution
2	BARD ASSOCIATES INC 13F CIK 1105907 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,227,796	—	+11,775	Jun 30, 2026	carried, not yet filed for the newest quarter
3	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	946,105	—	+19,722	Jun 30, 2026	carried, not yet filed for the newest quarter
4	SIT INVESTMENT ASSOCIATES INC 13F CIK 769317 · Registered investment adviser · Sep 30, 2026	834,844	—	-292,851	Sep 30, 2026
5	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	739,237	—	+64,743	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Invesco Ltd. 13F CIK 914208 · Investment adviser · Sep 30, 2026	648,717	—	-37,185	Sep 30, 2026
6.1	Invesco CEF Income Composite ETF Fund S000027370 · Registered fund · Aug 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	573,615	—	-6,487	Aug 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
6.2	Invesco Zacks Multi-Asset Income ETF Fund S000060805 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	43,924	—	+22,307	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
7	COHEN & STEERS, INC. 13F CIK 1284812 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	612,296	—	+25,000	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Investment adviser · Sep 30, 2026	487,782	—	+15,430	Sep 30, 2026
9	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	365,523	—	-7,345	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Csenge Advisory Group 13F CIK 1715593 · Registered investment adviser · Sep 30, 2026	326,498	—	+4,476	Sep 30, 2026
11	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	290,360	—	+194,657	Jun 30, 2026	carried, not yet filed for the newest quarter
12	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Sep 30, 2026	273,793	—	-39,890	Sep 30, 2026
13	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Sep 30, 2026	258,789	—	+22,162	Sep 30, 2026
14	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Sep 30, 2026	219,636	—	+19,722	Sep 30, 2026
15	Cohen & Steers Closed-End Opportunity Fund, Inc. Fund · Registered fund · Jun 30, 2026 Cohen & Steers Closed-End Opportunity Fund, Inc., not summed	206,755	—	—	Jun 30, 2026	Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
16	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	179,825	—	+7,899	Jun 30, 2026	carried, not yet filed for the newest quarter
17	1607 Capital Partners, LLC 13F CIK 1436866 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	171,099	—	-169,152	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Gridiron Partners, LLC 13F CIK 1910867 · Registered investment adviser · Sep 30, 2026	170,995	—	0	Sep 30, 2026
19	Fiera Capital Corp 13F CIK 1505817 · Non-US institution · Sep 30, 2026	167,970	—	0	Sep 30, 2026
20	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Sep 30, 2026	163,576	—	+24,426	Sep 30, 2026
21	Baird Financial Group, Inc. 13F CIK 1648711 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	160,360	—	-1,417	Jun 30, 2026	carried, not yet filed for the newest quarter
22	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	154,725	—	+4,315	Jun 30, 2026	carried, not yet filed for the newest quarter
23	UBS Group AG 13F CIK 1610520 · Bank · Sep 30, 2026	149,708	—	+50,832	Sep 30, 2026
24	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Sep 30, 2026	148,070	—	-36,604	Sep 30, 2026
25	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	120,609	—	-542	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Elevated Capital Advisors, LLC 13F CIK 1802387 · Registered investment adviser · Sep 30, 2026	118,403	—	+2,359	Sep 30, 2026
27	GUGGENHEIM CAPITAL LLC 13F CIK 1283072 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	117,328	—	+23,382	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	Multi-Hedge Strategies Fund Fund S000003747 · Registered fund · Jun 30, 2026 Rydex Variable Trust, not summed	313	—	+168	Jun 30, 2026	Rydex Variable Trust, not summed
27.2	Guggenheim Multi-Hedge Strategies Fund Fund S000003763 · Registered fund · Jun 30, 2026 Rydex Series Funds, not summed	111	—	+58	Jun 30, 2026	Rydex Series Funds, not summed
28	Sowell Financial Services LLC 13F CIK 1633697 · Registered investment adviser · Sep 30, 2026	112,147	—	0	Sep 30, 2026
29	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Sep 30, 2026	86,667	—	0	Sep 30, 2026
30	PARK AVENUE SECURITIES LLC 13F CIK 1071640 · Unknown · Sep 30, 2026	81,285	—	+1,368	Sep 30, 2026
31	CEERA INVESTMENTS, LLC 13F CIK 1860698 · Registered investment adviser · Sep 30, 2026	79,040	—	+5,310	Sep 30, 2026
32	TITLEIST ASSET MANAGEMENT, LLC 13F CIK 1977759 · Registered investment adviser · Sep 30, 2026	78,719	—	-1,810	Sep 30, 2026
33	Smith Asset Management Co., LLC 13F CIK 2068217 · Registered investment adviser · Sep 30, 2026	75,792	—	+876	Sep 30, 2026
34	Noble Wealth Management PBC 13F CIK 2055065 · Unknown · Sep 30, 2026	65,387	—	-6,930	Sep 30, 2026
35	Mountain Capital Investment Advisors Inc. 13F CIK 1714506 · Registered investment adviser · Sep 30, 2026	63,745	—	-738	Sep 30, 2026
36	Compound Planning, Inc. 13F CIK 1978879 · Registered investment adviser · Sep 30, 2026	60,485	—	-2,650	Sep 30, 2026
37	&PARTNERS 13F CIK 107136 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	50,298	—	+4,736	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Sep 30, 2026	45,844	—	+7,659	Sep 30, 2026
39	SMITH, MOORE & CO. 13F CIK 200724 · Registered investment adviser · Sep 30, 2026	45,669	—	+7,200	Sep 30, 2026
40	Everstar Asset Management, LLC 13F CIK 2023744 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	44,900	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Calamos Advisors LLC 13F CIK 1316507 · Registered investment adviser · Sep 30, 2026	43,726	—	+2,733	Sep 30, 2026
41.1	Calamos CEF Income & Arbitrage ETF Fund S000083148 · Registered fund · Jul 31, 2026 Calamos ETF Trust, not summed	41,904	—	+2,733	Jul 31, 2026	Calamos ETF Trust, not summed
42	Thrivent Financial for Lutherans 13F CIK 314984 · Registered investment adviser · Sep 30, 2026	37,125	—	+37,125	Sep 30, 2026
43	Sage Capital Advisors,llc 13F CIK 1714107 · Registered investment adviser · Sep 30, 2026	35,308	—	+15,105	Sep 30, 2026
44	Stolper Co 13F CIK 1808195 · Registered investment adviser · Sep 30, 2026	34,802	—	-581	Sep 30, 2026
45	Western Wealth Management, LLC 13F CIK 1767902 · Registered investment adviser · Sep 30, 2026	32,076	—	-155	Sep 30, 2026
46	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Sep 30, 2026	29,785	—	-10,135	Sep 30, 2026
47	Jacobi Capital Management LLC 13F CIK 1689646 · Registered investment adviser · Sep 30, 2026	28,015	—	0	Sep 30, 2026
48	SEAMOUNT FINANCIAL GROUP INC 13F CIK 2011267 · Registered investment adviser · Sep 30, 2026	27,232	—	-1,856	Sep 30, 2026
49	Curi Capital, LLC 13F CIK 1332905 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	25,168	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Whitener Capital Management, Inc. 13F CIK 825217 · Registered investment adviser · Sep 30, 2026	24,485	—	-1,100	Sep 30, 2026

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 116 holders

Create a free account to page through every holder, filter by source and group by ultimate parent.

Key facts CIK 1174164 CUSIP 338478100 13F (30d) 82 filings 75 filers Visit website Investor relations