Rockefeller Capital Management L.P.
Position in FFC — Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
CIK 1739439
NEW YORK, NY
Position in FFC
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$207,634
+$9,626 QoQ
Shares Held
12,754
-0.2% QoQ
Ownership
0.026%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#70
of 111 holders
Holding Since
Jun 2021
14 quarters on record
Voting authority
Sole 93%
Shared 0%
None 7%
Common Shares in FFC Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Rockefeller Capital Management L.P. holds $1,201,278,278 across 321 Asset Management names. FFC ranks #177 (0.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
235,607 | $226,550,264 | |
| 2 | BX |
Blackstone Inc.
|
1,124,085 | $132,271,080 | |
| 3 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
1,688,146 | $65,922,098 | |
| 4 | APO |
Apollo Global Management, Inc.
|
448,214 | $53,028,196 | |
| 5 | KKR |
KKR & Co. Inc.
|
544,246 | $49,950,894 | |
| 6 | ARCC |
Ares Capital Corp
|
2,692,567 | $49,893,265 | |
| 7 | AMP |
Ameriprise Financial Inc
|
100,020 | $45,885,173 | |
| 8 | GBDC |
GOLUB CAPITAL BDC, Inc.
|
2,799,784 | $36,061,217 |
All Filings in FFC
Export CSV
14 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $207,634 | 12,754 | Shares | Defined | 2026-08-13 | |
| 2026-03-31 | $198,008 | 12,783 | Shares | Defined | 2026-05-14 | |
| 2025-09-30 | $170,048 | 10,068 | Shares | Defined | 2025-11-14 | |
| 2023-12-31 | $1,452,828 | 104,520 | Shares | Defined | 2024-02-14 | |
| 2023-09-30 | $206,210 | 15,899 | Shares | Defined | 2023-11-14 | |
| 2023-06-30 | $219,716 | 15,991 | Shares | Defined | 2023-08-14 | |
| 2023-03-31 | $223,516 | 16,150 | Shares | Defined | 2023-05-16 | |
| 2022-12-31 | $224,879 | 14,972 | Shares | Defined | 2023-03-06 | |
| 2022-09-30 | $15,696 | 1,057 | Shares | Defined | 2022-11-02 | |
| 2022-06-30 | $129,129 | 7,700 | Shares | Defined | 2022-08-12 | |
| 2022-03-31 | $16,058 | 816 | Shares | Defined | 2022-05-13 | |
| 2021-12-31 | $17,549 | 808 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $17,994 | 808 | Shares | Defined | 2021-11-12 | |
| 2021-06-30 | $18,357 | 808 | Shares | Defined | 2021-08-10 | |
| No filing history on record for this holder in this stock. | ||||||