CSIQ · Canadian Solar Inc. · Holdings

$9.07 -0.15 (-1.63%)

Russell 2000 member Rebalance outlook locked

Market Cap

$626.01M

67.90M

Volume · Oct 23 161.26K Avg daily vol (3M) 1.85M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CSIQ: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 170

Total Value: $807,635,580

Total Shares: 51,337,752

Showing 1–100 of 185 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 166 13F filers

Top Holder

10.4%

of institutional value

Top 5

39.6%

of institutional value

Top 10

59.6%

of institutional value

HHI

464

Broadly held

Who Holds CSIQ

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 154 filers, like-for-like change +22.4%; actively managed books +1.3%; index-like books +109.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	33.1%	66	-8.0%	27	10
Exempt adviser	0.7%	3	+429.5%	1	0
Adviser	6.8%	1	+14.1%	0	0
Bank	13.9%	15	+26.8%	2	0
Broker-dealer	0.0%	1	-25.8%	0	1
Benefit plan	0.0%	3	+225.0%	2	0
Non-US	1.4%	9	-30.2%	4	0
Holding company	19.6%	8	+72.3%	2	0
Unknown	24.5%	48	+61.5%	10	12

Style	Share	Filers	Change	New	Exited
Index-like	33.3%	16	+109.6%	6	0
Systematic-like	14.6%	14	-20.6%	7	5
Concentrated	11.3%	27	+33.1%	7	2
Diversified active	40.8%	97	+4.8%	28	16
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.5%	92	+54.3%	23	6
Medium turnover	24.8%	24	+0.1%	5	3
High turnover	17.3%	34	-18.4%	17	12
Unknown	3.4%	4	+7206.4%	3	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.8%	20	+166.3%	12	6
Medium horizon	22.3%	27	+96.0%	8	6
Long horizon	68.2%	97	+18.2%	23	6
Unknown	4.7%	10	-55.9%	5	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.7%	35	+20.7%	10	7
$1B to $10B	3.2%	34	-19.5%	12	9
$10B to $100B	18.4%	38	-6.1%	13	6
$100B or more	65.7%	47	+38.0%	13	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.5%	24	+4.0%	7	4
Pooled investment vehicles	26.7%	25	-18.3%	10	5
Registered funds and BDCs	4.1%	7	+134.9%	3	1
Insurance companies	0.1%	2	new	2	0
Charitable organizations	0.1%	1	0.0%	0	0
Governments and sovereign funds	0.4%	2	+106717.0%	1	0
Other investment advisers	0.0%	1	0.0%	0	0
Diversified	0.2%	4	new	4	0
Unknown	66.9%	88	+46.6%	21	13

Private funds	Share	Filers	Change	New	Exited
Hedge funds	10.3%	25	-34.7%	11	4
Private equity funds	0.1%	1	new	1	0
Real estate funds	0.0%	2	+49.5%	1	1
Other private funds	17.7%	7	+4.2%	3	0
Mixed private funds	0.1%	1	new	1	0
Private funds, type not stated	0.1%	3	-57.9%	1	1
No private funds	5.5%	30	+78.5%	10	4
Securitized asset funds	0.0%	0	—	0	0
Unknown	66.2%	85	+45.5%	20	13

Location	Share	Filers	Change	New	Exited
United States	66.4%	114	+18.9%	41	19
Outside the US	33.6%	40	+30.0%	7	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F.

Conviction and Crowding

154 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.95% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

64.6%

of 13F shares, Herfindahl 0.058

Active holders

+1.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 7 13G (3 institutional, 4 passive, 0 exempt)

How long holders have held it value-weighted 16.7 quarters

Under 1 year 16.8% 1 to 3 years 23.0% 3 years or more 60.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$19.84

estimated per share

Mar 31, 2026: $20.29

Quarter-end price

$16.02

implied by 13F values

Estimated gain or loss

-19.3%

price against the estimated cost

Estimated at a loss

91.0%

of costed 13F value

Estimated cost covers 48.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CSIQ's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	DQ Daqo New Energy Corp.	3	0.217
2	HOS Hornbeck Offshore Services, Inc.	3	0.194
3	AMRC Ameresco, Inc.	3	0.182
4	FLNC Fluence Energy, Inc.	3	0.160
5	AVBP ArriVent BioPharma, Inc.	3	0.147
6	KOD Kodiak Sciences Inc.	3	0.142
7	ORA Ormat Technologies, Inc.	4	0.141
8	ITRI Itron, Inc.	3	0.120
9	NE Noble Corp plc	3	0.119
10	DUOL Duolingo, Inc.	3	0.119

Shareholder Targets

13F filers that own its peers but not CSIQ, quarter ended Jun 30, 2026

Found through its holder-overlap peers: DQ, HOS, AMRC, FLNC, AVBP, KOD, ORA, ITRI, NE, DUOL, ENPH, HBM, FSLR, ORKA, NTES, CNQ, JD, DAR, AR, BIDU. 2,163 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$10,287,828,399 8 held	1.22%	CNQ, FSLR, ORKA
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$6,789,511,798 17 held	0.150%	CNQ, FSLR, AR
3	Capital Research Global Investors Adviser, Diversified active	$4,584,675,335 1 held	0.640%	CNQ
4	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$2,950,284,820 19 held	0.540%	DAR, AR, CNQ
5	CANADA PENSION PLAN INVESTMENT BOARD Non-US, Diversified active	$1,815,117,005 9 held	1.00%	CNQ, ORA, AR
6	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$1,555,811,062 20 held	0.280%	NTES, FSLR, ITRI
7	FIL Ltd Non-US, Diversified active	$1,421,380,038 10 held	1.03%	HBM, JD, DUOL
8	TD Asset Management Inc Unknown, Diversified active	$1,324,744,457 9 held	1.15%	CNQ, HBM, ORKA
9	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Non-US, Diversified active	$1,290,768,704 6 held	1.88%	CNQ, JD, FLNC
10	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$1,258,344,329 1 held	0.740%	BIDU

Fund Ownership of CSIQ by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.24% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.69%	+0.58 pp	470,663	28
Index ETFs	9.55%	+3.62 pp	6,481,963	23
Active ETFs	0.09%	-0.05 pp	63,670	3
Active funds	1.08%	+0.51 pp	731,898	17
Unclassified	0.03%	+0.03 pp	22,786	4
All registered funds	11.45%	+4.70 pp	7,770,980	75

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 78 Exempt adviser 4 Adviser 1 Bank 14 Broker-dealer 2 Benefit plan 3 Non-US 9 Holding company 8 Unknown 51

Showing 100 of 185

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$85,218,788

10.55%

5,319,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	20,404	$326,872	0.4%	Sole
BlackRock Asset Management Canada Ltd	9,464	$151,613	0.2%	Sole
BlackRock Investment Management, LLC	148,179	$2,373,827	2.8%	Sole
BLACKROCK ADVISORS LLC	110,222	$1,765,756	2.1%	Sole
BlackRock Fund Advisors	2,917,259	$46,734,489	54.8%	Sole
BlackRock Institutional Trust Company, N.A.	656,552	$10,517,963	12.3%	Sole
BlackRock Asset Management Ireland Ltd	1,449,736	$23,224,770	27.3%	Sole
BlackRock Life Ltd	7,704	$123,418	0.1%	Sole
Aperio Group, LLC	5	$80	0.0%	Sole

MACKENZIE FINANCIAL CORP

$74,029,413

9.17%

4,621,062

D. E. Shaw & Co., Inc.

$61,302,932

7.59%

3,826,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	3,686,268	$59,054,013	96.3%	Defined
D. E. Shaw Investment Management, L.L.C. joint	140,382	$2,248,919	3.7%	Defined

Invesco Ltd.

$44,310,372

5.49%

2,765,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	5,984	$95,862	0.2%	Defined
Invesco Trust Co joint	19,509	$312,534	0.7%	Defined
Invesco Capital Management LLC	2,740,448	$43,901,976	99.1%	Defined

Legal & General Group Plc

$42,593,766

5.27%

2,658,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	4,745	$76,014	0.2%	Defined
Legal & General Investment Management Ltd	2,654,042	$42,517,752	99.8%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$40,841,388

5.06%

2,549,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,549,400	$40,841,388	100.0%	Other

Walleye Trading LLC

$24,842,214

3.08%

1,550,700

STATE STREET CORP

$24,599,254

3.05%

1,535,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	1,535,534	$24,599,254	100.0%	Defined

Polunin Capital Partners Ltd

$24,029,729

2.98%

2,085,914

JANE STREET GROUP, LLC

$22,748,400

2.82%

1,420,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,420,000	$22,748,400	100.0%	Defined

MORGAN STANLEY

$21,420,531

2.65%

1,337,112

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	104,799	$1,678,879	7.8%	Defined
MORGAN STANLEY & CO. LLC	19,961	$319,775	1.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	183,809	$2,944,620	13.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	42,361	$678,623	3.2%	Defined
Morgan Stanley Bank, N.A.	943,060	$15,107,821	70.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	5,451	$87,324	0.4%	Defined
Calvert Research & Management	37,671	$603,489	2.8%	Defined

TWO SIGMA INVESTMENTS, LP

$19,399,803

2.40%

1,210,974

Crystal Cove Asset Management, LLC

$13,945,410

1.73%

870,500

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$13,901,531

1.72%

867,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	48,005	$769,040	5.5%	Defined
Global X Management (AUS) Ltd joint	819,756	$13,132,491	94.5%	Defined

GOLDMAN SACHS GROUP INC

$13,670,457

1.69%

853,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	791,729	$12,683,498	92.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	46,578	$746,179	5.5%	Defined
GOLDMAN SACHS INTERNATIONAL	15,030	$240,780	1.8%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$13,184,460

1.63%

823,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	823,000	$13,184,460	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$12,586,720

1.56%

785,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	72,748	$1,165,422	9.3%	Defined
Held directly	712,940	$11,421,298	90.7%	Defined

JPMORGAN CHASE & CO

$12,419,070

1.54%

775,223

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	20,283	$324,933	2.6%	Defined
J.P. Morgan Securities LLC	724,340	$11,603,926	93.4%	Defined
J.P. Morgan Securities plc	24,364	$390,311	3.1%	Defined
J.P. Morgan SE	6,236	$99,900	0.8%	Defined

UBS Group AG

$12,388,856

1.53%

773,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,340	$21,466	0.2%	Defined
UBS AG	621,585	$9,957,791	80.4%	Defined
UBS Switzerland AG	150,242	$2,406,876	19.4%	Defined
UBS Securities LLC	170	$2,723	0.0%	Defined

BANK OF AMERICA CORP /DE/

$11,997,906

1.49%

748,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	419,802	$6,725,228	56.1%	Defined
BOFA SECURITIES, INC.	329,131	$5,272,678	43.9%	Defined

Walleye Trading LLC

$11,487,942

1.42%

717,100

CITADEL ADVISORS LLC

$10,706,166

1.33%

668,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	668,300	$10,706,166	100.0%	Defined

CITIGROUP INC

$10,535,760

1.30%

657,663

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	1,100	$17,622	0.2%	Defined
Citigroup Financial Products Inc. joint	656,563	$10,518,138	99.8%	Defined

SHAH CAPITAL MANAGEMENT

$10,478,257

1.30%

909,571

CITADEL ADVISORS LLC

$10,409,796

1.29%

649,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	649,800	$10,409,796	100.0%	Defined

BARCLAYS PLC

$9,571,116

1.19%

597,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	595,352	$9,537,539	99.6%	Defined
BARCLAYS CAPITAL INC.	2,096	$33,577	0.4%	Defined

RENAISSANCE TECHNOLOGIES LLC

$8,521,070

1.06%

531,902

Point72 Asset Management, L.P.

$8,170,200

1.01%

510,000

D. E. Shaw & Co., Inc.

$6,641,892

0.82%

414,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	414,600	$6,641,892	100.0%	Defined

ROBOTTI ROBERT

$6,409,602

0.79%

400,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robotti & Co Advisors, LLC	400,100	$6,409,602	100.0%	Other

NORTHERN TRUST CORP

$5,411,234

0.67%

337,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	315,987	$5,062,111	93.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	14,107	$225,994	4.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	7,686	$123,129	2.3%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$5,256,113

0.65%

328,097

HSBC HOLDINGS PLC

$5,220,068

0.65%

325,847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (UK) Ltd	4,209	$67,428	1.3%	Defined
HSBC Trinkaus & Burkhardt AG, Germany	321,638	$5,152,640	98.7%	Defined

Guinness Asset Management LTD

$4,984,991

0.62%

311,173

MILLENNIUM MANAGEMENT LLC

$4,903,481

0.61%

306,085

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,822,212

0.60%

301,012

Cerity Partners LLC

$4,822,180

0.60%

301,010

JANE STREET GROUP, LLC

$3,960,144

0.49%

247,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	247,200	$3,960,144	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$3,841,291

0.48%

239,781

MARSHALL WACE, LLP

$3,651,823

0.45%

227,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	227,954	$3,651,823	100.0%	Other

PEAK6 LLC

$3,236,040

0.40%

202,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	202,000	$3,236,040	100.0%	Defined

BIT Capital GmbH

$3,075,615

0.38%

191,986

Waterfront Wealth Inc.

$3,058,266

0.38%

190,903

Sound Capital Solutions LLC

$2,796,130

0.35%

174,540

Optimize Financial Inc

$2,796,130

0.35%

174,540

GUGGENHEIM CAPITAL LLC

$2,698,713

0.33%

168,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SECURITY INVESTORS LLC	168,459	$2,698,713	100.0%	Defined

STOREBRAND ASSET MANAGEMENT AS

$2,615,329

0.32%

163,254

Point72 Asset Management, L.P.

$2,587,230

0.32%

161,500

LMR Partners LLP

$2,563,200

0.32%

160,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	160,000	$2,563,200	100.0%	Sole

LMR Partners LLP

$2,563,200

0.32%

160,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	160,000	$2,563,200	100.0%	Sole

BOOTHBAY FUND MANAGEMENT, LLC

$2,390,824

0.30%

149,240

MOORE CAPITAL MANAGEMENT, LP

$2,082,600

0.26%

130,000

Nuveen, LLC

$1,914,325

0.24%

119,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	16,368	$262,215	13.7%	Defined
TEACHERS ADVISORS, LLC joint	103,128	$1,652,110	86.3%	Defined

Bank of New York Mellon Corp

$1,874,915

0.23%

117,036

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	45,656	$731,408	39.0%	Other
The Bank of New York Mellon	71,378	$1,143,475	61.0%	Defined
Held directly	2	$32	0.0%	Defined

Balyasny Asset Management L.P.

$1,807,296

0.22%

112,815

Trexquant Investment LP

$1,806,639

0.22%

112,774

Centiva Capital, LP

$1,790,747

0.22%

111,782

KBC Group NV

$1,716,238

0.21%

148,979

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	148,979	$1,716,238	100.0%	Defined

Voleon Capital Management LP

$1,682,196

0.21%

105,006

Diametric Capital, LP

$1,462,738

0.18%

91,307

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	91,307	$1,462,738	100.0%	Defined

DEUTSCHE BANK AG\

$1,243,087

0.15%

77,596

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	47,729	$764,618	61.5%	Defined
DWS International GmbH	29,867	$478,469	38.5%	Defined

CANADA LIFE ASSURANCE Co

$1,034,523

0.13%

64,577

Quantbot Technologies LP

$1,031,704

0.13%

64,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	64,401	$1,031,704	100.0%	Sole

RHUMBLINE ADVISERS

$1,016,853

0.13%

63,474

TUDOR INVESTMENT CORP ET AL

$1,012,464

0.13%

63,200

OCCUDO QUANTITATIVE STRATEGIES LP

$911,762

0.11%

56,914

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

$855,532

0.11%

53,404

Persistent Asset Partners Ltd

$850,870

0.11%

53,113

Mitsubishi UFJ Asset Management Co., Ltd.

$844,462

0.10%

52,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	52,713	$844,462	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$818,622

0.10%

51,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	51,100	$818,622	100.0%	Defined

MYDA Advisors LLC

$801,000

0.10%

50,000

Aventail Capital Group, LP

$787,607

0.10%

49,164

NOMURA HOLDINGS INC

$769,905

0.10%

48,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	48,059	$769,905	100.0%	Defined

WELLS FARGO & COMPANY/MN

$730,222

0.09%

45,582

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	40,974	$656,403	89.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	90	$1,441	0.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	4,518	$72,378	9.9%	Defined

Caption Management, LLC

$720,900

0.09%

45,000

GSA CAPITAL PARTNERS LLP

$720,595

0.09%

44,981

PRICE T ROWE ASSOCIATES INC /MD/

$652,142

0.08%

40,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	40,708	$652,142	100.0%	Defined

SCOTIA CAPITAL INC.

$625,132

0.08%

39,022

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	39,022	$625,132	100.0%	Defined

CoreCommodity Management, LLC

$593,701

0.07%

37,060

Caption Management, LLC

$552,690

0.07%

34,500

Counterpoint Mutual Funds LLC

$527,477

0.07%

45,788

MetLife Investment Management, LLC

$461,744

0.06%

28,823

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	28,823	$461,744	100.0%	Defined

Green Alpha Advisors, LLC

$449,141

0.06%

38,988

Schonfeld Strategic Advisors LLC

$433,020

0.05%

27,030

Prospera Financial Services Inc

$425,090

0.05%

26,535

CAXTON ASSOCIATES LLP

$419,099

0.05%

26,161

SG Americas Securities, LLC

$411,217

0.05%

25,669

BANK OF NOVA SCOTIA

$395,790

0.05%

24,706

Pathstone Holdings, LLC

$387,235

0.05%

24,172

BANK OF MONTREAL /CAN/

$378,839

0.05%

23,648

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	21,931	$351,334	92.7%	Defined
BMO Bank N.A.	294	$4,709	1.2%	Defined
BMO NESBITT BURNS INC.	1,423	$22,796	6.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$371,615

0.05%

23,197

Templeton & Phillips Capital Management, LLC

$368,908

0.05%

23,028

AMERICAN CENTURY COMPANIES INC

$358,543

0.04%

22,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	22,381	$358,543	100.0%	Defined

Bryn Mawr Trust Advisors, LLC

$350,838

0.04%

21,900

ProShare Advisors LLC

$331,213

0.04%

20,675

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$329,995

0.04%

20,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	20,599	$329,995	100.0%	Other

Squarepoint Ops LLC

$326,247

0.04%

20,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	20,365	$326,247	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$325,622

0.04%

20,326

Jain Global LLC

$320,944

0.04%

20,034

MILLENNIUM MANAGEMENT LLC

$320,400

0.04%

20,000

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Key facts CIK 1375877 CUSIP 136635109 13F (30d) 19 filings 19 filers Visit website Investor relations