Prescott Group Capital Management, L.L.C.

Registered adviser

CIK

1166152

Location

Tulsa, OK

Portfolio Value

Mid $1,080,358,489

Diversification

Diversified

Filing Date

Global Rank

#2,277 / 8,825 ▲ 8 · as of Jun 2026

Top Industry

Software - Application 7.6%

Period ended 35 days ago

Filed Oct 30, 2026 · 5d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 115220

Roster of Nov 1, 2026

Regulatory AUM

$1,298,388,038

Main clients

Pooled investment vehicles (84% of AUM)

Private funds

3 funds · Hedge funds

Focus by fund count, roster of Nov 1, 2026

$1,092,850,393 gross assets

Private funds on Schedule D 7.B.(1)

As filed Oct 16, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$805,985,024 gross assets in 3 funds Hedge funds $805,985,024 (3)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,298,388,038	Pooled investment vehicles (84%)
Apr 2025 to Mar 2026	$861,720,013	Pooled investment vehicles (98%)
Nov 2024 to Mar 2025	$825,985,024	Pooled investment vehicles (98%)
Apr 2024 to Oct 2024	$726,865,865	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$616,326,212	Pooled investment vehicles (100%)
Apr 2023	$616,326,212	Pooled investment vehicles (100%)

4 earlier changes not shown.

Schedule 13D/13G stakes

Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.

Company	Schedule	Event date	Filed	Shares	% of class	Change	Status
DAVA Endava plc	13G/A	Sep 30, 2026	2d	3,807,848	9.7%	+606,927 since Jun 30, 2026	Current
NATR Natures Sunshine Products Inc	13G/A	Aug 6, 2026	3mo	1,924,486	10.9%	+141,389 since Dec 31, 2023	Current

A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis. Show 6 exited, below-5% or retired stakes

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 28.1%, 71.2 effective positions, active share 84.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

39.2% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 12.1 quarters (12+), a floor since 12.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 84.0%; sector active share 19.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

296 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

7.7%

+1.5 pts

Top 5

19.8%

−0.1 pts

Top 10

26.8%

−1.3 pts

HHI

151

Diversified+10

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	21.8%	$236,008,119	72
Unclassified	15.1%	$162,774,039	9
Consumer Cyclical	12.0%	$129,165,252	43
Industrials	11.6%	$124,985,367	55
Financial Services	10.7%	$115,063,549	33
Healthcare	9.0%	$97,623,094	38
Consumer Defensive	8.0%	$86,643,668	13
Energy	7.3%	$78,608,103	12
Basic Materials	1.6%	$17,107,576	9
Utilities	1.3%	$14,139,442	2
Communication Services	1.3%	$13,593,302	7
Real Estate	0.4%	$4,646,978	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DAVA	Endava plc	+606,927	3,807,848	$6,816,047
VRRM	VERRA MOBILITY Corp	+377,823	666,350	$2,065,685
EBS	Emergent BioSolutions Inc.	+370,710	1,143,481	$7,546,974
OSG	Octave Specialty Group Inc	+282,352	1,930,145	$7,990,800
INSE	Inspired Entertainment, Inc.	+216,558	574,750	$1,977,140
FWRD	Forward Air Corp	+171,829	295,726	$4,509,821
NATR	Natures Sunshine Products Inc	+161,389	1,944,486	$24,675,527
NOAH	Noah Holdings Ltd	+148,148	593,115	$4,691,539
GRSD	GRANDSTAND Ltd	+104,935	632,894	$955,669
PSN	Parsons Corp	+90,000	134,189	$5,497,723
VITL	Vital Farms, Inc.	+86,677	216,677	$2,010,762
CYH	Community Health Systems Inc	+70,000	328,406	$939,241
SSTK	Shutterstock, Inc.	+60,000	120,000	$506,400
BNED	Barnes & Noble Education, Inc.	+60,000	951,799	$11,031,350
RERE	ATRenew Inc.	+50,000	3,365,436	$12,553,076
ENVA	Enova International, Inc.	+44,946	135,898	$22,709,914
SSRM	Ssr Mining Inc.	+30,000	40,000	$1,332,800
XPOF	Xponential Fitness, Inc.	+30,000	369,501	$1,662,754
MLI	Mueller Industries Inc	+30,000	60,000	$3,636,600
RUSHA	Rush Enterprises Inc \Tx\	+24,652	73,956	$3,387,924
FICO	Fair Isaac Corp	+20,510	21,710	$12,862,523
ACHC	Acadia Healthcare Company, Inc.	+20,000	70,000	$1,925,000
FLEX	Flex Ltd.	+20,000	80,000	$8,799,200
ONIT	Onity Group Inc.	+16,406	228,991	$6,487,315
APH	Amphenol Corp	+11,050	22,100	$1,863,030
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
PESI	Perma Fix Environmental Services Inc	−596,650	180,492	$2,824,699
CNTY	Century Casinos Inc	−350,560	31,100	$32,655
KODK	Eastman Kodak Co	−294,500	79,845	$763,318
CBUS	Cibus, Inc.	−244,600	83,557	$134,526
TOYO	TOYO Co., Ltd	−196,236	146,852	$638,806
DNA	Ginkgo Bioworks Holdings, Inc.	−192,993	348,852	$4,475,771
NUS	Nu Skin Enterprises, Inc.	−191,334	1,603,274	$7,262,831
EAF	Graftech International Ltd	−120,568	94,499	$781,506
CRMT	Americas Carmart Inc	−102,196	125,780	$128,295
DBD	DIEBOLD NIXDORF, Inc	−89,987	217,904	$13,340,082
SKIN	SkinHealth Systems Inc.	−69,550	508,180	$320,153
PFSI	PennyMac Financial Services, Inc.	−64,154	60,809	$3,753,131
CATO	Cato Corp	−63,111	161,656	$386,357
VATE	INNOVATE Corp.	−60,733	48,715	$361,952
GIL	Gildan Activewear Inc.	−19,200	66,057	$2,816,009
PATK	Patrick Industries Inc	−15,400	40,145	$2,721,028
SMTC	Semtech Corp	−12,000	25,000	$4,458,750
NET	Cloudflare, Inc.	−7,446	41,949	$14,568,048
TJX	Tjx Companies Inc	−6,756	30,506	$4,036,248
LII	Lennox International Inc	−2,000	4,000	$1,420,080
RTX	RTX Corp	−1,531	37,880	$7,032,422
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
IWM	iShares Russell 2000 ETF	35,000	$9,726,150
FEIM	Frequency Electronics Inc	106,500	$9,002,445
AAON	Aaon, Inc.	60,000	$4,965,600
CHRW	C. H. Robinson Worldwide, Inc.	27,000	$3,994,920
SANM	Sanmina Corp	18,000	$3,868,380
WOLF	Wolfspeed, Inc.	110,000	$3,094,300
OKTA	Okta, Inc.	10,000	$2,091,100
DKS	Dick's Sporting Goods, Inc.	15,282	$2,052,219
CRDO	Credo Technology Group Holding Ltd	10,000	$1,947,900
JLL	Jones Lang Lasalle Inc	6,036	$1,844,118
TBLA	Taboola.com Ltd.	508,709	$1,709,262
ONTO	Onto Innovation Inc.	5,000	$1,539,100
DVN	Devon Energy Corp	30,000	$1,381,200
REZI	Resideo Technologies, Inc.	73,044	$1,325,748
PRGS	Progress Software Corp	30,000	$1,199,100
RM	Regional Management Corp.	22,285	$673,675
CDXS	Codexis, Inc.	400,000	$556,000
ACMR	ACM Research, Inc.	6,000	$485,520
OPCH	Option Care Health, Inc.	20,000	$449,800
CSIQ	Canadian Solar Inc.	20,000	$230,400
No positions match the current search.

Sold Out

Positions the filer fully exited

16 positions

Ticker	Company	Shares	Value
TPC	Tutor Perini Corp	160,905	$13,350,287
—		347,818	$4,594,676
INTA	Intapp, Inc.	93,023	$2,345,109
MKSI	Mks Inc	5,000	$2,224,000
WDAY	Workday, Inc.	13,829	$1,692,946
VPG	Vishay Precision Group, Inc.	10,000	$1,499,100
SYNA	SYNAPTICS Inc	10,451	$1,298,327
HTZ	Hertz Global Holdings, Inc	540,000	$1,223,100
ARDT	Ardent Health, Inc.	121,925	$1,199,742
SKY	Champion Homes, Inc.	12,000	$1,057,440
PYPL	PayPal Holdings, Inc.	24,000	$1,036,320
SGC	Superior Group Of Companies, Inc.	74,018	$971,116
CRUS	Cirrus Logic, Inc.	6,000	$891,180
GPK	Graphic Packaging Holding Co	50,000	$528,500
ROL	Rollins Inc	6,350	$265,049
SPWH	Sportsman's Warehouse Holdings, Inc.	119,119	$158,428
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

296 tracked positions · $1,080,358,489 total · filing declares 296 positions · $1,110,045,757 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 296 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Held	71,473	0	$54,507,453	+2.1%	5.05%
IWL	iShares Russell Top 200 ETF	Held	248,501	0	$47,254,950	+2.8%	4.37%
APEI	American Public Education Inc Consumer Defensive	Held	679,749	0	$28,671,812	−21.5%	2.65%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	257,117	+2,315	$25,886,539	+0.9%	2.40%
NATR	Natures Sunshine Products Inc Consumer Defensive	Added	1,944,486	+161,389	$24,675,527	−36.5%	2.28%
ENVA	Enova International, Inc. Financial Services	Added	135,898	+44,946	$22,709,914	+3.7%	2.10%
SABR	Sabre Corp Technology	Held	7,401,379	0	$15,690,923	+1.4%	1.45%
FTI	TechnipFMC plc Energy	Held	230,179	0	$15,633,757	+2.4%	1.45%
NGL	NGL Energy Partners LP Energy	Held	1,030,638	0	$15,191,604	−7.5%	1.41%
FCFS	FirstCash Holdings, Inc. Financial Services	Held	70,530	0	$14,898,051	−2.4%	1.38%
NET	Cloudflare, Inc. Technology	Reduced	41,949	-7,446	$14,568,048	+20.2%	1.35%
XIFR	XPLR Infrastructure, LP Utilities	Held	1,331,085	0	$13,936,459	−11.3%	1.29%
DBD	DIEBOLD NIXDORF, Inc Technology	Reduced	217,904	-89,987	$13,340,082	−49.0%	1.23%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	19,742	+9,400	$12,964,768	+78.2%	1.20%
FICO	Fair Isaac Corp Technology	Added	21,710	+20,510	$12,862,523	+797.1%	1.19%
FROG	JFrog Ltd Technology	Held	130,000	0	$12,615,200	+6.8%	1.17%
RERE	ATRenew Inc. Consumer Cyclical	Added	3,365,436	+50,000	$12,553,076	−2.2%	1.16%
HELE	Helen Of Troy Ltd Consumer Defensive	Held	437,773	0	$11,999,357	−5.7%	1.11%
HZO	Marinemax Inc Consumer Cyclical	Held	222,490	0	$11,636,227	+42.8%	1.08%
HCA	HCA Healthcare, Inc. Healthcare	Held	27,108	0	$11,568,067	+9.5%	1.07%
VG	Venture Global, Inc. Energy	Held	875,622	0	$11,067,862	+13.6%	1.02%
BNED	Barnes & Noble Education, Inc. Consumer Cyclical	Added	951,799	+60,000	$11,031,350	−1.5%	1.02%
CVEO	Civeo Corp Consumer Cyclical	Held	306,334	0	$10,044,691	−6.3%	0.93%
IWM	iShares Russell 2000 ETF	NEW	35,000	NEW	$9,726,150	NEW	0.90%
IBKR	Interactive Brokers Group, Inc. Financial Services	Held	111,676	0	$9,539,363	−1.9%	0.88%
FEIM	Frequency Electronics Inc Technology	NEW	106,500	NEW	$9,002,445	NEW	0.83%
FLEX	Flex Ltd. Technology	Added	80,000	+20,000	$8,799,200	−9.5%	0.81%
EME	EMCOR Group, Inc. Industrials	Held	11,311	0	$8,534,036	−9.1%	0.79%
OR	OR Royalties Inc. Basic Materials	Held	248,000	0	$8,516,320	+8.6%	0.79%
ROST	Ross Stores, Inc. Consumer Cyclical	Held	35,814	0	$8,358,987	+9.7%	0.77%
EZPW	Ezcorp Inc Financial Services	Held	271,393	0	$8,076,655	−13.9%	0.75%
OSG	Octave Specialty Group Inc Financial Services	Added	1,930,145	+282,352	$7,990,800	−22.3%	0.74%
PWR	Quanta Services, Inc. Industrials	Held	12,317	0	$7,913,795	−10.8%	0.73%
BKD	Brookdale Senior Living Inc. Healthcare	Held	724,912	0	$7,850,796	−32.7%	0.73%
FANG	Diamondback Energy, Inc. Energy	Held	41,504	0	$7,628,850	+4.6%	0.71%
DHI	Horton D R Inc Consumer Cyclical	Held	55,287	0	$7,554,968	−16.1%	0.70%
EBS	Emergent BioSolutions Inc. Healthcare	Added	1,143,481	+370,710	$7,546,974	+16.5%	0.70%
NUS	Nu Skin Enterprises, Inc. Consumer Defensive	Reduced	1,603,274	-191,334	$7,262,831	−23.4%	0.67%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	Held	103,492	0	$7,186,484	−7.2%	0.67%
VVX	V2X, Inc. Industrials	Held	99,705	0	$7,056,122	−5.1%	0.65%
RTX	RTX Corp Industrials	Reduced	37,880	-1,531	$7,032,422	−6.0%	0.65%
GHM	Graham Corp Industrials	Held	80,536	0	$6,951,062	−30.3%	0.64%
GDRX	GoodRx Holdings, Inc. Healthcare	Held	2,105,502	0	$6,927,101	+14.2%	0.64%
DAVA	Endava plc Technology	Added	3,807,848	+606,927	$6,816,047	−24.8%	0.63%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	14,248	0	$6,499,795	−4.5%	0.60%
ONIT	Onity Group Inc. Financial Services	Added	228,991	+16,406	$6,487,315	−23.2%	0.60%
FOSL	Fossil Group, Inc. Consumer Cyclical	Held	979,894	0	$6,437,903	+58.7%	0.60%
BOKF	Bok Financial Corp Financial Services	Held	49,993	0	$6,319,115	−9.0%	0.58%
CACI	Caci International Inc Technology	Held	10,188	0	$6,205,612	+31.5%	0.57%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Held	71,866	0	$6,138,075	−7.3%	0.57%

Showing the top 50 of 296 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.