PESI · Perma Fix Environmental Services Inc · Holdings
$18.77
+0.52 (+2.85%)
At close · Sep 11
View the 10-Q filed May 7, 2026
Going-concern doubt
— flagged Aug 12, 2026
Substantial doubt about the company's ability to continue as a going concern.
“Because these customers do not provide binding assurances regarding the timing or volume of future work, and such activity is subject to appropriations, procurement processes, operational considerations and other factors outside the Company's control, management could not conclude that its plans are probable of effectively mitigating the conditions giving rise to substantial doubt. Accordingly, substantial doubt continues to exist about the Company's ability to continue as a going concern for one year following the date the accompanying Condensed Consolidated Financial Statements are issued. Although the May 2026 equity offering strengthened the Company's liquidity, management concluded that the substantial doubt was not alleviated.”View the 10-Q filed Aug 12, 2026
Customer concentration
— key customers 61.4% of revenue
Key customers — 61.4% of revenue (the three months ended March 31, 2026)
“We performed services relating to waste generated by federal government clients, either indirectly as a subcontractor or directly as a prime contractor to federal government entities, representing approximately $6,836,000 or 61.4% of our total revenue during the three months ended March 31, 2026, as compared to $8,404,00 or 60.4% of our total revenue during the corresponding period of 2025.”
Key customers — 60.4% of revenue (the corresponding period of 2025)
“We performed services relating to waste generated by federal government clients, either indirectly as a subcontractor or directly as a prime contractor to federal government entities, representing approximately $6,836,000 or 61.4% of our total revenue during the three months ended March 31, 2026, as compared to $8,404,00 or 60.4% of our total revenue during the corresponding period of 2025.”
Market Cap
$398.27M
Shares
21.22M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 88
Total Value: $136,856,805
Total Shares: 9,577,107
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 88 13F filers · Δ vs Mar 31, 2026Top Holder
13.1%
−2.0 pts
Top 5
47.2%
−5.0 pts
Top 10
71.1%
−2.0 pts
HHI
622
Broadly held−90
Quarterly Activity
vs Mar 31, 2026
New
14
Increased
33
Decreased
18
Sold Out
11
Unchanged
23
Holder count:
+3
Institutional value:
+64.4%
Shares held:
+23.0%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Large DIAMOND HILL CAPITAL MANAGEMENT INC | +286,555 | 642,533 | |
| Small Potomac Capital Management, Inc. | +180,300 | 477,000 | |
| Small MAK CAPITAL ONE LLC | +114,285 | 1,032,958 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | +88,136 | 249,734 | |
| Mega BlackRock, Inc. | +82,453 | 1,252,756 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mid GROUP ONE TRADING LLC | −125,063 | 122,611 | |
| Mega D. E. Shaw & Co., Inc. | −38,131 | 24,858 | |
| Mega JANE STREET GROUP, LLC | −32,874 | 46,651 | |
| Mega UBS Group AG | −30,589 | 31,493 | |
| Small MYDA Advisors LLC | −30,000 | 90,000 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mid KENNEDY CAPITAL MANAGEMENT LLC | 610,903 | $8,729,803 | |
| Small Diametric Capital, LP | 114,714 | $1,639,263 | |
| Small CM WEALTH ADVISORS LLC | 87,839 | $1,255,219 | |
| Small Owls Nest Partners IA, LLC | 56,555 | $808,170 | |
| Large SEI INVESTMENTS CO | 41,022 | $586,204 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid GSA CAPITAL PARTNERS LLP | 16,097 | $172,076 | |
| Small Fermata Advisors, LLC | 12,936 | $138,285 | |
| Small Greenhaven Road Investment Management, L.P. | 11,303 | $120,829 | |
| Mega Invesco Ltd. | 11,135 | $119,031 | |
| Mega AMERICAN CENTURY COMPANIES INC | 10,692 | $114,297 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega BlackRock, Inc. | $17,901,881 | 13.08% | 1,252,756 | Shares | 2026-08-07 | |
| Small MAK CAPITAL ONE LLC | $14,760,969 | 10.79% | 1,032,958 | Shares | 2026-08-14 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $11,599,807 | 8.48% | 811,743 | Shares | 2026-08-13 | |
| Mid Prescott Group Capital Management, L.L.C. | $11,105,359 | 8.11% | 777,142 | Shares | 2026-08-07 | |
| Large DIAMOND HILL CAPITAL MANAGEMENT INC | $9,181,796 | 6.71% | 642,533 | Shares | 2026-08-06 | |
| Mid KENNEDY CAPITAL MANAGEMENT LLC | $8,729,803 | 6.38% | 610,903 | Shares | 2026-08-14 | |
| Small Potomac Capital Management, Inc. | $6,816,330 | 4.98% | 477,000 | Shares | 2026-08-14 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | $6,504,179 | 4.75% | 455,156 | Shares | 2026-08-12 | |
| Mid HEARTLAND ADVISORS INC | $5,716,000 | 4.18% | 400,000 | Shares | 2026-08-11 | |
| Mega STATE STREET CORP | $4,997,841 | 3.65% | 349,744 | Shares | 2026-08-07 | |
| Mega DIMENSIONAL FUND ADVISORS LP | $2,730,288 | 1.99% | 191,063 | Shares | 2026-08-11 | |
| Mega GOLDMAN SACHS GROUP INC | $2,325,768 | 1.70% | 162,755 | Shares | 2026-08-14 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2,242,586 | 1.64% | 156,934 | Shares | 2026-08-14 | |
| Mega CITADEL ADVISORS LLC | $2,181,025 | 1.59% | 152,626 | Shares | 2026-09-02 | |
| Mega NORTHERN TRUST CORP Bank | $2,024,020 | 1.48% | 141,639 | Shares | 2026-08-13 | |
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $1,758,241 | 1.28% | 123,040 | Shares | 2026-08-13 | |
| Mid GROUP ONE TRADING LLC | $1,752,111 | 1.28% | 122,611 | Shares | 2026-08-14 | |
| Mega VANGUARD PORTFOLIO MANAGEMENT LLC | $1,732,905 | 1.27% | 121,267 | Shares | 2026-08-13 | |
| Mid North Star Investment Management Corp. | $1,722,402 | 1.26% | 120,532 | Shares | 2026-07-28 | |
| Small Diametric Capital, LP | $1,639,263 | 1.20% | 114,714 | Shares | 2026-08-14 | |
| Small MYDA Advisors LLC | $1,286,100 | 0.94% | 90,000 | Shares | 2026-08-13 | |
| Small CM WEALTH ADVISORS LLC | $1,255,219 | 0.92% | 87,839 | Shares | 2026-08-10 | |
| Mid XTX Topco Ltd | $898,669 | 0.66% | 62,888 | Shares | 2026-08-14 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $878,835 | 0.64% | 61,500 | Call | 2026-08-14 | |
| Small Owls Nest Partners IA, LLC | $808,170 | 0.59% | 56,555 | Shares | 2026-08-13 | |
| Mid Pale Fire Capital SE | $794,909 | 0.58% | 55,627 | Shares | 2026-08-13 | |
| Mega MORGAN STANLEY | $758,567 | 0.55% | 53,084 | Shares | 2026-08-13 | |
| Mega JANE STREET GROUP, LLC | $666,642 | 0.49% | 46,651 | Shares | 2026-08-14 | |
| Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $646,608 | 0.47% | 45,249 | Shares | 2026-08-14 | |
| Small GatePass Capital, LLC | $639,363 | 0.47% | 44,742 | Shares | 2026-07-30 | |
| Small CORSAIR CAPITAL MANAGEMENT, L.P. | $609,454 | 0.45% | 42,649 | Shares | 2026-08-14 | |
| Mega BANK OF AMERICA CORP /DE/ Bank | $591,191 | 0.43% | 41,371 | Shares | 2026-08-14 | |
| Large SEI INVESTMENTS CO | $586,204 | 0.43% | 41,022 | Shares | 2026-08-14 | |
| Mega Bank of New York Mellon Corp Bank | $544,461 | 0.40% | 38,101 | Shares | 2026-08-06 | |
| Mega ALLIANCEBERNSTEIN L.P. | $469,426 | 0.34% | 32,850 | Shares | 2026-08-14 | |
| Mid SIMPLEX TRADING, LLC | $452,035 | 0.33% | 31,633 | Shares | 2026-08-12 | |
| Mega UBS Group AG | $450,034 | 0.33% | 31,493 | Shares | 2026-08-13 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $447,277 | 0.33% | 31,300 | Put | 2026-08-14 | |
| Large Squarepoint Ops LLC | $442,647 | 0.32% | 30,976 | Shares | 2026-08-14 | |
| Mega WELLS FARGO & COMPANY/MN | $418,739 | 0.31% | 29,303 | Shares | 2026-08-14 | |
| Mega D. E. Shaw & Co., Inc. | $355,220 | 0.26% | 24,858 | Shares | 2026-08-14 | |
| Large BROWN ADVISORY INC | $333,428 | 0.24% | 23,333 | Shares | 2026-08-14 | |
| Mega Nuveen, LLC | $320,867 | 0.23% | 22,454 | Shares | 2026-08-11 | |
| Large Trexquant Investment LP | $313,636 | 0.23% | 21,948 | Shares | 2026-08-14 | |
| Mega RHUMBLINE ADVISERS | $298,360 | 0.22% | 20,879 | Shares | 2026-08-12 | |
| Small Rothschild Wealth LLC | $294,374 | 0.22% | 20,600 | Shares | 2026-08-11 | |
| Large Quadrature Capital Ltd | $271,038 | 0.20% | 18,967 | Shares | 2026-08-07 | |
| Micro FIFTH LANE CAPITAL, LP | $257,220 | 0.19% | 18,000 | Shares | 2026-08-06 | |
| Mid BAILARD, INC. | $254,362 | 0.19% | 17,800 | Shares | 2026-07-30 | |
| Small Oxler Private Wealth LLC | $243,001 | 0.18% | 17,005 | Shares | 2026-08-03 | |
| Small GUIDANCE CAPITAL, INC | $238,400 | 0.17% | 16,683 | Shares | 2026-07-20 | |
| Mid IMC-Chicago, LLC | $235,284 | 0.17% | 16,465 | Shares | 2026-08-06 | |
| Small Quent Capital, LLC | $231,483 | 0.17% | 16,199 | Shares | 2026-08-07 | |
| Large OSAIC HOLDINGS, INC. | $227,211 | 0.17% | 15,900 | Shares | 2026-08-14 | |
| Mega DEUTSCHE BANK AG\ Bank | $219,579 | 0.16% | 15,366 | Shares | 2026-08-07 | |
| Mega CITADEL ADVISORS LLC | $197,202 | 0.14% | 13,800 | Put | 2026-09-02 | |
| Mega PRICE T ROWE ASSOCIATES INC /MD/ | $166,921 | 0.12% | 11,681 | Shares | 2026-08-14 | |
| Large Vident Advisory, LLC | $148,473 | 0.11% | 10,390 | Shares | 2026-08-12 | |
| Large MetLife Investment Management, LLC | $134,468 | 0.10% | 9,410 | Shares | 2026-08-14 | |
| Mega Russell Investments Group, Ltd. | $124,765 | 0.09% | 8,731 | Shares | 2026-08-06 | |
| Mega CITIGROUP INC | $117,734 | 0.09% | 8,239 | Shares | 2026-08-03 | |
| Large MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. Mutual Fund | $115,963 | 0.08% | 8,115 | Shares | 2026-08-14 | |
| Mega JPMORGAN CHASE & CO | $106,730 | 0.08% | 7,469 | Shares | 2026-08-12 | |
| Mega Vanguard Global Advisers, LLC | $82,053 | 0.06% | 5,742 | Shares | 2026-08-13 | |
| Large Police & Firemen's Retirement System of New Jersey Pension | $80,724 | 0.06% | 5,649 | Shares | 2026-07-23 | |
| Small Capital Advisors, Ltd. LLC | $71,450 | 0.05% | 5,000 | Shares | 2026-07-16 | |
| Large NEW YORK STATE COMMON RETIREMENT FUND Pension | $62,876 | 0.05% | 4,400 | Shares | 2026-07-29 | |
| Mega FMR LLC | $59,745 | 0.04% | 4,181 | Shares | 2026-08-13 | |
| Small Persistent Asset Partners Ltd | $55,902 | 0.04% | 3,912 | Shares | 2026-08-07 | |
| Mega BARCLAYS PLC | $38,697 | 0.03% | 2,708 | Shares | 2026-08-14 | |
| Mega BNP PARIBAS ARBITRAGE, SA | $35,467 | 0.03% | 2,482 | Shares | 2026-08-13 | |
| Mid Tower Research Capital LLC (TRC) | $25,493 | 0.02% | 1,784 | Shares | 2026-08-11 | |
| Mega Legal & General Group Plc | $22,263 | 0.02% | 1,558 | Shares | 2026-08-14 | |
| Mid Ameritas Investment Partners, Inc. | $17,605 | 0.01% | 1,232 | Shares | 2026-08-13 | |
| Mid Global Retirement Partners, LLC Pension | $10,631 | 0.01% | 744 | Shares | 2026-08-06 | |
| Mega ROYAL BANK OF CANADA Bank | $8,273 | 0.01% | 579 | Shares | 2026-08-14 | |
| Mega CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM Pension | $3,472 | 0.00% | 243 | Shares | 2026-08-24 | |
| Mid GAMMA Investing LLC | $3,058 | 0.00% | 214 | Shares | 2026-07-07 | |
| Mid Sterling Capital Management LLC | $1,443 | 0.00% | 101 | Shares | 2026-07-28 | |
| Mid Arax Advisory Partners | $1,286 | 0.00% | 90 | Shares | 2026-08-10 | |
| Large NISA INVESTMENT ADVISORS, LLC | $1,014 | 0.00% | 71 | Shares | 2026-08-10 | |
| Micro Torren Management, LLC | $757 | 0.00% | 53 | Shares | 2026-07-10 | |
| Small Caitong International Asset Management Co., Ltd | $685 | 0.00% | 48 | Shares | 2026-08-05 | |
| Mid EverSource Wealth Advisors, LLC | $457 | 0.00% | 32 | Shares | 2026-07-24 | |
| Mid ROTHSCHILD INVESTMENT LLC | $285 | 0.00% | 20 | Shares | 2026-08-06 | |
| Small Essential Partners LLC | $128 | 0.00% | 9 | Shares | 2026-08-10 | |
| Mid CoreCap Advisors, LLC | $71 | 0.00% | 5 | Shares | 2026-07-06 | |
| Mid Allworth Financial LP | $71 | 0.00% | 5 | Shares | 2026-08-11 | |
| Mid Optiver Holding B.V. | $28 | 0.00% | 2 | Shares | 2026-08-12 | |
| Small MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | $14 | 0.00% | 1 | Shares | 2026-08-03 | |
| Mid SBI Securities Co., Ltd. Broker-Dealer | $14 | 0.00% | 1 | Shares | 2026-07-23 |
Key facts
CIK
891532
CUSIP
714157203
13F (30d)
41 filings
41 filers
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