PFSI · PennyMac Financial Services, Inc. · Holdings

$63.33 -0.03 (-0.05%)

Russell 2000 member Rebalance outlook locked

Market Cap

$3.29B

51.95M

Volume · Oct 23 255.72K Avg daily vol (3M) 639.43K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PFSI: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 235

Total Value: $3,109,820,415

Total Shares: 35,715,042

Showing 1–100 of 252 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 235 13F filers

Top Holder

12.7%

of institutional value

Top 5

41.4%

of institutional value

Top 10

60.1%

of institutional value

HHI

507

Broadly held

Who Holds PFSI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 230 filers, like-for-like change -0.2%; actively managed books -2.8%; index-like books +9.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	51.7%	119	-9.6%	16	25
Exempt adviser	2.5%	5	+99.2%	0	1
Adviser	15.9%	6	+12.9%	0	1
Bank	6.4%	13	-2.8%	0	1
Insurer	0.0%	2	+72.6%	1	0
Broker-dealer	0.4%	2	+92.6%	0	0
Benefit plan	0.3%	5	-7.7%	0	0
Non-US	0.7%	11	-13.0%	1	2
Holding company	13.9%	8	+15.7%	1	0
Unknown	8.3%	59	+6.0%	11	7

Style	Share	Filers	Change	New	Exited
Index-like	23.0%	30	+9.8%	1	0
Systematic-like	3.4%	17	-71.4%	5	2
Concentrated	17.3%	49	0.0%	10	15
Diversified active	56.3%	134	+12.4%	14	20
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	51.1%	127	+8.3%	12	14
Medium turnover	30.0%	43	+19.6%	6	13
High turnover	9.0%	41	-48.2%	9	10
Unknown	9.9%	19	-6.2%	3	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.5%	36	+2.4%	8	3
Medium horizon	20.2%	45	+5.0%	6	11
Long horizon	57.8%	136	-9.3%	16	14
Unknown	7.6%	13	+138.2%	0	9
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.1%	48	+21.3%	10	14
$1B to $10B	25.5%	64	+0.3%	11	10
$10B to $100B	7.9%	57	+155.2%	6	8
$100B or more	63.4%	61	-8.2%	3	5
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.4%	57	+78.6%	8	11
Pooled investment vehicles	24.7%	27	-21.9%	4	11
Registered funds and BDCs	19.7%	14	-1.5%	1	2
Pension and profit sharing plans	0.0%	1	+2.1%	0	0
Insurance companies	0.1%	3	+10.5%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.3%	2	+51.4%	0	0
Other investment advisers	0.0%	3	-30.5%	0	0
Diversified	6.5%	11	+28.8%	3	1
Banks and thrifts	0.0%	0	—	0	0
Other	0.0%	0	—	0	0
Unknown	48.3%	111	+12.4%	14	12

Private funds	Share	Filers	Change	New	Exited
Hedge funds	32.7%	38	-13.2%	3	11
Private equity funds	0.7%	7	-29.1%	1	0
Venture capital funds	0.0%	1	-18.1%	0	0
Real estate funds	0.0%	4	+29.2%	0	1
Securitized asset funds	0.2%	1	-9.7%	0	0
Other private funds	6.8%	8	+12.8%	1	0
Mixed private funds	0.3%	1	-5.0%	0	1
Private funds, type not stated	0.6%	2	-4.5%	1	1
No private funds	12.8%	62	+2.4%	10	12
Liquidity funds	0.0%	0	—	0	0
Unknown	45.8%	106	+9.8%	14	11

Location	Share	Filers	Change	New	Exited
United States	93.5%	189	-1.3%	25	32
Outside the US	6.5%	41	+19.2%	5	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

230 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.17% of filers hold it in their top 10

Mar 31, 2026: 7

Holders above 5%

median weight 0.002%

Mar 31, 2026: 2

Crowding

28.7%

of shares outstanding, 79th percentile

Mar 31, 2026: 31.8%

Private-fund advisers

26.8%

of shares outstanding

Institutional ownership

64.8%

74.3% of the estimated free float

Top 10 holders

63.6%

of 13F shares, Herfindahl 0.056

Active holders

-2.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.1 quarters

Under 1 year 27.6% 1 to 3 years 12.3% 3 years or more 60.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $6,827,296 (1 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$85.86

estimated per share

Mar 31, 2026: $92.41

Quarter-end price

$87.10

implied by 13F values

Estimated gain or loss

+1.4%

price against the estimated cost

Estimated at a loss

62.6%

of costed 13F value

Estimated cost covers 39.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PFSI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	QURE uniQure N.V.	5	0.150
2	BILL BILL Holdings, Inc.	4	0.143
3	GDS GDS Holdings Ltd	4	0.135
4	AEXA American Exceptionalism Acquisition Corp. A	3	0.120
5	TRIP TripAdvisor, Inc.	3	0.110
6	CLF Cleveland-Cliffs Inc.	4	0.108
7	BTDR Bitdeer Technologies Group	3	0.106
8	RH Rh	3	0.105
9	COMP Compass, Inc.	4	0.097
10	VG Venture Global, Inc.	3	0.088

Shareholder Targets

13F filers that own its peers but not PFSI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: QURE, BILL, GDS, AEXA, TRIP, CLF, BTDR, RH, COMP, VG, GTX, RKT, MOS, FSLR, MKSI, ZM, TLN, ECHO, JBL, CRWV. 2,807 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Magnetar Financial LLC Registered adviser, Concentrated	$5,197,516,482 5 held	53.6%	CRWV, AEXA, JBL
2	NVIDIA CORP Unknown, Concentrated	$4,699,617,157 1 held	7.41%	CRWV
3	Capital World Investors Adviser, Diversified active	$3,008,086,311 6 held	0.360%	RKT, FSLR, MKSI
4	Texas Yale Capital Corp. Registered adviser, Concentrated	$2,423,919,542 2 held	53.2%	JBL, ECHO
5	Allianz Asset Management GmbH Unknown, Diversified active	$2,398,680,117 15 held	2.23%	VG, ZM, JBL
6	Alyeska Investment Group, L.P. Registered adviser, Systematic-like	$1,818,683,090 8 held	4.68%	CRWV, RH, ZM
7	Capital International Investors Adviser, Diversified active	$1,721,166,208 5 held	0.360%	MKSI, RKT, COMP
8	Point72 Asset Management, L.P. Registered adviser, Systematic-like	$1,610,118,705 17 held	2.57%	MKSI, JBL, ZM
9	Aspex Management (HK) Ltd Unknown, Concentrated	$1,602,090,563 2 held	18.1%	MKSI, CRWV
10	Value Aligned Research Advisors, LLC Registered adviser, Diversified active	$1,366,404,445 4 held	8.17%	CRWV, ECHO, BTDR

Fund Ownership of PFSI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.66% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.06%	+0.30 pp	1,069,636	65
Index ETFs	8.60%	+0.42 pp	4,469,621	51
Active ETFs	1.42%	-0.53 pp	735,245	18
Active funds	12.66%	+2.00 pp	6,576,497	108
Unclassified	0.83%	+0.83 pp	432,906	11
All registered funds	25.57%	+3.02 pp	13,283,905	253

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 121 Exempt adviser 5 Adviser 6 Bank 13 Insurer 2 Broker-dealer 2 Benefit plan 5 Non-US 11 Holding company 8 Unknown 62

Showing 100 of 252

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MFN Partners Management, LP

$394,719,083

12.69%

4,531,792

T. Rowe Price Investment Management, Inc.

$341,598,448

10.98%

3,921,911

BlackRock, Inc.

$202,735,085

6.52%

2,327,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	31,530	$2,746,263	1.4%	Sole
BlackRock Investment Management (Australia) Ltd	87	$7,577	0.0%	Sole
BlackRock Asset Management Canada Ltd	6,646	$578,866	0.3%	Sole
BlackRock Investment Management, LLC	83,238	$7,250,029	3.6%	Sole
BLACKROCK ADVISORS LLC	65,474	$5,702,785	2.8%	Sole
BlackRock Fund Advisors	1,162,520	$101,255,492	49.9%	Sole
BlackRock Institutional Trust Company, N.A.	870,847	$75,850,773	37.4%	Sole
BlackRock Fund Managers Ltd.	5,624	$489,850	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	10,998	$957,925	0.5%	Sole
BlackRock (Netherlands) B.V.	779	$67,850	0.0%	Sole
BlackRock Asset Management Ireland Ltd	49,382	$4,301,172	2.1%	Sole
BlackRock Life Ltd	705	$61,405	0.0%	Sole
BlackRock Asset Management Schweiz AG	4,919	$428,444	0.2%	Sole
Aperio Group, LLC	34,852	$3,035,609	1.5%	Sole
SpiderRock Advisors, LLC	12	$1,045	0.0%	Sole

DIMENSIONAL FUND ADVISORS LP

$185,572,732

5.97%

2,130,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	5,885	$512,583	0.3%	Defined
DFA Australia Ltd.	20,643	$1,798,005	1.0%	Defined
Dimensional Fund Advisors Pte. Ltd.	325	$28,307	0.0%	Defined
Dimensional Ireland Ltd	105,265	$9,168,581	4.9%	Defined
Held directly	1,998,453	$174,065,256	93.8%	Sole

DONALD SMITH & CO., INC.

$163,939,707

5.27%

1,882,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	1,882,201	$163,939,707	100.0%	Defined

Rubric Capital Management LP

$148,070,000

4.76%

1,700,000

VANGUARD PORTFOLIO MANAGEMENT LLC

$144,557,866

4.65%

1,659,677

VANGUARD CAPITAL MANAGEMENT LLC

$112,695,902

3.62%

1,293,868

Invesco Ltd.

$87,723,023

2.82%

1,007,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	976,194	$85,026,495	96.9%	Defined
Invesco Trust Co joint	12,015	$1,046,506	1.2%	Defined
Invesco Capital Management LLC	18,944	$1,650,022	1.9%	Defined

STATE STREET CORP

$80,324,665

2.58%

922,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	922,212	$80,324,665	100.0%	Defined

GOLDMAN SACHS GROUP INC

$71,401,355

2.30%

819,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	223,371	$19,455,614	27.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	589,729	$51,365,395	71.9%	Defined
GOLDMAN SACHS INTERNATIONAL	2,557	$222,714	0.3%	Defined
Goldman Sachs Trust Company, N.A.	4,106	$357,632	0.5%	Defined

FMR LLC

$70,340,652

2.26%

807,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	727,059	$63,326,838	90.0%	Defined
STRATEGIC ADVISERS LLC	4,021	$350,229	0.5%	Defined
Fidelity Institutional Asset Management Trust Co	70,405	$6,132,275	8.7%	Defined
FIAM LLC	6,100	$531,310	0.8%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$66,079,633

2.12%

758,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	109,988	$9,579,954	14.5%	Defined
Held directly	648,676	$56,499,679	85.5%	Defined

AMERICAN CENTURY COMPANIES INC

$56,614,564

1.82%

649,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	649,995	$56,614,564	100.0%	Defined

Symmetry Investments LP

$43,266,227

1.39%

496,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Symmetry Investments (Hong Kong) Ltd	219,353	$19,105,646	44.2%	Defined
Symmetry Investments Jersey Ltd	18,300	$1,593,930	3.7%	Defined
Symmetry Investments UK LLP	54,900	$4,781,790	11.1%	Defined
Symmetry Investments US LLC	204,189	$17,784,861	41.1%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$42,020,610

1.35%

482,441

MILLENNIUM MANAGEMENT LLC

$39,121,574

1.26%

449,157

Senvest Management, LLC

$34,993,034

1.13%

401,757

AMERIPRISE FINANCIAL INC

$34,647,683

1.11%

397,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	397,650	$34,635,315	100.0%	Defined
Ameriprise Financial Services, LLC	142	$12,368	0.0%	Defined

BlueCrest Capital Management Ltd

$34,500,571

1.11%

396,103

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$32,392,490

1.04%

371,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	371,900	$32,392,490	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$31,469,230

1.01%

361,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	361,300	$31,469,230	100.0%	Other

WELLINGTON MANAGEMENT GROUP LLP

$30,377,779

0.98%

348,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	348,769	$30,377,779	100.0%	Defined

MORGAN STANLEY

$29,752,748

0.96%

341,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	12	$1,045	0.0%	Defined
MORGAN STANLEY & CO. LLC	15,392	$1,340,643	4.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	282,292	$24,587,633	82.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,616	$140,753	0.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	42,281	$3,682,674	12.4%	Defined

Bank of New York Mellon Corp

$26,424,394

0.85%

303,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	75	$6,532	0.0%	Defined
Mellon Investments Corporation joint	88,525	$7,710,526	29.2%	Other
The Bank of New York Mellon	54,825	$4,775,257	18.1%	Defined
BNY Mellon, NA joint	2,945	$256,509	1.0%	Defined
Newton Investment Management North America, LLC joint	157,009	$13,675,483	51.8%	Defined
Held directly	1	$87	0.0%	Defined

PEAK6 LLC

$25,833,860

0.83%

296,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	296,600	$25,833,860	100.0%	Defined

BANK OF AMERICA CORP /DE/

$24,930,458

0.80%

286,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	250,383	$21,808,359	87.5%	Defined
BOFA SECURITIES, INC.	35,845	$3,122,099	12.5%	Defined

NORTHERN TRUST CORP

$23,826,639

0.77%

273,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	251,523	$21,907,653	91.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	17,377	$1,513,536	6.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,655	$405,450	1.7%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$23,640,943

0.76%

271,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	271,423	$23,640,943	100.0%	Other

CITADEL ADVISORS LLC

$20,181,070

0.65%

231,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	231,700	$20,181,070	100.0%	Defined

Kinetic Partners Management, LP

$18,282,290

0.59%

209,900

JPMORGAN CHASE & CO

$17,704,118

0.57%

203,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	17,593	$1,532,350	8.7%	Defined
J.P. Morgan Investment Management Inc.	176,249	$15,351,287	86.7%	Defined
J.P. Morgan Securities LLC	13	$1,132	0.0%	Defined
J.P. Morgan Securities plc	72	$6,271	0.0%	Defined
JPMorgan Asset Management (UK) Ltd	9,335	$813,078	4.6%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$16,986,590

0.55%

195,024

VANGUARD FIDUCIARY TRUST CO

$16,810,996

0.54%

193,008

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

$16,752,291

0.54%

192,334

Qube Research & Technologies Ltd

$14,780,521

0.48%

169,696

K2 PRINCIPAL FUND, L.P.

$13,915,618

0.45%

159,766

Lightrock Netherlands B.V.

$13,301,302

0.43%

152,713

JANE STREET GROUP, LLC

$12,934,350

0.42%

148,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	148,500	$12,934,350	100.0%	Defined

CITADEL ADVISORS LLC

$12,220,130

0.39%

140,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	140,300	$12,220,130	100.0%	Defined

Schonfeld Strategic Advisors LLC

$11,266,994

0.36%

129,357

Clearline Capital LP

$11,260,200

0.36%

129,279

JANE STREET GROUP, LLC

$11,087,830

0.36%

127,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	127,300	$11,087,830	100.0%	Defined

MARSHALL WACE, LLP

$11,037,747

0.35%

126,725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	126,725	$11,037,747	100.0%	Other

Prescott Group Capital Management, L.L.C.

$10,884,277

0.35%

124,963

Inherent Management Corp.

$10,452,000

0.34%

120,000

VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V.

$9,246,623

0.30%

106,161

GROUP ONE TRADING LLC

$9,181,036

0.30%

105,408

EMG Holdings, L.P.

$8,710,000

0.28%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ELLINGTON MANAGEMENT GROUP LLC	100,000	$8,710,000	100.0%	Sole

GOLDMAN SACHS GROUP INC

$8,274,500

0.27%

95,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	95,000	$8,274,500	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$8,027,743

0.26%

92,167

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	1	$87	0.0%	Other
Arax Advisory Partners	1,159	$100,948	1.3%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	347	$30,223	0.4%	Other
Stokes Family Office, LLC	16	$1,393	0.0%	Other
Held directly	90,644	$7,895,092	98.3%	Defined

DARK FOREST CAPITAL MANAGEMENT LP

$7,697,723

0.25%

88,378

ALLIANCEBERNSTEIN L.P.

$7,676,906

0.25%

88,139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	88,139	$7,676,906	100.0%	Defined

Holocene Advisors, LP

$6,971,135

0.22%

80,036

CastleKnight Management LP

$6,515,080

0.21%

74,800

D. E. Shaw & Co., Inc.

$6,333,999

0.20%

72,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	72,721	$6,333,999	100.0%	Defined

Nuveen, LLC

$6,087,070

0.20%

69,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	4,100	$357,110	5.9%	Defined
TEACHERS ADVISORS, LLC joint	65,786	$5,729,960	94.1%	Defined

Squarepoint Ops LLC

$6,014,864

0.19%

69,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	69,057	$6,014,864	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$5,982,113

0.19%

68,681

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	952	$82,919	1.4%	Defined
UBS Asset Management Switzerland AG	48,044	$4,184,632	70.0%	Defined
UBS Asset Management (UK) Ltd.	11,430	$995,552	16.6%	Defined
Held directly	8,255	$719,010	12.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$5,757,310

0.19%

66,100

TD Asset Management Inc

$5,370,934

0.17%

61,664

ALGERT GLOBAL LLC

$5,248,646

0.17%

60,260

XTX Topco Ltd

$5,237,758

0.17%

60,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	60,135	$5,237,758	100.0%	Defined

Swiss National Bank

$5,234,710

0.17%

60,100

UBS Group AG

$4,687,459

0.15%

53,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	370	$32,227	0.7%	Defined
UBS AG	52,518	$4,574,317	97.6%	Defined
UBS Switzerland AG	806	$70,202	1.5%	Defined
UBS Securities LLC	123	$10,713	0.2%	Defined

CITIGROUP INC

$4,477,984

0.14%

51,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	2,285	$199,023	4.4%	Defined
Citigroup Financial Products Inc. joint	49,127	$4,278,961	95.6%	Defined

PALISADE CAPITAL MANAGEMENT, LP

$4,365,539

0.14%

50,121

NEW YORK STATE COMMON RETIREMENT FUND

$4,287,410

0.14%

49,224

CITADEL ADVISORS LLC

$4,259,451

0.14%

48,903

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	48,903	$4,259,451	100.0%	Defined

Twin Tree Management, LP

$4,119,830

0.13%

47,300

South Dakota Investment Council

$4,009,909

0.13%

46,038

PRICE T ROWE ASSOCIATES INC /MD/

$3,882,134

0.12%

44,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	42,171	$3,673,094	94.6%	Defined
Held directly	2,400	$209,040	5.4%	Sole

NORGES BANK

$3,694,346

0.12%

42,415

RHUMBLINE ADVISERS

$3,683,807

0.12%

42,294

Squarepoint Ops LLC

$3,362,060

0.11%

38,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	38,600	$3,362,060	100.0%	Defined

Quantinno Capital Management LP

$3,150,581

0.10%

36,172

Unifi Asset Management LP

$3,083,949

0.10%

35,407

Quantbot Technologies LP

$3,052,419

0.10%

35,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	35,045	$3,052,419	100.0%	Sole

CLOUGH CAPITAL PARTNERS L P

$3,032,560

0.10%

34,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Clough Charles JR	34,817	$3,032,560	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$3,011,482

0.10%

34,575

Russell Investments Group, Ltd.

$2,902,519

0.09%

33,324

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	21,767	$1,895,905	65.3%	Defined
Russell Investments Capital, LLC	5,326	$463,894	16.0%	Defined
Russell Investments France SAS	1,901	$165,577	5.7%	Defined
Russell Investments Limited joint	1,360	$118,456	4.1%	Other
Russell Investments Trust Company	2,970	$258,687	8.9%	Defined

DEUTSCHE BANK AG\

$2,732,327

0.09%

31,370

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	30,750	$2,678,325	98.0%	Defined
DWS International GmbH	620	$54,002	2.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$2,685,293

0.09%

30,830

Vanguard Global Advisers, LLC

$2,439,148

0.08%

28,004

WELLS FARGO & COMPANY/MN

$2,364,153

0.08%

27,143

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	26,077	$2,271,306	96.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	848	$73,860	3.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	208	$18,116	0.8%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	10	$871	0.0%	Defined

Corient Private Wealth LLC

$2,321,476

0.07%

26,653

PEAK6 LLC

$2,316,860

0.07%

26,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	26,600	$2,316,860	100.0%	Defined

BARCLAYS PLC

$2,308,324

0.07%

26,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	25,762	$2,243,870	97.2%	Defined
BARCLAYS CAPITAL INC.	740	$64,454	2.8%	Defined

Man Group plc

$2,257,893

0.07%

25,923

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	25,923	$2,257,893	100.0%	Defined

Legal & General Group Plc

$2,250,402

0.07%

25,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	3,232	$281,507	12.5%	Defined
Legal & General Investment Management Ltd joint	22,605	$1,968,895	87.5%	Defined

VARCOV Co.

$2,211,817

0.07%

25,394

D. E. Shaw & Co., Inc.

$1,942,330

0.06%

22,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	22,300	$1,942,330	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,712,821

0.06%

19,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	19,665	$1,712,821	100.0%	Defined

MetLife Investment Management, LLC

$1,522,246

0.05%

17,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	17,477	$1,522,246	100.0%	Defined

D. E. Shaw & Co., Inc.

$1,480,700

0.05%

17,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	17,000	$1,480,700	100.0%	Defined

Point72 Asset Management, L.P.

$1,445,860

0.05%

16,600

Squarepoint Ops LLC

$1,393,600

0.04%

16,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	16,000	$1,393,600	100.0%	Defined

Entropy Technologies, LP

$1,307,022

0.04%

15,006

PEAK6 LLC

$1,293,609

0.04%

14,852

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	14,852	$1,293,609	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$1,274,185

0.04%

14,629

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Key facts CIK 1745916 CUSIP 70932M107 13F (30d) 25 filings 25 filers Visit website Investor relations