K2 PRINCIPAL FUND, L.P.

Position in PFSI — PennyMac Financial Services, Inc.

CIK 1461790 TORONTO, A6

Back to PFSI Full portfolio

Position in PFSI

as of Mar 31, 2026 · filed May 14, 2026 Compact

Position Value

$7,079,574

+$6,683,791 QoQ

Shares Held

81,002

+2598.3% QoQ

Ownership

0.156%

of shares outstanding

% of Portfolio

2.48%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Jun 2020

18 quarters on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Common Shares in PFSI Over Time

Shares Held

Position Value (USD)

Derivatives in PFSI

reported options exposure · as of Mar 31, 2023

CallValue

$5,245,680

CallShares

88,000

PutValue

PutShares

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Mortgage Finance

Financial Services · as of Mar 31, 2026

K2 PRINCIPAL FUND, L.P. holds $7,079,574 across 1 Mortgage Finance name. PFSI ranks #1 (100.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)	Open
1	PFSI	PennyMac Financial Services, Inc. This page	81,002	$7,079,574

All Filings in PFSI

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25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$7,079,574	81,002	+2598.3%	Shares	Sole	2026-05-14
2025-12-31	$395,783	3,002	0.0%	Shares	Sole	2026-02-13
2025-09-30	$371,887	3,002	-84.6%	Shares	Sole	2025-11-13
2023-12-31	$1,721,447	19,480	-21.0%	Shares	Sole	2024-02-14
2023-09-30	$1,641,290	24,644	-56.3%	Shares	Sole	2023-11-13
2023-06-30	$3,963,585	56,373	-35.9%	Shares	Sole	2023-08-15
2023-03-31	$5,245,680	88,000	+486.7%	Call	Sole	2023-05-11
2022-12-31	$849,900	15,000	-56.6%	Call	Sole	2023-02-10
2022-12-31	$1,959,472	34,583	-79.2%	Shares	Sole	2023-02-10
2022-09-30	$7,149,070	166,645	-46.0%	Shares	Sole	2022-11-14
2022-06-30	$13,483,704	308,481	+888.7%	Shares	Sole	2022-08-12
2022-03-31	$1,659,840	31,200	-98.0%	Call	Sole	2022-05-16
2022-03-31	$84,835,433	1,594,651	+49.7%	Shares	Sole	2022-05-16
2021-12-31	$74,355,614	1,065,572	+44.3%	Shares	Sole	2022-02-11
2021-09-30	$45,150,434	738,597	+97.1%	Shares	Sole	2021-11-12
2021-09-30	$22,911,524	374,800	+285.3%	Call	Sole	2021-11-12
2021-06-30	$6,004,368	97,284	-77.5%	Shares	Sole	2021-08-13
2021-03-31	$28,974,035	433,289	+702.4%	Shares	Sole	2021-05-14
2020-12-31	$3,543,480	54,000	-78.4%	Call	Sole	2021-02-12
2020-12-31	$16,405,000	250,000	-65.8%	Put	Sole	2021-02-12
2020-12-31	$48,036,858	732,046	+1364.1%	Shares	Sole	2021-02-12
2020-09-30	$2,906,000	50,000	-90.4%	Put	Sole	2020-11-13
2020-09-30	$30,271,453	520,844	+5108.4%	Shares	Sole	2020-11-13
2020-06-30	$417,900	10,000	-95.8%	Call	Sole	2020-08-13
2020-06-30	$9,887,890	236,609	—	Shares	Sole	2020-08-13
No filing history on record for this holder in this stock.