Green Alpha Advisors, LLC

Registered adviser

CIK

1439207

Location

NIWOT, CO

Portfolio Value

Small $147,726,941

Diversification

Diversified

Filing Date

Global Rank

#7,423 / 8,818 ▲ 657 · as of Jun 2026

Top Industry

Semiconductors 17.0%

Period ended 28 days ago

Filed Oct 8, 2026 · 20d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 144413

Roster of Oct 1, 2026

Regulatory AUM

$253,901,033

Main clients

Individuals and high net worth (52% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$253,901,033	Individuals and high net worth (52%)
Apr 2025 to Mar 2026	$244,228,477	Diversified
Apr 2024 to Mar 2025	$329,941,208	Diversified
May 2023 to Mar 2024	$336,046,585	Diversified
Apr 2023	$336,046,585	Diversified
Apr 2022 to Mar 2023	$744,883,725	Diversified

3 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Fundamental active, Value, Growth, Income, Fixed income / rates Form ADV Part 2A, Jun 18, 2026 · original

In the firm's words

Index / passive: passive portfolio construction through an annual rebalancing process using a market-cap weighting scheme.
Quantitative / systematic: In this final stage, we apply rigorous quantitative financial analyses borrowed from GrahamDodd valuation methodology to identify which stocks of these Next Economy candidates offer the best financial positions and expected future growth within acceptable levels of risk.
Fundamental active: The Next Economy Portfolio employs active research and stock selection
Value: Determining if the company’s stock has compelling valuation (i.e., reasonable, or undervalued stock price relative to underlying firm values and expected future growth)
Growth: We focus on fundamentals, such as: demonstrated growth, growth potential, consistent and/or expanding margins, reasonable levels of debt, cash flows, capital allocation priorities, sufficient market liquidity, and market valuation levels versus bankruptcy and political risks.
Income: The Next Economy Growth & Income portfolio is designed for income-oriented investors seeking long-term capital preservation and growth via lower volatility performance returns relative to other Green Alpha equity strategies.
Fixed income / rates: Next Economy Fixed Income employs active research and bond selection, and active portfolio construction through a continual evaluation process using Uniplan's proprietary weighting scheme.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 42.3%, 37.1 effective positions, active share 79.1% against the Nasdaq-100 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

9.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.3 quarters (12+)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 79.1%; sector active share 39.5% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

110 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

5.5%

−2.4 pts

Top 5

23.5%

−4.6 pts

Top 10

37.5%

−4.8 pts

HHI

216

Diversified−53

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	54.9%	$81,137,854	51
Healthcare	17.1%	$25,276,248	25
Industrials	7.4%	$10,993,818	12
Unclassified	5.0%	$7,427,904	1
Utilities	4.7%	$6,960,035	7
Consumer Cyclical	4.1%	$5,989,335	6
Consumer Defensive	4.0%	$5,874,646	4
Financial Services	2.2%	$3,212,560	3
Basic Materials	0.6%	$854,541	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CRBU	Caribou Biosciences, Inc.	+187,121	551,445	$700,335
RXRX	Recursion Pharmaceuticals, Inc.	+91,860	239,404	$988,738
NXTE	AXS Green Alpha ETF	+90,000	153,058	$7,427,904
HNST	Honest Company, Inc.	+89,720	387,992	$1,990,398
ARRY	Array Technologies, Inc.	+51,043	107,145	$431,794
ACHR	Archer Aviation Inc.	+50,702	172,992	$859,770
INO	Inovio Pharmaceuticals, Inc.	+46,802	114,857	$140,125
VITL	Vital Farms, Inc.	+45,996	94,081	$873,071
PD	PagerDuty, Inc.	+28,425	64,439	$973,028
JOBY	Joby Aviation, Inc.	+25,086	66,654	$403,256
FLNC	Fluence Energy, Inc.	+21,857	49,696	$381,665
JHX	James Hardie Industries plc	+12,912	33,763	$854,541
RUN	Sunrun Inc.	+10,025	61,097	$474,723
CRWD	CrowdStrike Holdings, Inc.	+9,564	13,241	$3,505,554
TE	T1 Energy Inc.	+8,665	248,075	$957,569
QS	QuantumScape Corp	+5,631	140,117	$650,843
PYPL	PayPal Holdings, Inc.	+5,372	18,516	$972,645
XYL	Xylem Inc.	+4,699	9,788	$991,230
TILE	Interface Inc	+4,267	73,364	$2,523,721
CSTL	Castle Biosciences Inc	+3,887	13,828	$491,308
TREX	Trex Co Inc	+3,753	21,498	$936,452
DOCU	Docusign, Inc.	+3,713	13,417	$900,951
GTLB	Gitlab Inc.	+3,548	10,485	$495,416
PONY	Pony AI Inc.	+2,846	44,330	$289,918
CMC	COMMERCIAL METALS Co	+2,839	23,122	$1,435,876
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PACB	Pacific Biosciences Of California, Inc.	−145,227	33,428	$79,224
EDIT	Editas Medicine, Inc.	−131,743	24,303	$62,458
GWHT	ESS Tech, Inc.	−78,802	36,973	$6,285
HRZN	Horizon Technology Finance Corp	−43,132	386,781	$1,775,324
NRGV	Energy Vault Holdings, Inc.	−27,579	74,772	$296,844
PRME	Prime Medicine, Inc.	−20,169	164,854	$503,628
BFLY	Butterfly Network, Inc.	−19,414	149,254	$1,337,315
PSNL	Personalis, Inc.	−13,822	53,645	$873,340
BEEM	Beam Global	−10,529	29,976	$33,872
CSCO	Cisco Systems, Inc.	−9,286	2,440	$262,617
SHLS	Shoals Technologies Group, Inc.	−6,233	10,014	$81,113
GLW	Corning Inc	−6,089	20,147	$3,097,802
FLEX	Flex Ltd.	−4,955	9,361	$1,029,616
EXTR	Extreme Networks Inc	−3,809	20,916	$448,648
S	SentinelOne, Inc.	−2,600	41,944	$996,589
LRCX	Lam Research Corp	−2,588	24,594	$8,079,374
TXG	10x Genomics, Inc.	−2,482	5,890	$532,220
MBLY	Mobileye Global Inc.	−2,390	11,197	$82,745
RIVN	Rivian Automotive, Inc.	−1,585	120,202	$1,795,817
CDNS	Cadence Design Systems Inc	−1,242	1,519	$501,551
MRVL	Marvell Technology, Inc.	−1,231	7,461	$1,971,270
TEM	Tempus AI, Inc.	−1,053	45,997	$3,767,154
PATH	UiPath, Inc.	−1,040	27,705	$355,732
AMAT	Applied Materials Inc	−1,017	13,032	$6,664,304
PANW	Palo Alto Networks Inc	−1,015	3,132	$1,244,374
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
SKHY	SK hynix Inc.	14,950	$2,753,042
MWH	SOLV Energy, Inc.	45,466	$1,092,093
FRVO	Fervo Energy Co	62,006	$842,661
PL	Planet Labs PBC	50,917	$834,529
WRD	WeRide Inc.	79,218	$420,647
AMKR	Amkor Technology, Inc.	7,700	$403,326
INFQ	Infleqtion, Inc.	14,800	$199,356
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
ITRI	Itron, Inc.	5,588	$483,529
CWT	California Water Service Group	7,830	$380,929
PRMB	Primo Brands Corp	11,463	$280,155
BEAM	Beam Therapeutics Inc.	7,569	$259,768
YETI	YETI Holdings, Inc.	5,240	$259,694
NTLA	Intellia Therapeutics, Inc.	13,886	$234,951
RELY	Remitly Global, Inc.	9,950	$222,979
REGN	Regeneron Pharmaceuticals, Inc.	341	$212,627
DNA	Ginkgo Bioworks Holdings, Inc.	13,546	$134,240
RPD	Rapid7, Inc.	10,230	$82,863
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

110 tracked positions · $147,726,941 total · filing declares 110 positions · $147,608,243 · as of Sep 30, 2026

All sectors Basic Materials Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 110 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
LRCX	Lam Research Corp Technology	Reduced	24,594	-2,588	$8,079,374	−31.4%	5.47%
NXTE	AXS Green Alpha ETF	Added	153,058	+90,000	$7,427,904	+116.4%	5.03%
AMAT	Applied Materials Inc Technology	Reduced	13,032	-1,017	$6,664,304	−34.4%	4.51%
MRNA	Moderna, Inc. Healthcare	Reduced	33,191	-567	$6,391,590	+170.4%	4.33%
MU	Micron Technology Inc Technology	Reduced	5,830	-814	$6,209,591	−19.0%	4.20%
QCOM	Qualcomm Inc Technology	Added	24,624	+2,567	$4,531,800	+11.2%	3.07%
IBM	International Business Machines Corp Technology	Added	20,232	+303	$4,449,623	−20.6%	3.01%
STX	Seagate Technology Holdings plc Technology	Reduced	4,696	-981	$4,331,308	−20.9%	2.93%
TEM	Tempus AI, Inc. Healthcare	Reduced	45,997	-1,053	$3,767,154	+38.2%	2.55%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	13,241	+9,564	$3,505,554	+24.9%	2.37%
BEPC	Brookfield Renewable Corp Utilities	Added	117,999	+88	$3,329,931	−23.9%	2.25%
CRSP	CRISPR Therapeutics AG Healthcare	Added	56,786	+982	$3,141,401	+3.2%	2.13%
GLW	Corning Inc Technology	Reduced	20,147	-6,089	$3,097,802	−53.8%	2.10%
AEIS	Advanced Energy Industries Inc Industrials	Added	10,468	+398	$2,950,091	−21.4%	2.00%
SKHY	SK hynix Inc. Technology	NEW	14,950	NEW	$2,753,042	NEW	1.86%
TILE	Interface Inc Consumer Cyclical	Added	73,364	+4,267	$2,523,721	+1.9%	1.71%
ADI	Analog Devices Inc Technology	Reduced	6,082	-379	$2,412,790	−6.0%	1.63%
NET	Cloudflare, Inc. Technology	Reduced	6,552	-849	$2,275,378	+25.3%	1.54%
ANET	Arista Networks, Inc. Technology	Added	10,174	+971	$2,071,324	+32.5%	1.40%
HNST	Honest Company, Inc. Consumer Defensive	Added	387,992	+89,720	$1,990,398	+82.3%	1.35%
NGVC	Natural Grocers by Vitamin Cottage, Inc. Consumer Defensive	Added	65,098	+484	$1,982,885	−1.1%	1.34%
MRVL	Marvell Technology, Inc. Technology	Reduced	7,461	-1,231	$1,971,270	−23.9%	1.33%
AVGO	Broadcom Inc. Technology	Reduced	5,578	-316	$1,958,937	−12.0%	1.33%
NXT	Nextpower Inc. Technology	Added	24,633	+963	$1,919,649	−31.9%	1.30%
GRMN	Garmin Ltd Technology	Added	6,324	+43	$1,813,976	+21.6%	1.23%
RIVN	Rivian Automotive, Inc. Consumer Cyclical	Reduced	120,202	-1,585	$1,795,817	−15.0%	1.22%
HRZN	Horizon Technology Finance Corp Financial Services	Reduced	386,781	-43,132	$1,775,324	−12.7%	1.20%
NVDA	Nvidia Corp Technology	Added	6,610	+609	$1,509,591	+25.7%	1.02%
TWLO	Twilio Inc Technology	Added	5,155	+1,166	$1,507,631	+83.2%	1.02%
CMC	COMMERCIAL METALS Co Industrials	Added	23,122	+2,839	$1,435,876	+12.8%	0.97%
P	Everpure, Inc. Technology	Reduced	10,371	-664	$1,356,319	+56.0%	0.92%
BFLY	Butterfly Network, Inc. Healthcare	Reduced	149,254	-19,414	$1,337,315	−5.8%	0.91%
PANW	Palo Alto Networks Inc Technology	Reduced	3,132	-1,015	$1,244,374	−12.0%	0.84%
DDOG	Datadog, Inc. Technology	Reduced	4,533	-411	$1,241,362	−3.6%	0.84%
ILMN	Illumina, Inc. Healthcare	Reduced	4,092	-304	$1,119,898	+44.9%	0.76%
MWH	SOLV Energy, Inc. Utilities	NEW	45,466	NEW	$1,092,093	NEW	0.74%
MPWR	Monolithic Power Systems, Inc. Technology	Added	793	+5	$1,068,345	−1.9%	0.72%
FLEX	Flex Ltd. Technology	Reduced	9,361	-4,955	$1,029,616	−55.6%	0.70%
SFM	Sprouts Farmers Market, Inc. Consumer Defensive	Added	15,498	+11	$1,028,292	−21.5%	0.70%
S	SentinelOne, Inc. Technology	Reduced	41,944	-2,600	$996,589	+31.8%	0.67%
XYL	Xylem Inc. Industrials	Added	9,788	+4,699	$991,230	+64.8%	0.67%
RXRX	Recursion Pharmaceuticals, Inc. Healthcare	Added	239,404	+91,860	$988,738	+82.6%	0.67%
PD	PagerDuty, Inc. Technology	Added	64,439	+28,425	$973,028	+180.0%	0.66%
PYPL	PayPal Holdings, Inc. Financial Services	Added	18,516	+5,372	$972,645	+71.4%	0.66%
TWST	Twist Bioscience Corp Healthcare	Reduced	5,019	-159	$969,871	+82.1%	0.66%
TE	T1 Energy Inc. Industrials	Added	248,075	+8,665	$957,569	−57.8%	0.65%
TREX	Trex Co Inc Industrials	Added	21,498	+3,753	$936,452	+5.5%	0.63%
DOCU	Docusign, Inc. Technology	Added	13,417	+3,713	$900,951	+109.0%	0.61%
MTN	Vail Resorts Inc Consumer Cyclical	Added	6,409	+987	$879,186	+19.1%	0.60%
PSNL	Personalis, Inc. Healthcare	Reduced	53,645	-13,822	$873,340	−3.4%	0.59%

Showing the top 50 of 110 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.