NGVC · Natural Grocers by Vitamin Cottage, Inc. · Holdings

$30.98 +0.91 (+3.03%)

Russell 2000 member Rebalance outlook locked

Market Cap

$692.99M

23.05M

Volume · Oct 22 15.16K Avg daily vol (3M) 142.8K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NGVC: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 160

Total Value: $286,595,938

Total Shares: 9,242,466

Showing 1–100 of 160 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Superinvestors Holding NGVC

All superinvestors →

Joel Greenblatt $314,232

Holder Concentration

Across 159 13F filers

Top Holder

10.7%

of institutional value

Top 5

37.2%

of institutional value

Top 10

55.7%

of institutional value

HHI

422

Broadly held

Who Holds NGVC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 158 filers, like-for-like change +6.1%; actively managed books +12.0%; index-like books -2.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	47.8%	76	+11.7%	15	10
Exempt adviser	0.0%	1	-97.3%	1	2
Adviser	1.0%	6	+32.1%	2	0
Bank	10.5%	13	-3.2%	1	0
Broker-dealer	0.1%	1	+0.5%	0	0
Benefit plan	0.1%	1	-84.2%	0	1
Non-US	0.3%	5	+0.9%	0	0
Holding company	22.2%	7	+2.3%	1	1
Insurer	0.0%	0	—	0	0
Unknown	18.0%	48	+10.0%	5	8

Style	Share	Filers	Change	New	Exited
Index-like	37.4%	26	-2.4%	0	3
Systematic-like	7.5%	13	-41.5%	2	7
Concentrated	0.0%	13	+44.4%	2	3
Diversified active	55.0%	106	+27.9%	21	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	48.9%	96	+1.8%	13	6
Medium turnover	32.2%	32	+45.4%	6	3
High turnover	8.6%	18	-38.8%	4	12
Unknown	10.2%	12	+3.3%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.5%	18	-9.9%	3	6
Medium horizon	15.4%	30	+0.7%	5	5
Long horizon	67.2%	101	+12.2%	13	9
Unknown	5.9%	9	-6.2%	4	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.6%	25	+14.8%	7	4
$1B to $10B	6.9%	42	+0.3%	5	6
$10B to $100B	17.7%	41	+45.3%	10	9
$100B or more	72.7%	50	-0.2%	3	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.7%	39	+13.0%	9	3
Pooled investment vehicles	10.1%	12	-25.0%	3	3
Registered funds and BDCs	27.9%	12	+36.2%	3	1
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	2	0.0%	0	0
Governments and sovereign funds	0.2%	1	-79.6%	0	1
Other investment advisers	0.0%	2	+21.1%	0	0
Diversified	4.8%	7	+29.2%	0	2
Charitable organizations	0.0%	0	—	0	0
Unknown	52.2%	82	+1.5%	10	12

Private funds	Share	Filers	Change	New	Exited
Hedge funds	15.1%	18	-20.7%	4	8
Private equity funds	1.1%	7	+44.0%	2	0
Venture capital funds	0.0%	1	+197.0%	0	0
Real estate funds	0.0%	3	+211.3%	2	1
Securitized asset funds	0.2%	1	0.0%	0	0
Other private funds	13.9%	5	+91.2%	1	0
Mixed private funds	0.3%	1	+69.2%	0	0
Private funds, type not stated	0.1%	1	-26.8%	0	1
No private funds	17.1%	40	+7.2%	7	2
Unknown	52.2%	81	+3.0%	9	10

Location	Share	Filers	Change	New	Exited
United States	94.8%	134	+8.3%	24	18
Outside the US	5.2%	24	-22.6%	1	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

158 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

13.1%

of shares outstanding, 39th percentile

Mar 31, 2026: 12.1%

Private-fund advisers

12.3%

of shares outstanding

Institutional ownership

40.1%

40.7% of the estimated free float

Top 10 holders

55.7%

of 13F shares, Herfindahl 0.042

Active holders

+12.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 14.3 quarters

Under 1 year 25.1% 1 to 3 years 26.9% 3 years or more 48.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$30.49

estimated per share

Mar 31, 2026: $31.65

Quarter-end price

$31.02

implied by 13F values

Estimated gain or loss

+1.7%

price against the estimated cost

Estimated at a loss

37.5%

of costed 13F value

Estimated cost covers 42.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NGVC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ADI Analog Devices Inc	3	0.041
2	AMAT Applied Materials Inc	3	0.027

Shareholder Targets

13F filers that own its peers but not NGVC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ADI, AMAT. 3,760 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$16,021,027,131 1 held	2.22%	AMAT
2	NORGES BANK Non-US, Index-like	$11,418,620,866 2 held	1.13%	AMAT, ADI
3	VAN ECK ASSOCIATES CORP Registered adviser, Index-like	$8,922,248,516 2 held	5.45%	AMAT, ADI
4	Amundi Holding company, Index-like	$7,072,348,390 2 held	1.70%	AMAT, ADI
5	Sanders Capital, LLC Registered adviser, Concentrated	$4,406,230,956 1 held	4.41%	AMAT
6	Swedbank AB Unknown, Diversified active	$3,607,757,913 2 held	3.09%	AMAT, ADI
7	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Unknown, Diversified active	$3,512,669,539 2 held	2.77%	AMAT, ADI
8	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$3,245,240,396 2 held	1.10%	ADI, AMAT
9	COATUE MANAGEMENT LLC Registered adviser, Concentrated	$3,046,348,209 1 held	6.26%	AMAT
10	SG Americas Securities, LLC Unknown, Diversified active	$2,726,892,367 2 held	1.60%	AMAT, ADI

Fund Ownership of NGVC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 8.70% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.78%	+0.23 pp	410,246	55
Index ETFs	6.92%	+0.32 pp	1,593,651	41
Active ETFs	0.99%	-2.06 pp	227,721	15
Active funds	5.38%	+3.17 pp	1,240,325	56
Unclassified	2.55%	+2.52 pp	587,741	10
All registered funds	17.62%	+4.18 pp	4,059,684	177

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 79 Exempt adviser 1 Adviser 6 Bank 13 Broker-dealer 1 Benefit plan 1 Non-US 5 Holding company 7 Unknown 47

Showing 100 of 160

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Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$30,766,343

10.74%

991,823

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	7,891	$244,778	0.8%	Sole
BlackRock Asset Management Canada Ltd	36	$1,116	0.0%	Sole
BlackRock Investment Management, LLC	39,414	$1,222,622	4.0%	Sole
BLACKROCK ADVISORS LLC	30,597	$949,118	3.1%	Sole
BlackRock Fund Advisors	543,470	$16,858,439	54.8%	Sole
BlackRock Institutional Trust Company, N.A.	315,565	$9,788,826	31.8%	Sole
BlackRock Fund Managers Ltd.	1,826	$56,642	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	548	$16,998	0.1%	Sole
BlackRock Asset Management Ireland Ltd	15,269	$473,644	1.5%	Sole
BlackRock Life Ltd	275	$8,530	0.0%	Sole
BlackRock Asset Management Schweiz AG	1,579	$48,980	0.2%	Sole
Aperio Group, LLC	35,353	$1,096,650	3.6%	Sole

AMERICAN CENTURY COMPANIES INC

$20,249,049

7.07%

652,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	652,774	$20,249,049	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$20,217,158

7.05%

651,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	2,989	$92,718	0.5%	Defined
DFA Australia Ltd.	10,223	$317,117	1.6%	Defined
Dimensional Fund Advisors Pte. Ltd.	269	$8,344	0.0%	Defined
Dimensional Ireland Ltd	45,920	$1,424,438	7.0%	Defined
Held directly	592,345	$18,374,541	90.9%	Sole

ROYCE & ASSOCIATES LP

$18,620,158

6.50%

600,263

VANGUARD CAPITAL MANAGEMENT LLC

$16,584,718

5.79%

534,646

MORGAN STANLEY

$14,648,416

5.11%

472,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	3,510	$108,880	0.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	31,257	$969,592	6.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	4,016	$124,576	0.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	88,744	$2,752,838	18.8%	Defined
EATON VANCE MANAGEMENT	137	$4,249	0.0%	Defined
ATLANTA CAPITAL MANAGEMENT CO L L C	344,561	$10,688,281	73.0%	Defined

TWO SIGMA INVESTMENTS, LP

$10,463,387

3.65%

337,311

GEODE CAPITAL MANAGEMENT, LLC

$9,432,127

3.29%

304,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	43,703	$1,355,667	14.4%	Defined
Held directly	260,363	$8,076,460	85.6%	Defined

AQR CAPITAL MANAGEMENT LLC

$9,246,159

3.23%

298,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	39	$1,209	0.0%	Other
KEB ASSET MANAGEMENT, LLC	56	$1,737	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	6	$186	0.0%	Other
Arax Advisory Partners	1,608	$49,880	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	696	$21,589	0.2%	Other
Stokes Family Office, LLC	1,545	$47,925	0.5%	Other
Held directly	294,121	$9,123,633	98.7%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$9,174,568

3.20%

295,763

RENAISSANCE TECHNOLOGIES LLC

$9,147,766

3.19%

294,899

STATE STREET CORP

$9,133,963

3.19%

294,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	294,454	$9,133,963	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$8,796,929

3.07%

283,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	155,037	$4,809,247	54.7%	Defined
Wellington Trust Company, NA joint	113,566	$3,522,817	40.0%	Defined
Wellington Management Australia Pty Ltd	14,986	$464,865	5.3%	Defined

NORTHERN TRUST CORP

$5,462,215

1.91%

176,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	160,643	$4,983,144	91.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	13,377	$414,953	7.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	2,067	$64,118	1.2%	Other

Bank of New York Mellon Corp

$5,366,396

1.87%

172,998

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	149,379	$4,633,736	86.3%	Defined
The Bank of New York Mellon	21,373	$662,990	12.4%	Defined
BNY Mellon, NA joint	2,244	$69,608	1.3%	Defined
Held directly	2	$62	0.0%	Defined

Empirical Finance, LLC

$4,557,334

1.59%

146,916

UBS Group AG

$4,457,883

1.56%

143,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	3,568	$110,679	2.5%	Defined
UBS AG	140,142	$4,347,204	97.5%	Defined

CSM Advisors, LLC

$4,188,134

1.46%

135,014

GOLDMAN SACHS GROUP INC

$4,032,878

1.41%

130,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	57,815	$1,793,421	44.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	72,194	$2,239,457	55.5%	Defined

Allspring Global Investments Holdings, LLC

$3,791,729

1.32%

122,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	51	$1,582	0.0%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	122,184	$3,790,147	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$2,883,309

1.01%

92,950

Connor, Clark & Lunn Investment Management Ltd.

$2,750,791

0.96%

88,678

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	88,222	$2,736,646	99.5%	Sole
Held directly	456	$14,145	0.5%	Sole

JPMORGAN CHASE & CO

$2,527,693

0.88%

81,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	5,445	$168,903	6.7%	Defined
J.P. Morgan Investment Management Inc.	37,394	$1,159,961	45.9%	Defined
J.P. Morgan Securities LLC	38,475	$1,193,494	47.2%	Defined
J.P. Morgan Securities plc	172	$5,335	0.2%	Defined

Quantinno Capital Management LP

$2,496,985

0.87%

80,496

VANGUARD FIDUCIARY TRUST CO

$2,352,742

0.82%

75,846

Man Group plc

$2,307,577

0.81%

74,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	74,390	$2,307,577	100.0%	Defined

D. E. Shaw & Co., Inc.

$2,292,533

0.80%

73,905

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	73,905	$2,292,533	100.0%	Defined

NIA IMPACT ADVISORS, LLC

$2,146,366

0.75%

69,193

CITADEL ADVISORS LLC

$2,114,229

0.74%

68,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	42,624	$1,322,196	62.5%	Defined
Held directly	25,533	$792,033	37.5%	Defined

Russell Investments Group, Ltd.

$1,991,731

0.69%

64,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	19,084	$591,985	29.7%	Defined
Russell Investments Capital, LLC	34,407	$1,067,305	53.6%	Defined
Russell Investments Trust Company	10,717	$332,441	16.7%	Defined

Green Alpha Advisors, LLC

$1,982,885

0.69%

65,098

Crestwood Advisors Group, LLC

$1,665,029

0.58%

53,676

KBC Group NV

$1,545,881

0.54%

49,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	49,835	$1,545,881	100.0%	Defined

QV Investors Inc.

$1,531,528

0.53%

50,280

FMR LLC

$1,516,039

0.53%

48,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	48,728	$1,511,542	99.7%	Defined
STRATEGIC ADVISERS LLC	145	$4,497	0.3%	Defined

Numerai GP LLC

$1,480,708

0.52%

47,734

Manatuck Hill Partners, LLC

$1,473,450

0.51%

47,500

MILLENNIUM MANAGEMENT LLC

$1,468,859

0.51%

47,352

BANK OF AMERICA CORP /DE/

$1,329,392

0.46%

42,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	12,392	$384,399	28.9%	Defined
MANAGED ACCOUNT ADVISORS LLC	30,464	$944,993	71.1%	Defined

Linden Thomas Advisory Services, LLC

$1,205,606

0.42%

39,580

Janney Montgomery Scott LLC

$1,159,775

0.40%

37,388

VICTORY CAPITAL MANAGEMENT INC

$1,129,096

0.39%

36,399

Nuveen, LLC

$1,128,786

0.39%

36,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	352	$10,919	1.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	7,350	$227,997	20.2%	Defined
TEACHERS ADVISORS, LLC joint	28,687	$889,870	78.8%	Defined

Pathstone Holdings, LLC

$1,054,959

0.37%

34,009

Invesco Ltd.

$1,016,679

0.35%

32,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,032	$63,032	6.2%	Defined
Invesco Trust Co joint	5,171	$160,404	15.8%	Defined
Invesco Capital Management LLC	25,572	$793,243	78.0%	Defined

Diametric Capital, LP

$1,010,631

0.35%

32,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	32,580	$1,010,631	100.0%	Defined

XTX Topco Ltd

$1,006,319

0.35%

32,441

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	32,441	$1,006,319	100.0%	Defined

Creative Planning

$954,485

0.33%

30,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	658	$20,411	2.1%	Defined
Held directly	30,112	$934,074	97.9%	Sole

Point72 Asset Management, L.P.

$924,147

0.32%

29,792

SummerHaven Investment Management, LLC

$846,970

0.30%

27,806

ALLIANCEBERNSTEIN L.P.

$827,303

0.29%

26,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	26,670	$827,303	100.0%	Defined

HRT FINANCIAL LP

$794,329

0.28%

25,607

CITIGROUP INC

$750,156

0.26%

24,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	24,183	$750,156	100.0%	Defined

Susquehanna Portfolio Strategies, LLC

$722,114

0.25%

23,279

Tidal Investments LLC

$671,830

0.23%

21,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	21,148	$656,010	97.6%	Defined
Held directly	510	$15,820	2.4%	Sole

Inspire Investing, LLC

$667,705

0.23%

21,525

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$666,123

0.23%

21,474

Swiss National Bank

$573,870

0.20%

18,500

FRANKLIN RESOURCES INC

$529,542

0.18%

17,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	16,210	$502,834	95.0%	Defined
FRANKLIN ADVISORY SERVICES LLC	861	$26,708	5.0%	Defined

Atom Investors LP

$527,402

0.18%

17,002

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$520,391

0.18%

16,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	16,776	$520,391	100.0%	Defined

FIFTH THIRD BANCORP

$518,840

0.18%

16,726

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	16,726	$518,840	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$514,744

0.18%

16,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,099	$96,130	18.7%	Defined
UBS Asset Management Switzerland AG	13,495	$418,614	81.3%	Defined

ACADIAN ASSET MANAGEMENT LLC

$514,683

0.18%

16,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	16,592	$514,683	100.0%	Defined

RHUMBLINE ADVISERS

$511,519

0.18%

16,490

DEUTSCHE BANK AG\

$510,897

0.18%

16,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	3,148	$97,650	19.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	94	$2,915	0.6%	Defined
DWS Investments UK Ltd	13,228	$410,332	80.3%	Defined

Watershed Asset Management, L.L.C.

$505,719

0.18%

16,303

Mariner, LLC

$499,794

0.17%

16,112

Vanguard Global Advisers, LLC

$481,678

0.17%

15,528

RAYMOND JAMES FINANCIAL INC

$412,348

0.14%

13,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	10,882	$337,559	81.9%	Defined
Raymond James Financial Services Advisors, Inc.	2,411	$74,789	18.1%	Defined

RITHOLTZ WEALTH MANAGEMENT

$393,674

0.14%

12,691

ENVESTNET ASSET MANAGEMENT INC

$376,582

0.13%

12,140

WELLS FARGO & COMPANY/MN

$364,143

0.13%

11,739

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	11,359	$352,356	96.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	380	$11,787	3.2%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$363,864

0.13%

11,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	11,730	$363,864	100.0%	Defined

Jump Financial, LLC

$351,518

0.12%

11,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	300	$9,306	2.6%	Defined
Leap GP LLC joint	11,032	$342,212	97.4%	Defined

Squarepoint Ops LLC

$349,223

0.12%

11,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	11,258	$349,223	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$345,004

0.12%

11,122

PRICE T ROWE ASSOCIATES INC /MD/

$334,581

0.12%

10,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	10,786	$334,581	100.0%	Defined

EVERGREEN CAPITAL MANAGEMENT LLC

$314,853

0.11%

10,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	150	$4,653	1.5%	Other
Held directly	10,000	$310,200	98.5%	Sole

Gotham Asset Management, LLC

$314,232

0.11%

10,130

CreativeOne Wealth, LLC

$287,462

0.10%

9,267

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$279,242

0.10%

9,002

LPL Financial LLC

$242,948

0.08%

7,832

MetLife Investment Management, LLC

$238,574

0.08%

7,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	7,691	$238,574	100.0%	Defined

Vident Advisory, LLC

$223,343

0.08%

7,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	505	$15,665	7.0%	Defined
Acuitas Investments, LLC	6,695	$207,678	93.0%	Defined

AMERIPRISE FINANCIAL INC

$214,378

0.07%

6,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	966	$29,965	14.0%	Defined
Ameriprise Financial Services, LLC	5,945	$184,413	86.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$204,080

0.07%

6,579

Aquatic Capital Management LLC

$191,486

0.07%

6,173

VANGUARD ASSET MANAGEMENT, Ltd

$175,200

0.06%

5,648

Quantbot Technologies LP

$148,244

0.05%

4,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	4,779	$148,244	100.0%	Sole

OP Asset Management Ltd

$147,872

0.05%

4,767

Zurcher Kantonalbank (Zurich Cantonalbank)

$110,462

0.04%

3,561

Police & Firemen's Retirement System of New Jersey

$104,041

0.04%

3,354

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	3,354	$104,041	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$94,021

0.03%

3,031

Copeland Capital Management, LLC

$80,231

0.03%

2,634

Legal & General Group Plc

$76,463

0.03%

2,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	1,320	$40,946	53.6%	Defined
Legal & General Investment Management Ltd joint	1,145	$35,517	46.4%	Defined

BARCLAYS PLC

$62,783

0.02%

2,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,696	$52,609	83.8%	Defined
BARCLAYS CAPITAL INC.	328	$10,174	16.2%	Defined

Persistent Asset Partners Ltd

$60,706

0.02%

1,957

Capital Advisors, Ltd. LLC

$57,480

0.02%

1,853

KLP KAPITALFORVALTNING AS

$55,836

0.02%

1,800

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Key facts CIK 1547459 CUSIP 63888U108 13F (30d) 23 filings 22 filers Visit website Investor relations