TE · T1 Energy Inc. · Holdings

$2.47 -0.07 (-2.76%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$748.10M

294.53M

Volume · Oct 20 12.77M Avg daily vol (3M) 26.11M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of TE: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 324

Total Value: $2,181,160,228

Total Shares: 230,705,862

Showing 1–100 of 349 holdings by value · page 1 of 4

Institutional Ownership Trend

12 quarters

Superinvestors Holding TE

All superinvestors →

George Soros $435,909

Holder Concentration

Across 326 13F filers

Top Holder

15.2%

of institutional value

Top 5

42.1%

of institutional value

Top 10

58.8%

of institutional value

HHI

541

Broadly held

Who Holds TE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 316 filers, like-for-like change +17.2%; actively managed books +9.6%; index-like books +37.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	52.3%	163	-11.4%	54	28
Exempt adviser	0.3%	3	+104.0%	1	1
Adviser	6.6%	12	+391.3%	6	0
Bank	14.0%	15	+103.6%	2	1
Insurer	0.0%	3	+15.2%	1	0
Broker-dealer	1.1%	3	+357.9%	1	0
Benefit plan	0.2%	4	+10.3%	0	0
Non-US	2.0%	6	+59.0%	1	0
Holding company	14.9%	6	+36.8%	0	0
Unknown	8.7%	101	+60.7%	36	13

Style	Share	Filers	Change	New	Exited
Index-like	32.0%	34	+37.4%	2	1
Systematic-like	11.9%	34	-3.0%	10	8
Concentrated	5.1%	41	-54.4%	16	8
Diversified active	50.9%	207	+32.3%	74	26
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	39.1%	154	+62.3%	39	16
Medium turnover	17.1%	64	-7.2%	24	9
High turnover	37.3%	71	+0.4%	33	15
Unknown	6.4%	27	+14.1%	6	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.5%	48	-26.7%	18	14
Medium horizon	35.6%	61	+18.3%	22	6
Long horizon	42.3%	175	+37.6%	46	19
Unknown	11.5%	32	+14.0%	16	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.3%	80	-2.1%	30	13
$1B to $10B	26.7%	86	-7.0%	36	18
$10B to $100B	12.0%	84	-18.0%	28	10
$100B or more	59.1%	66	+48.6%	8	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.0%	82	-4.5%	25	13
Pooled investment vehicles	38.5%	40	-17.5%	19	11
Registered funds and BDCs	10.7%	18	+24.0%	5	0
Pension and profit sharing plans	0.0%	3	-47.6%	0	1
Insurance companies	0.2%	3	+47.8%	0	1
Charitable organizations	0.0%	1	+4.2%	0	0
Governments and sovereign funds	0.4%	3	-51.5%	0	0
Corporations	0.0%	1	+2475.0%	1	1
Other investment advisers	0.0%	2	-89.3%	0	1
Other	0.0%	3	+181.0%	2	0
Diversified	0.3%	6	+11.1%	1	0
Unknown	47.7%	154	+81.3%	49	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	36.6%	44	-23.6%	20	13
Private equity funds	3.6%	9	+1311.6%	4	1
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.0%	3	+427.2%	1	1
Liquidity funds	0.0%	1	new	1	0
Securitized asset funds	0.2%	1	+30.4%	0	0
Other private funds	1.7%	14	+173.5%	4	2
Mixed private funds	0.1%	1	+3.6%	0	0
Private funds, type not stated	0.1%	4	+127.8%	3	0
No private funds	10.2%	87	+0.9%	21	12
Unknown	47.4%	151	+81.1%	48	14

Location	Share	Filers	Change	New	Exited
United States	92.3%	264	+12.7%	86	36
Outside the US	7.7%	52	+120.4%	16	7

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd; JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

316 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.633% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.003%

Mar 31, 2026: 1

Crowding

36.3%

of shares outstanding, 89th percentile

Mar 31, 2026: 42.9%

Private-fund advisers

32.0%

of shares outstanding

Institutional ownership

75.5%

86.7% of the estimated free float

Top 10 holders

60.9%

of 13F shares, Herfindahl 0.061

Active holders

+9.6%

like-for-like share change of active filers

5% stakes on record

2 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 7.1 quarters

Under 1 year 31.1% 1 to 3 years 68.9% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $36,260,177 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.45

estimated per share

Mar 31, 2026: $4.72

Quarter-end price

$9.48

implied by 13F values

Estimated gain or loss

+73.9%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 94.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies TE's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PCT PureCycle Technologies, Inc.	7	0.163
2	EOSE Eos Energy Enterprises, Inc.	6	0.154
3	FLNC Fluence Energy, Inc.	4	0.148
4	PUMP ProPetro Holding Corp.	5	0.143
5	BETA BETA Technologies, Inc.	3	0.131
6	FCEL Fuelcell Energy Inc	3	0.120
7	SHAZ SharonAI Holdings Inc.	4	0.119
8	TTI Tetra Technologies Inc	4	0.116
9	AMPX Amprius Technologies, Inc.	3	0.109
10	HPP Hudson Pacific Properties, Inc.	3	0.107

Shareholder Targets

13F filers that own its peers but not TE, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PCT, EOSE, FLNC, PUMP, BETA, FCEL, SHAZ, TTI, AMPX, HPP, IREN, OUST, WOLF, HIVE, ENVX, SOC, ONDS, MWH, NBIS, FRVO. 1,665 filers in all.

#	Filer	In peers	Of book	Largest peers
1	AMERICAN SECURITIES LLC Registered adviser, Unknown	$2,823,439,654 1 held	75.2%	MWH
2	Value Aligned Research Advisors, LLC Registered adviser, Diversified active	$2,136,140,501 3 held	12.8%	NBIS, IREN, FRVO
3	FRED ALGER MANAGEMENT, LLC Registered adviser, Diversified active	$1,813,572,647 5 held	6.05%	NBIS, IREN, MWH
4	Orbis Allan Gray Ltd Unknown, Diversified active	$1,793,646,546 1 held	6.17%	NBIS
5	LONE PINE CAPITAL LLC Registered adviser, Diversified active	$1,278,359,800 2 held	7.82%	NBIS, SHAZ
6	NORGES BANK Non-US, Index-like	$1,161,808,627 6 held	0.120%	NBIS, IREN, FRVO
7	DEVON ENERGY CORP/DE Unknown, Unknown	$1,044,338,092 1 held	65.6%	FRVO
8	Accel Leaders 4 Associates L.P. Unknown, Unknown	$1,012,097,321 1 held	100.0%	NBIS
9	Capricorn Investment Group LLC Unknown, Concentrated	$1,000,466,697 1 held	4.45%	FRVO
10	Renesas Electronics America Inc. Unknown, Unknown	$813,126,949 1 held	100.0%	WOLF

Fund Ownership of TE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 14.96% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.26%	+0.61 pp	6,656,742	52
Index ETFs	12.70%	+5.08 pp	37,413,179	43
Active ETFs	0.19%	-0.28 pp	566,827	4
Active funds	1.58%	+1.18 pp	4,661,485	51
Unclassified	0.00%	0.00 pp	705	1
All registered funds	16.74%	+6.59 pp	49,298,938	151

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 166 Exempt adviser 3 Adviser 12 Bank 15 Insurer 3 Broker-dealer 3 Benefit plan 4 Non-US 6 Holding company 6 Unknown 106

Showing 100 of 349

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Encompass Capital Advisors LLC

$331,498,242

15.20%

34,968,169

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Encompass Capital Master Fund LP joint	34,968,169	$331,498,242	100.0%	Defined

BlackRock, Inc.

$248,240,646

11.38%

26,185,723

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	206,693	$1,959,449	0.8%	Sole
BlackRock Asset Management Canada Ltd	35,335	$334,975	0.1%	Sole
BlackRock Investment Management, LLC	532,199	$5,045,246	2.0%	Sole
BLACKROCK ADVISORS LLC	469,395	$4,449,864	1.8%	Sole
BlackRock Fund Advisors	11,931,295	$113,108,676	45.6%	Sole
BlackRock Institutional Trust Company, N.A.	6,040,773	$57,266,528	23.1%	Sole
BlackRock Fund Managers Ltd.	26,514	$251,352	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	64,802	$614,322	0.2%	Sole
BlackRock (Netherlands) B.V.	16,268	$154,220	0.1%	Sole
BlackRock Asset Management Ireland Ltd	6,729,627	$63,796,863	25.7%	Sole
BlackRock Asset Management Schweiz AG	29,043	$275,327	0.1%	Sole
Aperio Group, LLC	103,779	$983,824	0.4%	Sole

STATE STREET CORP

$147,526,119

6.76%

15,561,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	15,561,827	$147,526,119	100.0%	Defined

Invesco Ltd.

$105,283,701

4.83%

11,105,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,732,936	$25,908,231	24.6%	Defined
Invesco Trust Co joint	72,185	$684,313	0.6%	Defined
Invesco Capital Management LLC	8,300,755	$78,691,157	74.7%	Defined

TWO SIGMA INVESTMENTS, LP

$87,604,566

4.02%

9,240,988

VANGUARD CAPITAL MANAGEMENT LLC

$83,392,697

3.82%

8,796,698

DISCOVERY CAPITAL MANAGEMENT, LLC / CT

$70,769,148

3.24%

7,465,100

UBS Group AG

$48,176,373

2.21%

5,081,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	42,586	$403,715	0.8%	Defined
UBS AG	5,015,324	$47,545,271	98.7%	Defined
UBS Switzerland AG	23,986	$227,387	0.5%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$47,817,631

2.19%

5,044,054

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	730,920	$6,929,121	14.5%	Defined
Held directly	4,313,134	$40,888,510	85.5%	Defined

CITADEL ADVISORS LLC

$47,360,221

2.17%

4,995,804

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,995,804	$47,360,221	100.0%	Defined

Situational Awareness LP

$46,452,000

2.13%

4,900,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$43,618,428

2.00%

4,601,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,601,100	$43,618,428	100.0%	Other

RENAISSANCE TECHNOLOGIES LLC

$39,938,348

1.83%

4,212,906

BNP PARIBAS ARBITRAGE, SA

$35,927,275

1.65%

3,789,797

BARCLAYS PLC

$34,381,740

1.58%

3,626,766

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,612,566	$34,247,125	99.6%	Defined
BARCLAYS CAPITAL INC.	308	$2,919	0.0%	Defined
BARCLAYS CAPITAL SECURITIES LTD	13,892	$131,696	0.4%	Defined

FIRST TRUST ADVISORS LP

$30,100,431

1.38%

3,175,151

Electron Capital Partners, LLC

$27,794,582

1.27%

2,931,918

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Electron GP, LLC joint	2,931,918	$27,794,582	100.0%	Defined

JANE STREET GROUP, LLC

$27,373,500

1.25%

2,887,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,887,500	$27,373,500	100.0%	Defined

HRT FINANCIAL LP

$26,722,536

1.23%

2,818,833

MORGAN STANLEY

$26,527,701

1.22%

2,798,281

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	19,776	$187,476	0.7%	Defined
MORGAN STANLEY & CO. LLC	292,245	$2,770,482	10.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,097,672	$19,885,930	75.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	326,870	$3,098,727	11.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	61,718	$585,086	2.2%	Defined

JUPITER ASSET MANAGEMENT LTD

$24,518,578

1.12%

2,586,348

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jupiter Investment Management Limited	300,642	$2,850,086	11.6%	Defined
Held directly	2,285,706	$21,668,492	88.4%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$22,283,677

1.02%

2,350,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,299,645	$21,800,634	97.8%	Other
G1 EXECUTION SERVICES, LLC	50,954	$483,043	2.2%	Other

GOLDMAN SACHS GROUP INC

$21,045,114

0.96%

2,219,949

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,895,697	$17,971,207	85.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	265,049	$2,512,664	11.9%	Defined
GOLDMAN SACHS INTERNATIONAL	48,647	$461,173	2.2%	Defined
Goldman Sachs Trust Company, N.A.	10,556	$100,070	0.5%	Defined

CITADEL ADVISORS LLC

$20,182,920

0.93%

2,129,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,129,000	$20,182,920	100.0%	Defined

Gladstone Institutional Advisory LLC

$19,949,294

0.91%

2,104,356

D. E. Shaw & Co., Inc.

$17,830,296

0.82%

1,880,833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,880,833	$17,830,296	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$17,618,645

0.81%

1,858,507

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	182,452	$1,729,644	9.8%	Defined
Held directly	1,676,055	$15,889,001	90.2%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$17,602,464

0.81%

1,856,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,856,800	$17,602,464	100.0%	Other

JANE STREET GROUP, LLC

$17,517,144

0.80%

1,847,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,847,800	$17,517,144	100.0%	Defined

NORTHERN TRUST CORP

$15,844,036

0.73%

1,671,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,535,045	$14,552,226	91.8%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	108,494	$1,028,522	6.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	27,773	$263,288	1.7%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$15,161,345

0.70%

1,599,298

VANGUARD FIDUCIARY TRUST CO

$13,829,879

0.63%

1,458,848

Squarepoint Ops LLC

$13,547,175

0.62%

1,429,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	1,429,027	$13,547,175	100.0%	Defined

CITADEL ADVISORS LLC

$13,375,332

0.61%

1,410,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,410,900	$13,375,332	100.0%	Defined

GROUP ONE TRADING LLC

$13,274,919

0.61%

1,400,308

JPMORGAN CHASE & CO

$11,573,534

0.53%

1,220,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	104,095	$986,820	8.5%	Defined
J.P. Morgan Investment Management Inc.	454,869	$4,312,158	37.3%	Defined
J.P. Morgan Securities LLC	3,600	$34,128	0.3%	Defined
55I, LLC	1,000	$9,480	0.1%	Other
J.P. Morgan SE	41,800	$396,264	3.4%	Defined
J.P. MORGAN MANSART MANAGEMENT Ltd	615,473	$5,834,684	50.4%	Defined

T. Rowe Price Investment Management, Inc.

$10,455,577

0.48%

1,102,909

Point72 Asset Management, L.P.

$10,174,884

0.47%

1,073,300

MILLENNIUM MANAGEMENT LLC

$9,207,573

0.42%

971,263

Point72 Asset Management, L.P.

$9,139,298

0.42%

964,061

Bank of New York Mellon Corp

$7,768,299

0.36%

819,441

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	179,048	$1,697,375	21.9%	Defined
The Bank of New York Mellon	335,867	$3,184,019	41.0%	Defined
BNY Mellon, NA joint	850	$8,058	0.1%	Defined
BNY Mellon Advisors, Inc. joint	303,674	$2,878,829	37.1%	Other
Held directly	2	$18	0.0%	Defined

Clear Street Group Inc.

$7,603,718

0.35%

802,080

Science & Technology Partners, L.P.

$7,347,891

0.34%

775,094

Walleye Trading LLC

$7,183,944

0.33%

757,800

AGF MANAGEMENT LTD

$7,120,608

0.33%

751,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AGF INVESTMENTS INC.	751,119	$7,120,608	100.0%	Sole

Cambridge Investment Research Advisors, Inc.

$7,004,241

0.32%

738,844

FRANKLIN RESOURCES INC

$6,720,418

0.31%

708,905

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	170	$1,611	0.0%	Defined
FRANKLIN ADVISERS INC	708,735	$6,718,807	100.0%	Defined

K2 PRINCIPAL FUND, L.P.

$6,583,860

0.30%

694,500

OCCUDO QUANTITATIVE STRATEGIES LP

$6,381,196

0.29%

673,122

BANK OF AMERICA CORP /DE/

$6,291,855

0.29%

663,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	432,934	$4,104,214	65.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	16,483	$156,258	2.5%	Defined
BOFA SECURITIES, INC.	214,281	$2,031,383	32.3%	Defined

Hudson Bay Capital Management LP

$6,178,144

0.28%

651,703

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hudson Bay Capital UK LLP	593,671	$5,628,001	91.1%	Defined
Held directly	58,032	$550,143	8.9%	Sole

HITE Hedge Asset Management LLC

$5,860,479

0.27%

618,194

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$5,335,069

0.24%

562,771

Lighthouse Investment Partners, LLC

$5,243,482

0.24%

553,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
North Rock Capital Management, LLC	553,110	$5,243,482	100.0%	Defined

Trexquant Investment LP

$4,794,557

0.22%

505,755

Burkehill Global Management, LP

$4,740,000

0.22%

500,000

PLUSTICK MANAGEMENT LLC

$4,740,000

0.22%

500,000

Caption Management, LLC

$4,488,780

0.21%

473,500

Nuveen, LLC

$4,463,542

0.20%

470,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	8,510	$80,674	1.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	63,910	$605,866	13.6%	Defined
TEACHERS ADVISORS, LLC joint	398,418	$3,777,002	84.6%	Defined

LPL Financial LLC

$4,366,971

0.20%

460,651

Walleye Trading LLC

$4,185,799

0.19%

441,540

Walleye Trading LLC

$4,038,480

0.19%

426,000

Graham Capital Management, L.P.

$3,900,043

0.18%

411,397

JENNISON ASSOCIATES LLC

$3,868,200

0.18%

408,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	408,038	$3,868,200	100.0%	Defined

Alta Fundamental Advisers LLC

$3,792,000

0.17%

400,000

PEAK6 LLC

$3,763,778

0.17%

397,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	397,023	$3,763,778	100.0%	Defined

Security National Bank

$3,709,666

0.17%

391,315

WELLS FARGO & COMPANY/MN

$3,465,033

0.16%

365,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	163,545	$1,550,406	44.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	33,310	$315,778	9.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	121,655	$1,153,289	33.3%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	47,000	$445,560	12.9%	Defined

Schonfeld Strategic Advisors LLC

$3,349,606

0.15%

353,334

Swiss National Bank

$3,317,052

0.15%

349,900

DNB Asset Management AS

$3,296,451

0.15%

347,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	347,727	$3,296,451	100.0%	Other

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,245,230

0.15%

342,324

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,780	$35,834	1.1%	Defined
UBS Asset Management Switzerland AG	293,403	$2,781,460	85.7%	Defined
Held directly	45,141	$427,936	13.2%	Defined

HUSSMAN STRATEGIC ADVISORS, INC.

$2,986,200

0.14%

315,000

ALPS ADVISORS INC

$2,929,177

0.13%

308,985

MOORE CAPITAL MANAGEMENT, LP

$2,844,000

0.13%

300,000

BARCLAYS PLC

$2,844,000

0.13%

300,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	300,000	$2,844,000	100.0%	Defined

Alight Capital Management LP

$2,844,000

0.13%

300,000

DEUTSCHE BANK AG\

$2,839,383

0.13%

299,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	72,096	$683,470	24.1%	Defined
DWS Investments UK Ltd	226,767	$2,149,751	75.7%	Defined
Deutsche Bank S.p.A	650	$6,162	0.2%	Defined

CITIGROUP INC

$2,831,609

0.13%

298,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	298,693	$2,831,609	100.0%	Defined

IMC-Chicago, LLC

$2,718,911

0.12%

286,805

SIH Partners, LLLP

$2,675,967

0.12%

282,275

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna International Group Ltd.	282,275	$2,675,967	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$2,580,511

0.12%

272,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	118,227	$1,120,791	43.4%	Defined
Raymond James Financial Services Advisors, Inc.	153,979	$1,459,720	56.6%	Defined

CIBC WORLD MARKET INC.

$2,532,108

0.12%

267,100

NewEdge Advisors, LLC

$2,519,338

0.12%

265,753

VOYA INVESTMENT MANAGEMENT LLC

$2,498,263

0.11%

263,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	263,530	$2,498,263	100.0%	Defined

UniSuper Management Pty Ltd

$2,464,496

0.11%

259,968

GILDER GAGNON HOWE & CO LLC

$2,359,941

0.11%

248,939

RHUMBLINE ADVISERS

$2,223,429

0.10%

234,539

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,211,096

0.10%

233,238

Engineers Gate Manager LP

$2,011,428

0.09%

212,176

WINTON GROUP Ltd

$1,931,711

0.09%

203,767

SIMPLEX TRADING, LLC

$1,924,762

0.09%

203,034

Voleon Capital Management LP

$1,904,816

0.09%

200,930

ALLIANCEBERNSTEIN L.P.

$1,904,323

0.09%

200,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	200,878	$1,904,323	100.0%	Defined

Ratan Capital Management LP

$1,896,000

0.09%

200,000

BOOTHBAY FUND MANAGEMENT, LLC

$1,895,052

0.09%

199,900

MML INVESTORS SERVICES, LLC

$1,866,052

0.09%

196,841

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$1,857,217

0.09%

195,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	195,909	$1,857,217	100.0%	Defined

XTX Topco Ltd

$1,824,501

0.08%

192,458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	192,458	$1,824,501	100.0%	Defined

Sender Co & Partners, Inc.

$1,792,724

0.08%

189,106

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Key facts CIK 1992243 CUSIP 35834F104 13F (30d) 31 filings 31 filers Visit website Investor relations