Peak Asset Management, LLC
Registered adviserFiling Date
Global Rank
#3,183
/ 8,814
▲ 96
Top Industry
Software - Infrastructure
13.5%
Period ended 4 months ago
Filed Aug 14, 2026 · 2mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$1,011,130,724
Main clients
Individuals and high net worth
(97% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $1,011,130,724 | Individuals and high net worth (97%) |
| Apr 2025 to Mar 2026 | $910,014,120 | Individuals and high net worth (97%) |
| Apr 2024 to Mar 2025 | $825,132,300 | Individuals and high net worth (97%) |
| May 2023 to Mar 2024 | $702,641,190 | Individuals and high net worth (96%) |
| Apr 2023 | $702,641,190 | Individuals and high net worth (96%) |
| Apr 2022 to Mar 2023 | $752,250,357 | Individuals and high net worth (96%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 44.7%, 34.8 effective positions, active share 64.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
10.1% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 21.1 quarters (12+), a floor since 66.8% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 64.6%; sector active share 22.5% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
181 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
5.5%
−0.2 pts
Top 5
25.9%
−0.8 pts
Top 10
44.7%
−0.9 pts
HHI
287
Diversified−15
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 33.8% | $229,706,543 |
| Technology | 24.4% | $166,082,378 |
| Financial Services | 12.5% | $84,997,657 |
| Communication Services | 7.0% | $47,681,159 |
| Industrials | 7.0% | $47,418,487 |
| Healthcare | 5.7% | $39,086,290 |
| Consumer Cyclical | 4.0% | $27,265,151 |
| Energy | 3.2% | $21,725,808 |
| Consumer Defensive | 1.7% | $11,591,219 |
| Basic Materials | 0.4% | $2,946,300 |
| Utilities | 0.2% | $1,098,932 |
| Real Estate | 0.1% | $611,430 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BKNG | Booking Holdings Inc. | +79,270 | 82,367 | $14,681,094 | |
| GBIL | Goldman Sachs ETF Trust | +77,175 | 92,939 | $9,308,770 | |
| VO | VANGUARD MID-CAP INDEX FUND | +18,757 | 25,078 | $2,020,534 | |
| VEA | Vanguard FTSE Developed Markets ETF | +17,564 | 27,346 | $1,948,402 | |
| WFC | Wells Fargo & Company | +14,332 | 29,178 | $2,411,269 | |
| — | +14,202 | 224,499 | $22,310,710 | ||
| PFE | Pfizer Inc | +13,017 | 29,704 | $715,272 | |
| SLB | Slb Limited | +12,275 | 49,481 | $2,300,371 | |
| XOM | ExxonMobil Holdings Corp | +11,199 | 26,479 | $3,620,208 | |
| MSFT | Microsoft Corp | +7,856 | 67,052 | $25,011,737 | |
| GOOG | Alphabet Inc. | +7,405 | 15,016 | $5,305,603 | |
| NKE | NIKE, Inc. | +7,380 | 11,785 | $483,774 | |
| JPM | Jpmorgan Chase & Co | +5,406 | 82,577 | $27,029,929 | |
| JNJ | Johnson & Johnson | +5,139 | 16,957 | $4,306,569 | |
| AVNM | Avantis All International Markets Equity ETF | +4,935 | 129,890 | $10,700,338 | |
| CRM | Salesforce, Inc. | +4,636 | 36,928 | $5,785,140 | |
| CVX | Chevron Corp | +4,526 | 33,943 | $5,626,391 | |
| MRK | Merck & Co., Inc. | +4,500 | 21,535 | $2,767,247 | |
| PEP | Pepsico Inc | +4,067 | 12,274 | $1,661,899 | |
| AVUV | Avantis U.S. Small Cap Value ETF | +3,948 | 167,233 | $20,863,989 | |
| DIS | Walt Disney Co | +3,914 | 100,333 | $9,657,051 | |
| AAPL | Apple Inc. | +3,782 | 117,906 | $34,117,280 | |
| AMAT | Applied Materials Inc | +3,521 | 15,352 | $11,099,496 | |
| — | +3,209 | 53,660 | $2,233,329 | ||
| SYK | Stryker Corp | +2,661 | 52,332 | $16,476,206 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FTNT | Fortinet, Inc. | −4,544 | 159,052 | $24,433,568 | |
| GOOGL | Alphabet Inc. | −3,839 | 88,779 | $31,726,951 | |
| IEF | iShares 7-10 Year Treasury Bond ETF | −3,719 | 120,576 | $11,402,872 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | −3,300 | 381,952 | $22,229,606 | |
| INTC | Intel Corp | −3,016 | 6,831 | $953,812 | |
| MDT | Medtronic plc | −2,697 | 25,028 | $1,957,940 | |
| GLNG | Golar Lng Ltd | −2,050 | 46,995 | $2,342,230 | |
| QCOM | Qualcomm Inc | −1,131 | 5,309 | $981,050 | |
| HON | Honeywell International Inc | −1,026 | 1,027 | $229,945 | |
| ORCL | Oracle Corp | −978 | 69,796 | $10,228,603 | |
| PLTR | Palantir Technologies Inc. | −501 | 2,307 | $269,157 | |
| KO | Coca Cola Co | −372 | 11,215 | $911,443 | |
| — | −303 | 4,981 | $456,458 | ||
| SHY | iShares 1-3 Year Treasury Bond ETF | −293 | 33,428 | $2,744,773 | |
| BMY | Bristol Myers Squibb Co | −287 | 32,175 | $1,853,923 | |
| SNOW | Snowflake Inc. | −210 | 1,676 | $426,542 | |
| IVV | iShares Core S&P 500 ETF | −171 | 8,213 | $6,150,633 | |
| GLW | Corning Inc | −170 | 6,105 | $1,559,400 | |
| META | Meta Platforms, Inc. | −148 | 1,445 | $813,954 | |
| NET | Cloudflare, Inc. | −120 | 1,380 | $338,486 | |
| CHD | Church & Dwight Co Inc | −100 | 4,788 | $463,861 | |
| AVEM | Avantis Emerging Markets Equity ETF | −95 | 57,979 | $5,594,393 | |
| EMR | Emerson Electric Co | −73 | 114,844 | $16,439,918 | |
| TMO | Thermo Fisher Scientific Inc. | −69 | 4,755 | $2,383,966 | |
| IEI | iShares 3-7 Year Treasury Bond ETF | −38 | 7,659 | $899,549 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| MCK | Mckesson Corp | 2,805 | $2,119,458 | |
| AXP | American Express Co | 5,346 | $1,808,284 | |
| MHD | Blackrock Muniholdings Fund, Inc. | 127,261 | $1,514,405 | |
| GS | Goldman Sachs Group Inc | 1,463 | $1,479,634 | |
| SCHW | Schwab Charles Corp | 14,563 | $1,343,728 | |
| BNY | Bank of New York Mellon Corp | 8,275 | $1,196,647 | |
| CGUS | Capital Group Core Equity ETF | 24,575 | $1,093,096 | |
| ELV | Elevance Health, Inc. | 2,590 | $1,001,630 | |
| NAD | Nuveen Quality Municipal Income Fund | 82,432 | $999,075 | |
| STEW | SRH Total Return Fund, Inc. | 51,285 | $918,001 | |
| COF | Capital One Financial Corp | 4,229 | $848,421 | |
| ADX | Adams Diversified Equity Fund, Inc. | 32,200 | $822,710 | |
| CI | Cigna Group | 1,895 | $522,413 | |
| IQV | Iqvia Holdings Inc. | 2,454 | $474,161 | |
| BA | Boeing Co | 2,139 | $463,029 | |
| ZBH | Zimmer Biomet Holdings, Inc. | 5,192 | $446,979 | |
| QDPL | Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF | 8,901 | $401,168 | |
| PANW | Palo Alto Networks Inc | 1,167 | $397,970 | |
| DELL | Dell Technologies Inc. | 900 | $388,314 | |
| GD | General Dynamics Corp | 1,083 | $383,641 | |
| LMT | Lockheed Martin Corp | 712 | $362,735 | |
| DEO | Diageo PLC | 4,425 | $355,681 | |
| NVO | Novo Nordisk A S | 7,200 | $345,168 | |
| FISV | Fiserv Inc | 6,270 | $307,543 | |
| MRVL | Marvell Technology, Inc. | 1,000 | $297,890 | |
| No positions match the current search. | ||||
181 tracked positions ·
$680,211,354 total
· filing declares
181 positions · $680,210,346
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 181 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 117,906 | $34,117,280 | 5.02% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 88,779 | $31,726,951 | 4.66% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 240,883 | $28,294,117 | 4.16% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 82,577 | $27,029,929 | 3.97% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 67,052 | $25,011,737 | 3.68% | |
| FTNT |
Fortinet, Inc.
Technology
|
Reduced | 159,052 | $24,433,568 | 3.59% | |
|
|
Added | 224,499 | $22,310,710 | 3.28% | ||
| VGSH |
VANGUARD SHORT-TERM TREASURY INDEX FUND
|
Reduced | 381,952 | $22,229,606 | 3.27% | |
| AVUV |
Avantis U.S. Small Cap Value ETF
|
Added | 167,233 | $20,863,989 | 3.07% | |
| RSP |
Victory Portfolios II
|
Added | 92,726 | $19,729,311 | 2.90% | |
| V |
Visa Inc.
Financial Services
|
Added | 55,412 | $19,011,303 | 2.79% | |
| PCAR |
Paccar Inc
Industrials
|
Added | 146,560 | $17,604,787 | 2.59% | |
| SPGI |
S&P Global Inc.
Financial Services
|
Added | 40,640 | $16,551,045 | 2.43% | |
| SYK |
Stryker Corp
Healthcare
|
Added | 52,332 | $16,476,206 | 2.42% | |
| EMR |
Emerson Electric Co
Industrials
|
Reduced | 114,844 | $16,439,918 | 2.42% | |
| PJP |
Victory Portfolios II
|
Added | 135,861 | $16,092,735 | 2.37% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 20,776 | $15,299,446 | 2.25% | |
| BKNG |
Booking Holdings Inc.
Consumer Cyclical
|
Added | 82,367 | $14,681,094 | 2.16% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 16,349 | $12,208,942 | 1.79% | |
| IEF |
iShares 7-10 Year Treasury Bond ETF
|
Reduced | 120,576 | $11,402,872 | 1.68% | |
| AMAT |
Applied Materials Inc
Technology
|
Added | 15,352 | $11,099,496 | 1.63% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 15,870 | $10,899,674 | 1.60% | |
| AVNM |
Avantis All International Markets Equity ETF
|
Added | 129,890 | $10,700,338 | 1.57% | |
| ORCL |
Oracle Corp
Technology
|
Reduced | 69,796 | $10,228,603 | 1.50% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 100,333 | $9,657,051 | 1.42% | |
| GBIL |
Goldman Sachs ETF Trust
|
Added | 92,939 | $9,308,770 | 1.37% | |
| COP |
Conocophillips
Energy
|
Added | 75,381 | $7,836,608 | 1.15% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 8,213 | $6,150,633 | 0.90% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 25,575 | $6,095,545 | 0.90% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 36,928 | $5,785,140 | 0.85% | |
| CVX |
Chevron Corp
Energy
|
Added | 33,943 | $5,626,391 | 0.83% | |
| AVEM |
Avantis Emerging Markets Equity ETF
|
Reduced | 57,979 | $5,594,393 | 0.82% | |
| MDY |
Spdr S&P Midcap 400 ETF Trust
|
Reduced | 7,699 | $5,415,014 | 0.80% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 15,016 | $5,305,603 | 0.78% | |
| IWM |
iShares Russell 2000 ETF
|
Held | 16,429 | $4,936,093 | 0.73% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 16,957 | $4,306,569 | 0.63% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 7,769 | $3,990,158 | 0.59% | |
| APH |
Amphenol Corp
Technology
|
Added | 22,010 | $3,880,803 | 0.57% | |
| UNP |
Union Pacific Corp
Industrials
|
Held | 13,934 | $3,790,048 | 0.56% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 4,007 | $3,748,428 | 0.55% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 24,931 | $3,655,881 | 0.54% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 26,479 | $3,620,208 | 0.53% | |
| ECL |
Ecolab Inc.
Basic Materials
|
Added | 10,575 | $2,946,300 | 0.43% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 40,169 | $2,898,595 | 0.43% | |
| ADBE |
Adobe Inc.
Technology
|
Added | 13,798 | $2,828,865 | 0.42% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 7,442 | $2,811,215 | 0.41% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 21,535 | $2,767,247 | 0.41% | |
| SHY |
iShares 1-3 Year Treasury Bond ETF
|
Reduced | 33,428 | $2,744,773 | 0.40% | |
| ORLY |
O Reilly Automotive Inc
Consumer Cyclical
|
Held | 28,835 | $2,655,415 | 0.39% | |
| TCAF |
T. Rowe Price Capital Appreciation Equity ETF
|
Added | 63,078 | $2,592,505 | 0.38% |
Showing the top 50 of 181 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.